Polar Securities

Polar Asset Management Partners as of Dec. 31, 2015

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 234 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 8.0 $153M 750k 203.87
iShares Russell 2000 Index (IWM) 6.1 $118M 1.0M 112.62
Mu Us conv 4.5 $87M 55M 1.58
Jarden Corp note 1.875% 9/1 4.3 $82M 45M 1.82
Allergan Plc pfd conv ser a 3.2 $62M 60k 1026.55
Central Gold-Trust 3.0 $57M 1.5M 37.76
Teleflex Inc note 3.875% 8/0 2.2 $43M 20M 2.14
Stericycle, Inc. pfd cv 1.9 $37M 400k 91.26
Gsi 1.4 $27M 2.0M 13.62
Tesaro Inc note 3.000%10/0 1.3 $25M 15M 1.68
Halliburton Company (HAL) 1.3 $24M 715k 34.04
Central Fd Cda Ltd cl a 1.1 $22M 2.2M 9.99
Nxp Semiconductors N V dbcv 1.000% 12/0 1.1 $22M 20M 1.10
Las Vegas Sands (LVS) 1.1 $21M 487k 43.84
Eastman Chemical Company (EMN) 1.0 $20M 291k 67.51
Alphabet Inc Class C cs (GOOG) 1.0 $19M 25k 758.88
Bio-Rad Laboratories (BIO) 1.0 $19M 135k 138.66
Allergan 1.0 $19M 60k 312.50
Garnero Group Acquisition 0.9 $18M 1.8M 9.81
Facebook Inc cl a (META) 0.9 $17M 161k 104.66
Dollar General (DG) 0.9 $16M 228k 71.87
KAR Auction Services (KAR) 0.9 $17M 447k 37.03
Johnson & Johnson (JNJ) 0.8 $16M 158k 102.72
Agilent Technologies Inc C ommon (A) 0.8 $16M 377k 41.81
Sprott Physical Gold Trust (PHYS) 0.8 $15M 1.8M 8.73
VCA Antech 0.8 $15M 275k 55.00
Gentex Corporation (GNTX) 0.8 $15M 952k 16.01
Ar Cap Acquisition 0.8 $15M 1.6M 9.73
Newport Corporation 0.8 $15M 914k 15.87
Mobile Mini 0.7 $14M 453k 31.13
Quinpario Acquisition Corp 2 0.7 $14M 1.4M 9.70
Cardtronics 0.7 $14M 412k 33.65
Emergent Biosolutions Inc conv 0.7 $14M 10M 1.38
CoreLogic 0.7 $13M 392k 33.86
Ryland Group note 0.7 $13M 10M 1.32
Cardinal Health (CAH) 0.7 $13M 146k 89.27
Fastenal Company (FAST) 0.7 $13M 318k 40.82
Harmony Merger 0.7 $13M 1.3M 9.92
Swift Transportation Company 0.7 $13M 921k 13.82
Amag Pharmaceuticals Inc note 2.500% 2/1 0.7 $13M 10M 1.27
McDonald's Corporation (MCD) 0.7 $13M 106k 118.14
Fidelity National Finance conv 0.7 $12M 6.5M 1.91
Take-two Interactive Softwar note 1.000% 7/0 0.7 $13M 7.5M 1.67
MetLife (MET) 0.6 $12M 253k 48.21
Scotts Miracle-Gro Company (SMG) 0.6 $12M 189k 64.51
Jarden Corp note 1.125% 3/1 0.6 $12M 10M 1.23
Deckers Outdoor Corporation (DECK) 0.6 $12M 250k 47.20
Actua Corporation 0.6 $12M 1.0M 11.45
Sandisk Corp note 1.500% 8/1 0.6 $12M 7.5M 1.57
Acorda Therap note 1.75% 6/15 0.6 $12M 10M 1.15
Transunion (TRU) 0.6 $11M 409k 27.57
Mercadolibre Inc note 2.250% 7/0 0.6 $11M 10M 1.12
United States Oil Fund 0.6 $11M 1.0M 11.00
FARO Technologies (FARO) 0.6 $11M 370k 29.52
Infinera (INFN) 0.6 $11M 594k 18.12
inContact, Inc . 0.6 $11M 1.1M 9.54
Allscripts Healthcare So conv 0.6 $11M 10M 1.08
Fintech Acquisition Corp unit 99/99/9999 0.6 $11M 1.0M 10.20
Capitol Acquisition Corp Iii 0.6 $11M 1.1M 9.60
priceline.com Incorporated 0.5 $10M 8.0k 1275.00
Eaton (ETN) 0.5 $10M 195k 52.04
Biomarin Pharmaceutical Inc note 1.500%10/1 0.5 $10M 7.5M 1.34
J2 Global Inc note 3.250% 6/1 0.5 $9.8M 7.5M 1.31
Atlantic Alliance Partner 0.5 $9.8M 967k 10.11
Cooper Companies 0.5 $9.6M 71k 134.20
Tiptree Finl Inc cl a (TIPT) 0.5 $9.5M 1.6M 6.14
Arowana 0.5 $9.0M 916k 9.82
Gp Invts Acquisition Cor 0.5 $9.1M 944k 9.61
Precision Castparts 0.5 $8.7M 38k 232.00
Krispy Kreme Doughnuts 0.4 $8.5M 563k 15.07
Cbiz (CBZ) 0.4 $7.7M 778k 9.86
Terrapin 3 Acquisition 0.4 $7.7M 781k 9.86
Integrated Device Technology note 0.875% 11/1 0.4 $7.7M 7.5M 1.03
Red Robin Gourmet Burgers (RRGB) 0.4 $7.5M 122k 61.74
M/i Homes Inc note 3.250% 9/1 0.4 $7.6M 7.0M 1.08
Uti Worldwide 0.4 $7.4M 7.5M 0.99
Envestnet Inc note 1.750%12/1 0.4 $7.0M 8.0M 0.88
Easterly Acquisition Corp. equities 0.4 $7.1M 697k 10.15
DISH Network 0.4 $7.0M 122k 57.18
United Rentals (URI) 0.3 $6.5M 90k 72.54
Dt Asia Invts Ltd unit 99/99/9999t 0.3 $6.5M 643k 10.10
Echo Global Logistics Inc note 2.500% 5/0 0.3 $6.6M 7.5M 0.88
Electrum Spl Acquisition Cor 0.3 $6.6M 686k 9.64
Dyax 0.3 $6.4M 170k 37.62
Oclaro 0.3 $6.1M 1.7M 3.48
Fiesta Restaurant 0.3 $6.1M 182k 33.60
Harvard Bioscience (HBIO) 0.3 $6.0M 1.7M 3.47
North Amern Energy Partners 0.3 $5.8M 3.3M 1.73
Expedia (EXPE) 0.3 $5.7M 46k 124.31
Easterly Acquisition 0.3 $5.7M 579k 9.90
Double Eagle Acquisition Cor 0.3 $5.7M 599k 9.56
Gores Hldgs Inc cl a 0.3 $5.8M 600k 9.67
Andina Acquisition Corp Ii 0.3 $5.7M 600k 9.50
HealthStream (HSTM) 0.3 $5.5M 250k 22.00
1347 Cap 0.3 $5.5M 555k 9.85
C B Pharma Acquisition Corp 0.3 $5.5M 550k 9.95
Arowana Inc unit 99/99/9999 0.3 $5.5M 552k 10.05
Pacific Spl Acquisition Corp unit 99/99/9999 0.3 $5.5M 550k 10.05
Hydra Inds Acquisition 0.3 $5.3M 548k 9.72
Sprott Physical Silver Tr tr unit (PSLV) 0.3 $5.2M 978k 5.27
Emcore Corp 0.3 $5.1M 839k 6.13
Ar Cap Acquisition Corp unit 99/99/9999 0.3 $5.3M 541k 9.73
Broadcom Corporation 0.3 $4.9M 85k 57.82
Dt Asia Invts 0.3 $5.0M 500k 10.07
Barington Hilco Acquisition 0.3 $4.9M 500k 9.83
E Compass Acquisition Corp ord 0.3 $5.0M 500k 9.95
Pacific Spl Acquisition Corp 0.3 $4.9M 500k 9.85
Hudson Global 0.2 $4.7M 1.6M 2.92
Garnero Group Acquisition Co unit 99/99/9999 0.2 $4.8M 480k 10.05
Hydra Inds Acquisition Corp unit 10/20/2021 0.2 $4.5M 450k 10.10
Finish Line 0.2 $4.5M 247k 18.08
Keurig Green Mtn 0.2 $4.5M 50k 89.98
Fintech Acquisition 0.2 $4.4M 451k 9.70
Global Partner Acquisition C 0.2 $4.5M 452k 9.90
Hennessy Cap Acquisition Cor 0.2 $4.3M 449k 9.64
Southwestern Energy Company 0.2 $4.3M 600k 7.11
Fabrinet (FN) 0.2 $4.3M 181k 23.82
Evine Live Inc cl a 0.2 $4.1M 2.3M 1.78
Herman Miller (MLKN) 0.2 $4.0M 138k 28.70
iShares MSCI Emerging Markets Indx (EEM) 0.2 $3.7M 115k 32.19
Humana (HUM) 0.2 $3.6M 20k 178.50
National Penn Bancshares 0.2 $3.7M 300k 12.33
Sprott Phys Platinum & Palladi (SPPP) 0.2 $3.6M 580k 6.16
King Digital Entertainment 0.2 $3.6M 200k 17.88
Electrum Spl Acquisition Cor unit 99/99/9999 0.2 $3.6M 362k 9.95
Knoll 0.2 $3.4M 181k 18.80
Youku 0.2 $3.5M 130k 27.13
Anadarko Petroleum Corp conv p 0.2 $3.4M 100k 34.10
Boulevard Acquisition unit 99/99/9999 0.2 $3.5M 355k 9.90
Chubb Corporation 0.2 $3.3M 25k 132.64
Pepco Holdings 0.2 $3.3M 128k 26.01
Manitex International (MNTX) 0.2 $3.3M 555k 5.95
Hennessy Capital Acq 0.2 $3.2M 324k 9.80
Solera Holdings 0.2 $3.0M 55k 54.84
Atmel Corporation 0.2 $3.0M 350k 8.61
American Residential Pptys I 0.2 $3.0M 160k 18.90
E-compass Acquisition 0.1 $2.8M 284k 10.02
NCI Building Systems 0.1 $2.6M 210k 12.41
Quinpario Acquisition Corp 2 unit 01/01/2023 0.1 $2.7M 276k 9.80
Western Digital (WDC) 0.1 $2.4M 40k 60.05
EMC Corporation 0.1 $2.6M 100k 25.68
Double Eagle Acquisition Cor unit 99/99/9999 0.1 $2.4M 240k 10.00
Gores Hldgs Inc unit 99/99/9999 0.1 $2.6M 256k 10.00
Jarden Corp conv 0.1 $2.2M 1.5M 1.49
E.I. du Pont de Nemours & Company 0.1 $2.2M 33k 66.60
iShares Dow Jones Transport. Avg. (IYT) 0.1 $2.0M 15k 134.73
C B Pharma Acquisition Corp unit 99/99/9999 0.1 $2.1M 200k 10.25
Transglobe Energy Corp 0.1 $1.9M 1.1M 1.80
Smart Balance 0.1 $1.9M 173k 10.98
Harmony Merger Corp unit 99/99/9999 0.1 $2.0M 200k 10.06
Global Partner Acquisition C unit 07/01/2020 0.1 $2.0M 199k 10.00
Capitol Acquisition Corp Iii unit 99/99/9999 0.1 $2.0M 200k 9.95
Andina Acquisition Corp Ii unit 99/99/9999 0.1 $2.0M 200k 9.92
TECO Energy 0.1 $1.7M 65k 26.65
Pace Holdings Corp. equities 0.1 $1.6M 157k 10.20
Baker Hughes Incorporated 0.1 $1.4M 30k 46.13
Rogers Communications -cl B (RCI) 0.1 $1.4M 40k 34.45
Piedmont Natural Gas Company 0.1 $1.4M 25k 57.04
Wl Ross Holding Corp Uts 0.1 $1.4M 133k 10.25
Terrapin 3 Acquisition Corp unit 06/27/2019 0.1 $1.4M 142k 10.10
Gp Invts Acquisition Cor unit 99/99/9999 0.1 $1.4M 141k 9.95
General Electric Company 0.1 $1.2M 40k 31.15
Rite Aid Corporation 0.1 $1.2M 157k 7.84
Cleco Corporation 0.1 $1.2M 23k 52.22
StanCorp Financial 0.1 $1.1M 10k 113.90
BioMed Realty Trust 0.1 $1.2M 50k 23.68
Symetra Finl Corp 0.1 $1.1M 35k 31.77
C1 Financial 0.1 $1.2M 50k 24.20
Wl Ross Hldg 0.1 $1.1M 113k 9.96
Boulevard Acquisition cl a 0.1 $1.2M 117k 9.85
Pfizer (PFE) 0.1 $968k 30k 32.27
Diamond Foods 0.1 $964k 25k 38.56
Heartland Payment Systems 0.1 $948k 10k 94.80
Cameron International Corporation 0.1 $948k 15k 63.20
Constant Contact 0.1 $877k 30k 29.23
RealD 0.1 $1.1M 100k 10.55
Barington Hilco Acquisition unit 99/99/9999t 0.1 $1.0M 100k 10.08
Jm Global Hldg 0.1 $979k 103k 9.50
Norfolk Southern (NSC) 0.0 $677k 8.0k 84.60
Bce (BCE) 0.0 $772k 20k 38.60
Health Net 0.0 $685k 10k 68.50
Atlantic Power Corporation 0.0 $846k 429k 1.97
Jm Global Hldg Co unit 99/99/9999 0.0 $760k 79k 9.58
Time Warner Cable 0.0 $650k 3.5k 185.71
Teva Pharmaceutical Industries (TEVA) 0.0 $656k 10k 65.60
Newell Rubbermaid (NWL) 0.0 $661k 15k 44.07
Nexstar Broadcasting (NXST) 0.0 $587k 10k 58.70
Granite Real Estate (GRP.U) 0.0 $550k 20k 27.50
Media Gen 0.0 $646k 40k 16.15
Pace Hldgs Corp cl a 0.0 $494k 50k 9.90
Enbridge (ENB) 0.0 $332k 10k 33.20
Pep Boys - Manny, Moe & Jack 0.0 $460k 25k 18.40
Angie's List 0.0 $420k 45k 9.33
Garnero Group Acquition Rts right 06/25/2016 0.0 $326k 1.4M 0.24
Harmony Merger Corp w exp 01/01/202 0.0 $389k 1.3M 0.30
Anadarko Petroleum Corporation 0.0 $243k 5.0k 48.60
Transalta Corp (TAC) 0.0 $248k 70k 3.54
Rentech Nitrogen Partners L 0.0 $252k 24k 10.59
Kinder Morgan Inc/delaware Wts 0.0 $105k 1.5M 0.07
Northern Tier Energy 0.0 $259k 10k 25.90
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $114k 381k 0.30
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $171k 1.4M 0.12
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $127k 487k 0.26
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $119k 594k 0.20
Arowana Inc *w exp 04/29/202 0.0 $96k 875k 0.11
Arowana Inc right 01/01/2017 0.0 $192k 800k 0.24
Global Partner Acquisition C *w exp 07/01/202 0.0 $139k 450k 0.31
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $166k 346k 0.48
Easterly Acquisition Corp *w exp 07/29/202 0.0 $111k 300k 0.37
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $184k 400k 0.46
Andina Acquisition Corp-rts right 09/01/2017 0.0 $162k 600k 0.27
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $174k 340k 0.51
Gores Hldgs Inc *w exp 08/13/202 0.0 $182k 550k 0.33
1347 Cap Corp right 07/21/2016 0.0 $87k 541k 0.16
Wl Ross Holding Corp wrt 0.0 $88k 267k 0.33
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $34k 188k 0.18
Hydra Industries Acquisition wrnt 0.0 $93k 405k 0.23
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $23k 150k 0.15
Dt Asia Invts Ltd rights 03/30/2016 0.0 $64k 495k 0.13
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $40k 500k 0.08
C B Pharma Acquisition Corp right 06/17/2016 0.0 $67k 350k 0.19
Barington Hilco Acquisition right 02/13/2017 0.0 $87k 511k 0.17
Barington Hilco Acquisition *w exp 02/11/201 0.0 $69k 489k 0.14
C B Pharma Acquisition Corp *w exp 12/17/202 0.0 $43k 240k 0.18
Fintech Acquisition Corp *w exp 02/19/202 0.0 $89k 278k 0.32
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $93k 465k 0.20
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $5.0k 25k 0.20
Jm Global Hldg Co *w exp 07/29/201 0.0 $11k 65k 0.17
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $68k 564k 0.12
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $45k 450k 0.10
Boulevard Acquisition *w exp 09/25/202 0.0 $25k 50k 0.50
Pace Hldgs Corp *w exp 99/99/999 0.0 $15k 50k 0.30
E Compass Acquisition Corp right 02/18/2017 0.0 $95k 500k 0.19
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $90k 500k 0.18