Permal Asset Management

Permal Asset Management as of Dec. 31, 2013

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 29 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Morgan Stanley China A Share Fund (CAF) 23.0 $23M 945k 23.81
iShares FTSE/Xinhua China 25 Index (FXI) 9.0 $8.8M 229k 38.37
iShares MSCI South Korea Index Fund (EWY) 6.1 $6.0M 93k 64.67
iShares MSCI EMU Index (EZU) 5.7 $5.6M 135k 41.38
iShares MSCI Japan Index 5.6 $5.5M 453k 12.14
ETFS Physical Platinum Shares 5.3 $5.2M 39k 133.90
WisdomTree Dreyfus Chinese Yuan 4.5 $4.5M 175k 25.48
ETFS Physical Palladium Shares 4.1 $4.0M 58k 69.00
WisdomTree SmallCap Dividend Fund (DES) 3.8 $3.7M 55k 67.80
Vanguard Dividend Appreciation ETF (VIG) 3.8 $3.7M 49k 75.25
Proshares Ultrashort 20+y Tr etf (TBT) 2.8 $2.7M 35k 79.22
Jp Morgan Alerian Mlp Index 2.4 $2.4M 51k 46.35
First Tr Energy Infrastrctr 2.2 $2.1M 103k 20.83
Northstar Realty Finance 2.0 $1.9M 144k 13.45
Colony Financial 1.9 $1.9M 94k 20.30
Starwood Property Trust (STWD) 1.9 $1.9M 68k 27.71
Rait Financial Trust 1.9 $1.9M 210k 8.98
Resource Capital 1.9 $1.9M 315k 5.93
Market Vectors Junior Gold Min 1.4 $1.4M 45k 31.06
ReachLocal 1.4 $1.4M 107k 12.71
Main Street Capital Corporation (MAIN) 1.2 $1.2M 37k 32.72
New Mountain Finance Corp (NMFC) 1.2 $1.2M 78k 15.04
Prospect Capital Corporation (PSEC) 1.2 $1.2M 103k 11.22
Ares Capital Corporation (ARCC) 1.2 $1.1M 64k 17.77
Chimera Investment Corporation 1.1 $1.1M 351k 3.10
Two Harbors Investment 1.1 $1.1M 114k 9.28
Fifth Street Finance 1.1 $1.0M 112k 9.26
MFA Mortgage Investments 1.0 $1.0M 143k 7.06
Kior Inc. Cl A 0.0 $25k 15k 1.65