Permal Asset Management

Permal Asset Management as of June 30, 2014

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 30 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Morgan Stanley China A Share Fund (CAF) 19.2 $19M 863k 21.95
iShares FTSE/Xinhua China 25 Index (FXI) 8.6 $8.5M 229k 37.04
iShares MSCI South Korea Index Fund (EWY) 6.1 $6.0M 93k 65.02
ETFS Physical Platinum Shares 4.9 $4.8M 33k 144.62
WisdomTree Dreyfus Chinese Yuan 4.5 $4.4M 175k 25.12
Industrial SPDR (XLI) 3.6 $3.6M 66k 54.07
SPDR KBW Regional Banking (KRE) 3.6 $3.6M 88k 40.32
iShares MSCI Japan Index 3.6 $3.5M 293k 12.04
ETFS Physical Palladium Shares 3.6 $3.5M 46k 77.25
iShares Dow Jones US Insurance Index ETF (IAK) 3.6 $3.5M 73k 47.81
iShares MSCI EMU Index (EZU) 3.5 $3.4M 81k 42.32
Proshares Ultrashort 20+y Tr etf (TBT) 3.5 $3.4M 56k 60.73
First Tr Energy Infrastrctr (FIF) 2.9 $2.8M 118k 23.78
Northstar Realty Finance 2.3 $2.3M 130k 17.38
Colony Financial 2.2 $2.2M 95k 23.23
Rait Financial Trust 2.2 $2.2M 262k 8.27
Starwood Property Trust (STWD) 2.2 $2.1M 90k 23.77
Two Harbors Investment 2.2 $2.1M 204k 10.48
Chimera Investment Corporation 2.2 $2.1M 666k 3.19
Resource Capital 2.1 $2.1M 368k 5.63
iShares Dow Jones US Oil Equip. (IEZ) 1.9 $1.8M 24k 77.54
SPDR Gold Trust (GLD) 1.8 $1.8M 14k 128.07
PowerShares DB Energy Fund 1.8 $1.8M 58k 30.76
Morgan Stanley Emerging Markets Debt (MSD) 1.4 $1.4M 139k 10.16
Prospect Capital Corporation (PSEC) 1.2 $1.2M 109k 10.63
Main Street Capital Corporation (MAIN) 1.2 $1.2M 35k 32.94
Fifth Street Finance 1.2 $1.2M 117k 9.84
New Mountain Finance Corp (NMFC) 1.2 $1.1M 77k 14.87
Ares Capital Corporation (ARCC) 1.1 $1.1M 63k 17.88
ReachLocal 0.8 $750k 107k 7.03