Permal Asset Management

Permal Asset Management as of Sept. 30, 2011

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 20 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
ETFS Physical Platinum Shares 16.2 $17M 114k 150.33
Morgan Stanley China A Share Fund (CAF) 10.5 $11M 525k 21.20
Vanguard Dividend Appreciation ETF (VIG) 8.2 $8.7M 179k 48.77
China Fund (CHN) 7.5 $7.9M 344k 23.01
Ishares Tr ftse china25 id 6.7 $7.1M 229k 30.83
iShares MSCI Japan Index 5.3 $5.6M 595k 9.46
Morgan Stanley Asia Pacific Fund 4.6 $4.9M 350k 14.03
Utilities SPDR (XLU) 4.4 $4.6M 137k 33.62
iShares IBoxx $ Invest Grade Corp Bd (LQD) 4.3 $4.6M 41k 112.32
Wisdomtree Trust chinese yuan et 4.2 $4.4M 175k 25.28
iShares Dow Jones US Technology (IYW) 4.1 $4.4M 74k 59.15
iShares MSCI South Korea Index Fund (EWY) 4.1 $4.3M 93k 46.58
Chimera Investment Corporation 3.5 $3.8M 1.4M 2.77
Financial Select Sector SPDR (XLF) 3.2 $3.4M 286k 11.81
Market Vectors Gold Miners ETF 3.0 $3.1M 57k 55.19
MFA Mortgage Investments 2.7 $2.9M 412k 7.02
SPDR Gold Trust (GLD) 2.5 $2.6M 17k 158.08
Ishares Tr mrtg pls cap id 1.8 $1.9M 155k 12.45
ETFS Physical Palladium Shares 1.6 $1.7M 28k 60.02
Invesco Mortgage Capital 1.5 $1.6M 114k 14.14