PenderFund Capital Management

PenderFund Capital Management as of Sept. 30, 2022

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 179 positions in its portfolio as reported in the September 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 7.4 $24M 30M 0.80
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 7.2 $23M 17M 1.35
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 6.1 $20M 16M 1.26
Opko Health Note 4.500% 2/1 (Principal) 4.1 $13M 10M 1.32
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 3.9 $12M 12M 1.05
Sfl Corporation Note 4.875% 5/0 (Principal) 3.7 $12M 8.7M 1.38
Sangoma Technologies Corp Com New (SANG) 3.6 $12M 1.6M 7.21
PAR Technology Corporation (PAR) 3.2 $10M 251k 40.79
Burford Cap Ord Shs (BUR) 3.1 $9.9M 952k 10.36
Texas Pacific Land Corp (TPL) 2.7 $8.6M 3.5k 2454.86
D-wave Quantum Com Added (QBTS) 2.5 $8.1M 748k 10.88
Baidu Spon Adr Rep A (BIDU) 2.4 $7.8M 48k 162.29
Kkr & Co (KKR) 2.4 $7.5M 127k 59.40
Maxar Technologies 2.3 $7.5M 288k 25.86
Zillow Group Cl C Cap Stk (Z) 2.3 $7.4M 186k 39.53
Interactive Brokers Group In Com Cl A (IBKR) 2.0 $6.5M 74k 88.28
Anterix Inc. Atex (ATEX) 2.0 $6.2M 127k 49.34
Ss&c Technologies Holding (SSNC) 1.9 $6.2M 94k 65.95
Jd.com Spon Adr Cl A (JD) 1.9 $6.1M 88k 69.49
SSR MNG Note 2.500% 4/0 (Principal) 1.9 $6.0M 4.0M 1.51
Aviat Networks Com New (AVNW) 1.7 $5.3M 141k 37.82
Tricida Note 3.500% 5/1 (Principal) 1.6 $5.1M 6.7M 0.77
Aberdeen Asia-Pacific Income Fund (FAX) 1.6 $5.1M 1.5M 3.48
Egain Corp Com New (EGAN) 1.5 $4.7M 458k 10.15
Tabula Rasa Healthcare Note 1.750% 2/1 (Principal) 1.4 $4.5M 4.0M 1.12
Docebo (DCBO) 1.4 $4.4M 118k 37.30
Universal Technical Institute (UTI) 1.2 $4.0M 532k 7.51
Beyond Meat Note 3/1 (Principal) 1.1 $3.4M 8.0M 0.43
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.1 $3.4M 269k 12.53
Howard Hughes 0.9 $2.9M 37k 76.50
Peloton Interactive Cl A Com (PTON) 0.9 $2.8M 289k 9.57
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.8 $2.5M 227k 11.02
Ebix Com New (EBIXQ) 0.8 $2.5M 94k 26.20
Accelerate Diagnostics Note 2.500% 3/1 (Principal) 0.8 $2.4M 1.9M 1.26
Iac Com New (IAC) 0.7 $2.3M 30k 76.50
Block Cl A (SQ) 0.7 $2.1M 28k 75.96
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.6 $1.9M 34k 56.51
Shaw Communications Cl B Conv 0.5 $1.6M 47k 33.58
Maxeon Solar Technologies Lt Note 6.500% 7/1 (Principal) 0.5 $1.5M 740k 2.06
Snap Note 0.750% 8/0 (Principal) 0.4 $1.2M 1.0M 1.19
Alibaba Group Hldg Sponsored Ads (BABA) 0.4 $1.2M 11k 110.47
Northrop Grumman Corporation (NOC) 0.3 $1.1M 1.7k 649.70
Bluerock Residential Gwt Rei Com Cl A 0.3 $1.0M 28k 36.96
Alleghany Corporation 0.3 $939k 810.00 1159.26
Starbucks Corporation (SBUX) 0.3 $930k 8.0k 116.40
Kennedy-Wilson Holdings (KW) 0.3 $929k 44k 21.36
Sierra Wireless 0.3 $899k 21k 42.03
Nielsen Hldgs Shs Eur 0.3 $868k 23k 38.29
Morgan Stanley Emerging Markets Domestic (EDD) 0.3 $833k 150k 5.55
Starwood Property Trust (STWD) 0.3 $829k 33k 25.16
Microstrategy Cl A New (MSTR) 0.2 $792k 2.7k 293.33
Moneygram Intl Com New 0.2 $787k 55k 14.36
Microchip Technology (MCHP) 0.2 $785k 9.3k 84.32
Stonemor 0.2 $769k 162k 4.74
Manning & Napier Cl A 0.2 $727k 43k 16.95
Hill International 0.2 $722k 158k 4.58
Atlas Air Worldwide Hldgs In Com New 0.2 $704k 5.3k 132.08
Liberty Broadband Corp Com Ser C (LBRDK) 0.2 $664k 6.5k 102.00
Randolph Ban 0.2 $659k 18k 37.25
Colliers Intl Group Sub Vtg Shs (CIGI) 0.2 $656k 5.2k 126.64
Ping Identity Hldg Corp 0.2 $646k 17k 38.78
Chemocentryx 0.2 $637k 8.9k 71.33
Social Capital Hedosopha Hld Shs Cl A 0.2 $637k 46k 13.80
North American Const (NOA) 0.2 $615k 47k 13.19
Exterran 0.2 $612k 107k 5.74
Semler Scientific (SMLR) 0.2 $607k 12k 51.88
Warner Bros Discovery Com Ser A (WBD) 0.2 $597k 38k 15.88
Tcw Special Purpose Acqu Cor Com Cl A 0.2 $577k 43k 13.56
Tenneco Inc Cl A Vtg Com Stk 0.2 $562k 23k 24.02
CyberOptics Corporation 0.2 $559k 7.5k 74.34
Store Capital Corp reit 0.2 $551k 13k 43.25
Meridian Bioscience 0.2 $547k 13k 43.59
Rogers Corporation (ROG) 0.2 $545k 1.6k 334.36
Firstservice Corp (FSV) 0.2 $543k 3.3k 164.55
Channeladvisor 0.2 $485k 16k 31.31
Avalara 0.2 $482k 3.8k 126.84
Aerie Pharmaceuticals 0.2 $480k 23k 20.91
1life Healthcare 0.1 $479k 20k 23.71
Zymergen 0.1 $478k 125k 3.84
Evo Pmts Cl A Com 0.1 $474k 10k 46.02
Turquoise Hill Resources 0.1 $465k 11k 40.90
Allegiance Bancshares 0.1 $451k 7.9k 57.45
Kensington Capital Acquisiti Shs Cl A (KCGI) 0.1 $442k 32k 13.77
Transglobe Energy Corp 0.1 $433k 117k 3.69
Ironsource Cl A Ord Shs 0.1 $427k 90k 4.75
Professional Hldg Corp Cl A Com 0.1 $425k 12k 35.80
South Jersey Industries 0.1 $419k 9.1k 46.15
Flagstar Bancorp Com Par .001 0.1 $417k 9.0k 46.13
Vy Global Growth Com Cl A 0.1 $414k 30k 13.87
Convey Hldg Parent 0.1 $396k 27k 14.51
Coinbase Global Com Cl A (COIN) 0.1 $365k 4.1k 89.02
Hanger Com New 0.1 $340k 13k 25.88
Twitter 0.1 $334k 5.5k 60.51
Spirit Airlines (SAVE) 0.1 $330k 13k 25.98
Social Capital Hedosopha Hld Shs Cl A 0.1 $319k 23k 13.85
Biohaven Pharmaceutical Holding 0.1 $319k 1.5k 208.50
Global Blood Therapeutics In 0.1 $318k 3.4k 94.08
Stitch Fix Com Cl A (SFIX) 0.1 $315k 58k 5.45
Pzena Invt Mgmt Class A 0.1 $314k 24k 13.09
Resolute Fst Prods In 0.1 $313k 11k 27.63
Black Knight 0.1 $293k 3.3k 89.33
Avanti Acquisition Corp Shs Cl A 0.1 $262k 19k 13.83
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.1 $256k 21k 12.37
Fortress Capital Acquisition Shs Cl A 0.1 $245k 18k 13.75
Executive Network Partnering Cl A 0.1 $237k 17k 13.78
First Horizon National Corporation (FHN) 0.1 $234k 7.4k 31.62
Broad Capital Acquisition (BRAC) 0.1 $230k 17k 13.79
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $214k 10k 21.40
Cano Health *w Exp 06/03/202 (CANWQ) 0.1 $195k 54k 3.64
F-star Therapeutics 0.1 $186k 26k 7.06
Partners Bancorp 0.1 $168k 14k 12.29
Us Well Services Cl A New 2022 Added 0.0 $151k 22k 7.01
Pmv Consumer Acquisition Cor 0.0 $146k 11k 13.77
Cf Acquisition Corp Iv Com Cl A 0.0 $106k 7.7k 13.70
Independence Holdings Corp Class A Ord Shs 0.0 $97k 7.1k 13.67
Compute Health Acquisitin Com Cl A 0.0 $97k 7.1k 13.68
Hamilton Lane Alliance Hldgs Com Cl A 0.0 $97k 7.1k 13.68
Ftac Hera Acquisition Corp Class A Ord Shs 0.0 $97k 7.1k 13.68
Slam Corp Cl A Shs (SLAMF) 0.0 $97k 7.1k 13.68
Lazard Growth Acquisition Cl A Ord Shs 0.0 $97k 7.1k 13.68
Warburg Pincus Captal Corp I Shs Cl A 0.0 $97k 7.1k 13.68
Warburg Pincus Captal Corp I Shs Cl A 0.0 $96k 7.0k 13.68
Revolution Healthcar Aq Corp Class A Com 0.0 $96k 7.1k 13.58
Ares Acquisition Corporation Com Cl A 0.0 $96k 7.0k 13.71
Scion Tech Growth I Cl A Shs 0.0 $96k 7.0k 13.71
Jaws Mustang Acquisition Cor Shs Cl A (JWSM) 0.0 $96k 7.0k 13.71
Hudson Executive Invs Corp I Com Cl A 0.0 $96k 7.1k 13.54
Mason Industrial Technolgy I Com Cl A 0.0 $96k 7.1k 13.54
Austerlitz Acquisition Corp Com Cl A 0.0 $96k 7.1k 13.54
Landcadia Holdings Iv Class A Com 0.0 $96k 7.1k 13.54
Kkr Acquisition Holding I Com Class A 0.0 $96k 7.1k 13.54
Fusion Acquisition Corp Ii Com Cl A 0.0 $96k 7.1k 13.54
Hudson Executive Inves Iii Com Cl A 0.0 $96k 7.1k 13.54
B Riley Prin 250 Merger Corp Class A Com 0.0 $96k 7.1k 13.56
Accelerate Acquisition Corp Com Cl A 0.0 $96k 7.1k 13.52
Vector Acquisition Corp Ii Cl A Shs 0.0 $95k 6.9k 13.74
Elliott Opportunity Ii Corp Shs Cl A 0.0 $95k 7.0k 13.57
Churchill Capital Corp Vii Com Cl A (CVII) 0.0 $95k 7.0k 13.56
Churchill Capital Corp Vi Com Cl A 0.0 $95k 7.0k 13.61
Social Cap Suvretta Hlds Cp Class A Ord Shs 0.0 $95k 7.0k 13.61
Fortress Value Acquisi Corp Com Cl A 0.0 $95k 7.0k 13.61
26 Capital Acquisition Corp Com Cl A 0.0 $95k 7.0k 13.57
Apollo Strategic Grwt Cptl I Shs Cl A 0.0 $95k 7.0k 13.57
Altimeter Growth Corp 2 Com Cl A 0.0 $95k 7.0k 13.63
Msd Acquisition Corp Class A Ord Shs 0.0 $94k 6.9k 13.68
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $94k 7.0k 13.47
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $94k 7.0k 13.47
Altc Acquisition Corp Com Cl A (OKLO) 0.0 $93k 6.9k 13.43
Health Assurn Acquisition Com Cl A 0.0 $87k 6.3k 13.74
Sociedad Quimica Y Minera De Spon Adr Ser B (SQM) 0.0 $73k 580.00 125.86
Invesco India Exchange-trade India Etf (PIN) 0.0 $67k 2.1k 32.52
Ishares Tr Msci India Etf (INDA) 0.0 $67k 1.2k 56.30
Shockwave Med 0.0 $61k 160.00 381.25
Gulfport Energy Corp Common Shares (GPOR) 0.0 $61k 500.00 122.00
5 01 Acquisition Corp Com Cl A 0.0 $60k 4.4k 13.71
Nexgen Energy (NXE) 0.0 $57k 11k 5.04
Highland Transcend Partners Com Cl A 0.0 $56k 4.1k 13.66
Hdfc Bank Sponsored Ads (HDB) 0.0 $55k 680.00 80.88
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.0 $55k 3.0k 18.33
Credicorp (BAP) 0.0 $49k 290.00 168.97
Rmg Acquisition Corp Iii Cl A Shs (RMGCF) 0.0 $47k 3.5k 13.60
Maravai Lifesciences Hldgs I Com Cl A (MRVI) 0.0 $42k 1.2k 35.00
Magnachip Semiconductor Corp (MX) 0.0 $40k 2.8k 14.29
Nexpoint Diversified Rel Et Com New (NXDT) 0.0 $38k 2.2k 17.27
Pontem Corporation Shs Cl A 0.0 $32k 2.3k 13.91
Purple Innovatio (PRPL) 0.0 $28k 5.0k 5.59
Knowbe4 Cl A 0.0 $26k 900.00 28.89
Lux Health Tech Acquisition *w Exp 11/30/202 0.0 $6.0k 31k 0.20
Velo3d *w Exp 09/29/202 (VLDXW) 0.0 $6.0k 5.0k 1.20
Ftac Emerald Acquisition Cor Class A Com (FLD) 0.0 $2.0k 135.00 14.81
Jaws Hurricane Acquisitn Cor *w Exp 03/26/202 0.0 $1.0k 2.5k 0.40
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS) 0.0 $0 250.00 0.00
One Equity Partners Open Wtr *w Exp 01/14/202 0.0 $0 1.7k 0.00
Primavera Capital Acquist *w Exp 01/19/202 0.0 $0 2.5k 0.00
Science Strategic Acq Alpha *w Exp 01/20/202 0.0 $0 1.7k 0.00
Lead Edge Growth Oprtunts Lt *w Exp 04/01/202 0.0 $0 2.5k 0.00
Pear Therapeutics *w Exp 12/03/202 0.0 $0 333.00 0.00
Tritium Dcfc *w Exp 01/13/202 (DCFWQ) 0.0 $0 333.00 0.00
Welsbach Tech Metals Acqu (WTMA) 0.0 $0 27.00 0.00