PENN Capital Management

Penn Capital Management as of Sept. 30, 2013

Portfolio Holdings for Penn Capital Management

Penn Capital Management holds 294 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sinclair Broadcast 2.2 $53M 1.6M 33.52
Nexstar Broadcasting (NXST) 1.9 $45M 1000k 44.50
Hercules Offshore 1.4 $35M 4.7M 7.37
Pinnacle Entertainment 1.3 $32M 1.3M 25.05
Centene Corporation (CNC) 1.3 $32M 498k 63.96
JDS Uniphase Corporation 1.3 $31M 2.1M 14.71
USG Corporation 1.2 $30M 1.1M 28.58
Orient-exp Htls 1.2 $30M 2.3M 12.98
Cavium 1.2 $30M 724k 41.20
Axiall 1.2 $30M 783k 37.79
Helix Energy Solutions (HLX) 1.2 $29M 1.1M 25.37
Teradyne (TER) 1.1 $28M 1.7M 16.52
WisdomTree Investments (WT) 1.1 $28M 2.4M 11.61
Intelsat Sa 1.1 $27M 1.1M 24.00
Qlik Technologies 1.0 $25M 724k 34.24
VeriFone Systems 1.0 $24M 1.1M 22.86
FelCor Lodging Trust Incorporated 1.0 $24M 3.8M 6.16
RF Micro Devices 0.9 $23M 4.0M 5.64
Chart Industries (GTLS) 0.9 $23M 183k 123.04
Evercore Partners (EVR) 0.9 $22M 448k 49.23
Zions Bancorporation (ZION) 0.9 $22M 790k 27.42
Gulfport Energy Corporation 0.9 $21M 332k 64.34
ViroPharma Incorporated 0.9 $21M 545k 39.29
HFF 0.9 $21M 833k 25.05
Radware Ltd ord (RDWR) 0.9 $21M 1.5M 13.95
Tutor Perini Corporation (TPC) 0.8 $20M 936k 21.32
Finisar Corporation 0.8 $20M 883k 22.63
Krispy Kreme Doughnuts 0.8 $19M 999k 19.34
Quanta Services (PWR) 0.8 $19M 682k 27.51
Servicesource 0.8 $19M 1.5M 12.08
Life Time Fitness 0.8 $18M 356k 51.47
FirstMerit Corporation 0.7 $18M 817k 21.71
Spirit Airlines (SAVE) 0.7 $18M 521k 34.27
Pier 1 Imports 0.7 $18M 901k 19.52
Synovus Financial 0.7 $18M 5.3M 3.30
MGM Resorts International. (MGM) 0.7 $18M 862k 20.44
DealerTrack Holdings 0.7 $18M 410k 42.84
Kodiak Oil & Gas 0.7 $18M 1.4M 12.06
Jabil Circuit (JBL) 0.7 $17M 791k 21.68
Capit Bk Fin A 0.7 $17M 784k 21.95
Icon (ICLR) 0.7 $17M 407k 40.93
Triumph (TGI) 0.7 $16M 234k 70.22
Medivation 0.7 $16M 270k 59.94
E.W. Scripps Company (SSP) 0.7 $16M 853k 18.35
Terex Corporation (TEX) 0.7 $16M 467k 33.60
Stifel Financial (SF) 0.7 $16M 378k 41.22
PrivateBan 0.6 $15M 709k 21.40
Exelis 0.6 $15M 969k 15.71
Evertec (EVTC) 0.6 $15M 678k 22.21
MasTec (MTZ) 0.6 $15M 496k 30.30
Penske Automotive (PAG) 0.6 $15M 342k 42.73
PolyOne Corporation 0.6 $14M 460k 30.71
Gannett 0.6 $14M 522k 26.79
Rite Aid Corporation 0.6 $14M 2.9M 4.76
Illumina (ILMN) 0.6 $14M 169k 80.83
Jones Lang LaSalle Incorporated (JLL) 0.6 $14M 155k 87.30
Fleetmatics 0.6 $13M 352k 37.55
SBA Communications Corporation 0.5 $13M 162k 80.46
Realogy Hldgs (HOUS) 0.5 $13M 300k 43.02
Generac Holdings (GNRC) 0.5 $13M 302k 42.64
Lithia Motors (LAD) 0.5 $12M 169k 72.96
A. O. Smith Corporation (AOS) 0.5 $12M 271k 45.20
Magnum Hunter Resources Corporation 0.5 $12M 2.0M 6.17
Acadia Healthcare (ACHC) 0.5 $12M 312k 39.43
Ryland 0.5 $12M 299k 40.54
Kirby Corporation (KEX) 0.5 $12M 139k 86.55
Popular (BPOP) 0.5 $12M 463k 26.24
FXCM 0.5 $12M 601k 19.75
Freescale Semiconductor Holdin 0.5 $12M 712k 16.65
Owens Corning (OC) 0.5 $12M 302k 37.98
Akamai Technologies (AKAM) 0.5 $12M 225k 51.70
Foster Wheeler Ltd Com Stk 0.5 $12M 440k 26.34
Pdc Energy 0.5 $12M 195k 59.54
Lin Media 0.5 $12M 565k 20.29
Manitowoc Company 0.5 $11M 573k 19.58
Western Alliance Bancorporation (WAL) 0.5 $11M 582k 18.93
Fortinet (FTNT) 0.5 $11M 551k 20.26
Massey Energy Co note 3.250% 8/0 0.5 $11M 12M 0.93
Cogent Communications (CCOI) 0.5 $11M 340k 32.25
Cubist Pharmaceuticals 0.5 $11M 172k 63.55
Everbank Finl 0.5 $11M 731k 14.98
Cadence Design Systems (CDNS) 0.4 $11M 776k 13.51
Huntsman Corporation (HUN) 0.4 $11M 514k 20.61
Mednax (MD) 0.4 $11M 106k 100.40
Scorpio Tankers 0.4 $11M 1.1M 9.76
Ofg Ban (OFG) 0.4 $11M 661k 16.19
KBR (KBR) 0.4 $10M 318k 32.64
Eagle Materials (EXP) 0.4 $11M 144k 72.55
Team Health Holdings 0.4 $10M 272k 37.94
Kaiser Aluminum (KALU) 0.4 $10M 143k 71.25
Whiting Petroleum Corporation 0.4 $10M 167k 59.85
Gray Television (GTN) 0.4 $10M 1.3M 7.85
Pebblebrook Hotel Trust (PEB) 0.4 $10M 353k 28.71
Tenet Healthcare Corporation (THC) 0.4 $10M 244k 41.19
Louisiana-Pacific Corporation (LPX) 0.4 $9.7M 552k 17.59
Chico's FAS 0.4 $9.7M 580k 16.66
Yrc Worldwide 10% 3/31/15 pfd cv 0.4 $9.7M 10M 0.94
Lear Corporation (LEA) 0.4 $9.5M 133k 71.57
Hexcel Corporation (HXL) 0.4 $9.5M 244k 38.80
Yrc Worldwide Inc Com par $.01 0.4 $9.5M 560k 16.88
Del Friscos Restaurant 0.4 $9.3M 463k 20.17
Comerica Incorporated (CMA) 0.4 $9.3M 235k 39.31
Arch Capital Group (ACGL) 0.4 $9.1M 169k 54.13
Dresser-Rand 0.4 $9.3M 149k 62.40
Imax Corp Cad (IMAX) 0.4 $9.2M 305k 30.24
Cbre Group Inc Cl A (CBRE) 0.4 $9.2M 397k 23.13
Navistar International Corporation 0.4 $9.0M 247k 36.48
PerkinElmer (RVTY) 0.4 $8.7M 230k 37.75
Bally Technologies 0.4 $8.7M 121k 72.06
LaSalle Hotel Properties 0.4 $8.7M 306k 28.52
Hain Celestial (HAIN) 0.4 $8.6M 111k 77.12
Madison Square Garden 0.4 $8.6M 149k 58.07
Rowan Companies 0.4 $8.6M 233k 36.72
Constellation Brands (STZ) 0.3 $8.4M 146k 57.40
Hersha Hospitality Trust 0.3 $8.5M 1.5M 5.59
Media General 0.3 $8.5M 599k 14.26
BJ's Restaurants (BJRI) 0.3 $8.4M 293k 28.72
Boise Cascade (BCC) 0.3 $8.5M 315k 26.95
SVB Financial (SIVBQ) 0.3 $8.2M 95k 86.37
First Horizon National Corporation (FHN) 0.3 $8.2M 750k 10.99
Cinemark Holdings (CNK) 0.3 $8.1M 255k 31.74
ShoreTel 0.3 $8.2M 1.4M 6.04
Rudolph Technologies 0.3 $8.0M 704k 11.40
Genesee & Wyoming 0.3 $8.1M 87k 92.97
Cbeyond 0.3 $7.6M 1.2M 6.41
Norwegian Cruise Line Hldgs (NCLH) 0.3 $7.5M 244k 30.85
Medivation Inc note 2.625% 4/0 0.3 $7.1M 5.1M 1.41
Lam Research Corp conv 0.3 $7.2M 6.0M 1.20
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.3 $7.1M 7.8M 0.91
Tanger Factory Outlet Centers (SKT) 0.3 $6.9M 211k 32.65
Trak 1 1/2 03/15/17 0.3 $7.0M 5.5M 1.29
Crown Holdings (CCK) 0.3 $6.8M 161k 42.28
Flowserve Corporation (FLS) 0.3 $6.9M 110k 62.39
Webmd Health Conv Sr Notes conv 0.3 $6.8M 7.3M 0.94
Vantiv Inc Cl A 0.3 $6.8M 242k 27.94
Teradyne Inc note 4.500% 3/1 0.3 $6.6M 2.2M 3.02
Beacon Roofing Supply (BECN) 0.3 $6.5M 177k 36.87
On Semiconductor Corp note 2.625%12/1 0.3 $6.5M 6.0M 1.08
EXCO Resources 0.3 $6.3M 937k 6.74
Viropharma Inc note 2.000% 3/1 0.3 $6.3M 2.9M 2.14
Blount International 0.3 $6.1M 508k 12.11
Raymond James Financial (RJF) 0.3 $6.2M 150k 41.67
Ii-vi 0.2 $5.9M 316k 18.82
CPI Aerostructures (CVU) 0.2 $5.9M 510k 11.59
Ixia note 0.2 $6.1M 5.4M 1.14
Masco Corporation (MAS) 0.2 $5.9M 276k 21.28
WellCare Health Plans 0.2 $5.7M 81k 69.74
Eagle Ban (EGBN) 0.2 $5.8M 204k 28.29
Fabrinet (FN) 0.2 $5.8M 346k 16.84
Inphi Corporation 0.2 $5.7M 423k 13.43
Park Sterling Bk Charlott 0.2 $5.4M 847k 6.41
Mgm Mirage conv 0.2 $5.5M 4.4M 1.27
Helix Energy Solutions note 0.2 $5.6M 4.2M 1.33
Tristate Capital Hldgs 0.2 $5.6M 432k 12.89
Tesoro Corporation 0.2 $5.3M 122k 43.98
Titan Machinery (TITN) 0.2 $5.2M 326k 16.07
Isle of Capri Casinos 0.2 $5.0M 664k 7.56
Tyler Technologies (TYL) 0.2 $5.1M 58k 87.48
Ceva (CEVA) 0.2 $5.1M 294k 17.25
Natus Medical 0.2 $5.0M 350k 14.18
First Nbc Bank Holding 0.2 $5.1M 210k 24.38
iStar Financial 0.2 $4.9M 409k 12.04
Penn National Gaming (PENN) 0.2 $4.7M 86k 55.37
Pinnacle Financial Partners (PNFP) 0.2 $4.8M 160k 29.81
Brookdale Senior Living note 0.2 $4.4M 3.7M 1.17
Cadence Design Sys Cvt 2.625 6 convert 0.2 $4.4M 2.4M 1.82
Cobalt Intl Energy Inc note 0.2 $4.2M 4.0M 1.06
Ttm Technologies Inc note 3.250% 5/1 0.2 $4.1M 4.0M 1.02
First Midwest Ban 0.2 $4.1M 273k 15.11
Terex Corp New note 4.000% 6/0 0.2 $4.2M 1.9M 2.15
Quintiles Transnatio Hldgs I 0.2 $4.2M 93k 44.88
Aviat Networks 0.2 $3.8M 1.5M 2.58
Oasis Petroleum 0.2 $3.9M 80k 49.13
Tornier Nv 0.2 $3.8M 195k 19.33
Emcore Corp (EMKR) 0.2 $3.9M 862k 4.49
Intelsat S A man conv jr p 0.2 $3.9M 63k 61.06
Perry Ellis International 0.1 $3.6M 190k 18.84
Journal Communications 0.1 $3.5M 414k 8.55
CLICKSOFTWARE TECHNOLOGIES Ltd Com Stk 0.1 $3.7M 601k 6.09
Pzena Investment Management 0.1 $3.7M 549k 6.78
ViewPoint Financial 0.1 $3.7M 178k 20.67
Sagent Pharmaceuticals 0.1 $3.6M 176k 20.40
Beazer Homes Usa (BZH) 0.1 $3.5M 194k 18.00
Hologic (HOLX) 0.1 $3.4M 166k 20.65
Arkansas Best Corporation 0.1 $3.3M 129k 25.67
Huntington Bancshares Incorporated (HBAN) 0.1 $3.2M 382k 8.26
Hartford Financial Services (HIG) 0.1 $3.0M 98k 31.12
Auxilium Pharmaceuticals 0.1 $3.2M 176k 18.23
Universal Health Services (UHS) 0.1 $3.1M 41k 74.99
TTM Technologies (TTMI) 0.1 $3.2M 325k 9.75
Calavo Growers (CVGW) 0.1 $3.1M 102k 30.24
Cambrex Corporation 0.1 $3.2M 240k 13.20
Lions Gate Entertainment 0.1 $3.1M 88k 35.05
LMI Aerospace 0.1 $3.2M 238k 13.36
Sanchez Energy Corp C ommon stocks 0.1 $3.1M 118k 26.41
Joy Global 0.1 $3.0M 59k 51.03
Xilinx 0.1 $2.9M 63k 46.86
DISH Network 0.1 $3.0M 66k 45.01
Syneron Medical Ltd ord 0.1 $3.0M 348k 8.62
Methanex Corp (MEOH) 0.1 $3.0M 58k 51.26
Wynn Resorts (WYNN) 0.1 $2.9M 19k 157.99
TRW Automotive Holdings 0.1 $2.9M 41k 71.30
Emulex Corporation 0.1 $2.8M 361k 7.76
Cameron International Corporation 0.1 $2.9M 50k 58.37
Weatherford International Lt reg 0.1 $3.0M 195k 15.33
MoSys 0.1 $2.8M 763k 3.72
Gnc Holdings Inc Cl A 0.1 $3.0M 55k 54.63
Rally Software Development 0.1 $2.8M 93k 29.96
Hos Us conv 0.1 $2.8M 2.2M 1.29
Host Hotels & Resorts (HST) 0.1 $2.7M 153k 17.67
Carlisle Companies (CSL) 0.1 $2.8M 39k 70.30
IntercontinentalEx.. 0.1 $2.7M 15k 181.43
Huntington Bancshares Inc pfd conv ser a 0.1 $2.7M 2.1k 1240.19
Pvh Corporation (PVH) 0.1 $2.7M 23k 118.69
Tibco Software Inc. 2.25 05-01 conv 0.1 $2.7M 2.6M 1.02
Teradata Corporation (TDC) 0.1 $2.4M 44k 55.44
Regal-beloit Corporation (RRX) 0.1 $2.5M 37k 67.92
Vantage Drilling Company ord (VTGDF) 0.1 $2.4M 1.4M 1.73
Southwestern Energy Company (SWN) 0.1 $2.1M 58k 36.38
Trex Company (TREX) 0.1 $2.1M 43k 49.54
American Vanguard (AVD) 0.1 $2.2M 80k 26.92
PetroQuest Energy 0.1 $2.3M 570k 4.01
Sequenom 0.1 $2.1M 778k 2.67
Carmike Cinemas 0.1 $2.2M 101k 22.08
Emeritus Corporation 0.1 $2.1M 114k 18.53
Silvercrest Asset Mgmt Groupcl (SAMG) 0.1 $2.2M 165k 13.63
Cit 0.1 $2.0M 41k 48.76
Keycorp New pfd 7.75% sr a 0.1 $2.0M 16k 124.91
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.1 $1.9M 1.7k 1137.24
Mylan 0.1 $2.0M 52k 38.17
Concho Resources 0.1 $2.0M 18k 108.81
Wintrust Financial Corporation (WTFC) 0.1 $1.8M 45k 41.06
Finish Line 0.1 $1.9M 78k 24.88
Primoris Services (PRIM) 0.1 $2.0M 77k 25.47
General Mtrs Co jr pfd cnv srb 0.1 $1.9M 37k 50.16
Exfo 0.1 $1.9M 352k 5.52
Mix Telematics Ltd - 0.1 $1.9M 129k 14.80
Cabot Oil & Gas Corporation (CTRA) 0.1 $1.8M 48k 37.32
Rockwell Collins 0.1 $1.4M 21k 67.85
Scientific Games (LNW) 0.1 $1.4M 85k 16.16
Walker & Dunlop (WD) 0.1 $1.5M 91k 15.91
Neophotonics Corp 0.1 $1.4M 191k 7.39
Vitesse Semiconductor Corporate 0.1 $1.5M 508k 3.04
Thermon Group Holdings (THR) 0.1 $1.4M 63k 23.12
ardmore Shipping (ASC) 0.1 $1.5M 127k 12.14
Callidus Software 0.1 $1.3M 137k 9.17
Summit Hotel Properties (INN) 0.1 $1.1M 124k 9.19
Millennial Media 0.1 $1.3M 185k 7.07
Mueller Water Products (MWA) 0.0 $1.1M 131k 7.99
Vail Resorts (MTN) 0.0 $852k 12k 69.41
Basic Energy Services 0.0 $1.1M 85k 12.64
Joe's Jeans 0.0 $868k 811k 1.07
RealPage 0.0 $1.1M 45k 23.16
Century Casinos (CNTY) 0.0 $864k 151k 5.72
Synergy Res Corp 0.0 $1.1M 111k 9.75
Cui Global 0.0 $853k 148k 5.77
Alteva 0.0 $851k 110k 7.77
Energy Xxi 0.0 $817k 27k 30.19
Loral Space & Communications 0.0 $806k 12k 67.74
Bill Barrett Corporation 0.0 $614k 25k 25.11
Sunopta (STKL) 0.0 $604k 62k 9.73
Northstar Realty Finance 0.0 $656k 71k 9.29
PROS Holdings (PRO) 0.0 $825k 24k 34.18
Fiesta Restaurant 0.0 $793k 21k 37.67
Proofpoint 0.0 $692k 22k 32.13
Digital Cinema Destinations cl a 0.0 $638k 105k 6.09
Molycorp Inc conv bnd 0.0 $690k 1.0M 0.69
Smart Balance 0.0 $639k 40k 16.04
Athlon Energy 0.0 $655k 20k 32.72
Molina Healthcare Inc note 3.750%10/0 0.0 $392k 321k 1.22
Cumulus Media 0.0 $529k 100k 5.30
Entravision Communication (EVC) 0.0 $543k 92k 5.90
Calamos Asset Management 0.0 $538k 54k 9.99
Monotype Imaging Holdings 0.0 $527k 18k 28.67
American Apparel 0.0 $397k 305k 1.30
Heartland Payment Systems 0.0 $560k 14k 39.72
PowerSecure International 0.0 $498k 31k 16.05
iShares Russell Midcap Index Fund (IWR) 0.0 $376k 2.7k 139.21
Full House Resorts (FLL) 0.0 $479k 172k 2.78
Intel Corp. Jr. Sub. Cv. Deb. conv 0.0 $372k 300k 1.24
Caesar Stone Sdot Yam (CSTE) 0.0 $597k 13k 45.64
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.0 $308k 259k 1.19
Sba Communications Corp note 4.000%10/0 0.0 $207k 78k 2.65
Ciena Corp note 0.875% 6/1 0.0 $284k 278k 1.02
Franklin Covey (FC) 0.0 $340k 19k 17.93
Penn Virginia Corporation 0.0 $333k 50k 6.65
iShares Russell 2000 Index (IWM) 0.0 $358k 3.4k 106.58
Newpark Res Inc note 4.000%10/0 0.0 $138k 100k 1.38
CUBIST PHARM CONVERTIBLE security 0.0 $261k 116k 2.25
Ford Mtr Co Del note 4.250%11/1 0.0 $36k 18k 2.00
Radio One 0.0 $40k 15k 2.67
Strategic Hotels & Resorts 0.0 $87k 10k 8.70
Resolute Energy 0.0 $84k 10k 8.40
Auxilium Pharmaceuticals note 0.0 $42k 41k 1.02