Permal Asset Management

Permal Asset Management as of Sept. 30, 2014

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 30 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Morgan Stanley China A Share Fund (CAF) 23.9 $21M 863k 24.27
Ishares China Lg-cap Etf (FXI) 10.0 $8.8M 229k 38.28
Ishares Msci Sth Kor Etf (EWY) 6.4 $5.6M 93k 60.51
Wisdomtree Tr Chinese Yuan Fd 5.1 $4.4M 175k 25.32
Etfs Platinum Tr Sh Ben Int 4.8 $4.2M 33k 126.30
Etfs Palladium Tr Sh Ben Int 4.4 $3.9M 46k 85.16
Proshares Tr Pshs Ultsh 20yrs (TBT) 4.2 $3.6M 65k 56.32
Select Sector Spdr Tr Sbi Int-inds (XLI) 4.1 $3.6M 68k 53.16
Select Sector Spdr Tr Technology (XLK) 4.1 $3.6M 90k 39.91
Ishares Msci Japan Etf 4.1 $3.6M 304k 11.77
Spdr Series Trust S&p Regl Bkg (KRE) 4.0 $3.5M 92k 37.86
Spdr Gold Trust Gold Shs (GLD) 3.7 $3.3M 28k 116.23
First Tr Energy Infrastrctr 3.0 $2.6M 109k 23.86
Ishares Transportation Average (IYT) 2.1 $1.8M 12k 150.92
Morgan Stanley Emerging Markets Debt (MSD) 2.0 $1.7M 180k 9.70
Powershs Db Multi Sect Comm Db Energy Fund 1.9 $1.7M 62k 26.93
New Mountain Finance Corp (NMFC) 1.1 $936k 64k 14.69
Main Street Capital Corporation (MAIN) 1.0 $901k 29k 30.63
Fifth Street Finance 1.0 $892k 97k 9.18
Prospect Capital Corporation (PSEC) 1.0 $886k 89k 9.91
Colony Financial 1.0 $870k 39k 22.37
Ares Capital Corporation (ARCC) 1.0 $847k 52k 16.16
Starwood Property Trust (STWD) 0.9 $820k 37k 21.97
Rait Financial Trust Com New 0.9 $819k 110k 7.43
Chimera Investment Corporation 0.9 $819k 270k 3.04
Two Harbors Investment 0.9 $813k 84k 9.67
Resource Capital 0.9 $801k 164k 4.87
Northstar Rlty Fin Corp Com New 0.5 $434k 25k 17.66
Northstar Asset Management C 0.5 $416k 23k 18.42
ReachLocal 0.4 $385k 107k 3.61