Permal Asset Management

Permal Asset Management as of Dec. 31, 2012

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 31 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Morgan Stanley China A Share Fund (CAF) 19.4 $21M 863k 24.05
iShares FTSE/Xinhua China 25 Index (FXI) 8.7 $9.3M 229k 40.48
iShares MSCI South Korea Index Fund (EWY) 5.5 $5.9M 93k 63.36
WisdomTree Dreyfus Chinese Yuan 4.2 $4.5M 175k 25.53
Morgan Stanley Asia Pacific Fund 4.1 $4.4M 291k 14.98
iShares MSCI EMU Index (EZU) 4.0 $4.3M 129k 33.46
Vanguard Emerging Markets ETF (VWO) 3.9 $4.2M 95k 44.53
iShares MSCI Japan Index 3.9 $4.1M 424k 9.75
iShares Dow Jones US Home Const. (ITB) 3.9 $4.1M 195k 21.16
Financial Select Sector SPDR (XLF) 3.8 $4.1M 251k 16.40
SPDR S&P Pharmaceuticals (XPH) 3.7 $4.0M 72k 55.91
Vanguard Dividend Appreciation ETF (VIG) 3.7 $4.0M 67k 59.56
Energy Select Sector SPDR (XLE) 3.7 $4.0M 56k 71.44
ReachLocal 3.4 $3.6M 278k 12.91
Chimera Investment Corporation 2.5 $2.7M 1.0M 2.61
MFA Mortgage Investments 2.3 $2.5M 308k 8.11
Invesco Mortgage Capital 2.3 $2.5M 126k 19.69
ETFS Physical Platinum Shares 2.0 $2.2M 14k 151.39
SPDR Gold Trust (GLD) 1.8 $1.9M 12k 162.00
Northstar Realty Finance 1.8 $1.9M 271k 7.04
Market Vectors Gold Miners ETF 1.8 $1.9M 41k 46.40
Starwood Property Trust (STWD) 1.6 $1.8M 77k 22.96
Market Vectors Junior Gold Miners ETF 1.6 $1.7M 88k 19.80
Colony Financial 1.6 $1.7M 88k 19.52
Crexus Investment 1.6 $1.7M 139k 12.25
Sandridge Miss Trust (SDTTU) 0.9 $1.0M 62k 16.44
Eca Marcellus Trust I (ECTM) 0.8 $875k 57k 15.28
Chesapeake Granite Wash Tr (CHKR) 0.8 $854k 52k 16.54
Sears Holdings Corporation 0.5 $574k 14k 41.39
Kior Inc. Cl A 0.1 $84k 13k 6.42
Orchard Supp A 0.0 $39k 5.2k 7.46