Permal Asset Management

Permal Asset Management as of March 31, 2014

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 29 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Six Flags Entertainment (SIX) 18.7 $22M 535k 40.15
Morgan Stanley China A Share Fund (CAF) 17.7 $20M 942k 21.57
iShares FTSE/Xinhua China 25 Index (FXI) 7.1 $8.2M 229k 35.78
iShares MSCI South Korea Index Fund (EWY) 5.0 $5.7M 93k 61.51
ETFS Physical Platinum Shares 4.0 $4.6M 33k 138.13
WisdomTree Dreyfus Chinese Yuan 3.8 $4.4M 175k 24.97
iShares MSCI EMU Index (EZU) 3.4 $3.9M 92k 42.27
iShares MSCI Japan Index 3.3 $3.8M 337k 11.33
WisdomTree SmallCap Dividend Fund (DES) 3.3 $3.8M 56k 68.27
Vanguard Dividend Appreciation ETF (VIG) 3.2 $3.7M 49k 75.25
SPDR KBW Regional Banking (KRE) 3.2 $3.6M 88k 41.39
ETFS Physical Palladium Shares 3.0 $3.4M 46k 75.54
Proshares Ultrashort 20+y Tr etf (TBT) 2.2 $2.6M 38k 67.57
First Tr Energy Infrastrctr 2.2 $2.5M 121k 21.05
Northstar Realty Finance 2.0 $2.3M 144k 16.15
Two Harbors Investment 1.9 $2.2M 213k 10.25
Colony Financial 1.9 $2.2M 99k 21.96
Chimera Investment Corporation 1.9 $2.2M 709k 3.06
Rait Financial Trust 1.8 $2.0M 237k 8.49
Resource Capital 1.6 $1.8M 324k 5.57
Starwood Property Trust (STWD) 1.4 $1.6M 69k 23.60
Market Vectors Junior Gold Min 1.4 $1.6M 45k 36.22
Ares Capital Corporation (ARCC) 1.0 $1.1M 64k 17.63
New Mountain Finance Corp (NMFC) 1.0 $1.1M 78k 14.55
Prospect Capital Corporation (PSEC) 1.0 $1.1M 103k 10.81
Main Street Capital Corporation (MAIN) 0.9 $1.1M 33k 32.86
Fifth Street Finance 0.9 $1.1M 112k 9.47
ReachLocal 0.9 $1.1M 107k 9.85
Starwood Waypoint Residential Trust 0.3 $400k 14k 28.85