Polar Securities

Polar Asset Management Partners as of March 31, 2016

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 233 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 15.2 $360M 1.8M 205.52
iShares Russell 2000 Index (IWM) 10.1 $238M 2.2M 110.63
Jarden Corp note 1.875% 9/1 4.9 $115M 61M 1.88
Sprott Physical Gold Trust (PHYS) 3.0 $72M 7.1M 10.12
Mu Us conv 2.9 $69M 55M 1.25
Allergan Plc pfd conv ser a 2.3 $55M 60k 916.08
Teleflex Inc note 3.875% 8/0 2.2 $51M 20M 2.55
Stericycle, Inc. pfd cv 1.6 $37M 400k 93.30
Sandisk Corp note 1.500% 8/1 1.3 $32M 20M 1.58
Gsi 1.3 $30M 2.1M 14.16
Central Fd Cda Ltd cl a 1.1 $26M 2.2M 11.99
Alphabet Inc Class C cs (GOOG) 1.0 $24M 32k 744.94
Las Vegas Sands (LVS) 1.0 $24M 457k 51.68
Fidelity National Finance conv 1.0 $23M 13M 1.87
Tesaro Inc note 3.000%10/0 0.9 $22M 15M 1.47
Allergan 0.8 $19M 73k 268.03
KAR Auction Services (KAR) 0.8 $19M 500k 38.14
Jarden Corp note 1.125% 3/1 0.8 $19M 15M 1.27
Garnero Group Acquisition 0.8 $18M 1.8M 9.93
Bio-Rad Laboratories (BIO) 0.7 $17M 125k 136.72
Integrated Device Technology note 0.875% 11/1 0.7 $17M 18M 0.94
Horizon Pharma Plc convertible security 0.7 $17M 20M 0.85
VCA Antech 0.7 $16M 281k 57.69
Johnson & Johnson (JNJ) 0.7 $16M 148k 108.20
SPDR KBW Regional Banking (KRE) 0.7 $16M 426k 37.64
SPDR S&P Biotech (XBI) 0.7 $16M 310k 51.66
Gp Invts Acquisition Cor 0.7 $16M 1.6M 9.72
Agilent Technologies Inc C ommon (A) 0.7 $16M 394k 39.85
Facebook Inc cl a (META) 0.7 $15M 135k 114.10
United States Oil Fund 0.6 $15M 1.5M 9.70
Ar Cap Acquisition 0.6 $15M 1.5M 9.84
CoreLogic 0.6 $14M 416k 34.70
Quinpario Acquisition Corp 2 0.6 $14M 1.4M 9.78
Transunion (TRU) 0.6 $14M 499k 27.61
Dollar General (DG) 0.6 $13M 157k 85.60
Take-two Interactive Softwar note 1.000% 7/0 0.6 $13M 7.5M 1.79
Emergent Biosolutions Inc conv 0.6 $13M 10M 1.30
Brunswick Corporation (BC) 0.5 $13M 263k 47.98
Harmony Merger 0.5 $13M 1.3M 9.90
Laboratory Corp. of America Holdings 0.5 $12M 105k 117.13
Marathon Petroleum Corp (MPC) 0.5 $12M 322k 37.18
Cardinal Health (CAH) 0.5 $12M 145k 81.95
Fintech Acquisition 0.5 $12M 1.2M 10.02
Electrum Spl Acquisition Cor 0.5 $12M 1.2M 9.65
Mercadolibre Inc note 2.250% 7/0 0.5 $11M 10M 1.13
Nxp Semiconductors N V dbcv 1.000% 12/0 0.5 $11M 10M 1.10
Capitol Acquisition Corp Iii 0.5 $11M 1.1M 9.68
Eastman Chemical Company (EMN) 0.5 $11M 152k 72.23
PowerShares QQQ Trust, Series 1 0.5 $11M 100k 109.20
Inphi Corporation 0.5 $11M 323k 33.34
Actua Corporation 0.5 $11M 1.2M 9.05
Mobile Mini 0.5 $11M 318k 33.02
Gentex Corporation (GNTX) 0.5 $11M 671k 15.69
Fitbit 0.5 $11M 700k 15.15
Atlantic Alliance Partner 0.5 $11M 1.0M 10.43
Double Eagle Acquisition Cor 0.5 $11M 1.1M 9.72
Dt Asia Invts 0.4 $10M 1.0M 10.15
Hydra Inds Acquisition 0.4 $10M 1.0M 9.89
Coach 0.4 $10M 253k 40.09
Allscripts Healthcare So conv 0.4 $10M 10M 1.02
Landstar System (LSTR) 0.4 $9.9M 154k 64.61
Insulet Corp note 2.000% 6/1 0.4 $9.7M 10M 0.97
Scotts Miracle-Gro Company (SMG) 0.4 $9.2M 127k 72.77
Ceb 0.4 $9.2M 142k 64.73
Arowana 0.4 $9.1M 916k 9.97
Tiptree Finl Inc cl a (TIPT) 0.4 $8.9M 1.6M 5.70
Acorda Therap note 1.75% 6/15 0.4 $8.9M 10M 0.89
Teva Pharmaceutical Industries (TEVA) 0.4 $8.6M 160k 53.51
Krispy Kreme Doughnuts 0.4 $8.6M 550k 15.59
Advisory Board Company 0.4 $8.5M 263k 32.25
Steris 0.4 $8.5M 120k 71.05
inContact, Inc . 0.3 $8.2M 917k 8.89
SPDR S&P Metals and Mining (XME) 0.3 $8.2M 400k 20.46
Hca Holdings (HCA) 0.3 $8.2M 106k 78.05
J2 Global Inc note 3.250% 6/1 0.3 $8.2M 7.5M 1.09
Interpublic Group of Companies (IPG) 0.3 $8.0M 350k 22.95
Nxp Semiconductors N V (NXPI) 0.3 $8.0M 99k 81.07
Masonite International 0.3 $8.0M 122k 65.50
Cbiz (CBZ) 0.3 $7.7M 765k 10.09
Knoll 0.3 $7.8M 362k 21.65
Cardtronics 0.3 $7.8M 218k 35.99
Jensyn Acquisition Corp unit 99/99/9999 0.3 $7.8M 780k 10.01
Terrapin 3 Acquisition 0.3 $7.6M 772k 9.90
Echo Global Logistics Inc note 2.500% 5/0 0.3 $7.6M 7.5M 1.01
Easterly Acquisition 0.3 $7.6M 788k 9.70
North Amern Energy Partners 0.3 $7.4M 3.6M 2.04
Gores Hldgs Inc cl a 0.3 $7.3M 750k 9.75
M/i Homes Inc note 3.250% 9/1 0.3 $7.0M 7.0M 1.00
Terrapin 3 Acquisition Corp unit 06/27/2019 0.3 $6.9M 687k 10.10
Easterly Acquisition Corp. equities 0.3 $6.9M 700k 9.93
Envestnet Inc note 1.750%12/1 0.3 $6.5M 7.5M 0.87
Atmel Corporation 0.3 $6.1M 750k 8.12
Rogers Corporation (ROG) 0.3 $6.0M 101k 59.87
Red Robin Gourmet Burgers (RRGB) 0.3 $6.1M 94k 64.47
Columbia Pipeline 0.3 $6.1M 245k 25.10
FARO Technologies (FARO) 0.2 $5.9M 184k 32.21
Oclaro 0.2 $5.9M 1.1M 5.40
Utilities SPDR (XLU) 0.2 $6.0M 120k 49.62
HealthStream (HSTM) 0.2 $6.0M 272k 22.09
Biomarin Pharmaceutical Inc note 1.500%10/1 0.2 $6.0M 5.0M 1.19
Ar Cap Acquisition Corp unit 99/99/9999 0.2 $5.9M 600k 9.89
Andina Acquisition Corp Ii 0.2 $5.8M 600k 9.70
Alere 0.2 $5.6M 110k 50.61
MetLife (MET) 0.2 $5.7M 130k 43.94
Tesla Motors (TSLA) 0.2 $5.7M 25k 229.76
C B Pharma Acquisition Corp 0.2 $5.6M 550k 10.10
Arowana Inc unit 99/99/9999 0.2 $5.6M 552k 10.20
Pacific Spl Acquisition Corp unit 99/99/9999 0.2 $5.6M 550k 10.17
1347 Cap 0.2 $5.5M 553k 9.89
Boulevard Acquisition cl a 0.2 $5.4M 550k 9.75
Harvard Bioscience (HBIO) 0.2 $5.2M 1.7M 3.02
Gp Invts Acquisition Cor unit 99/99/9999 0.2 $5.1M 516k 9.90
Double Eagle Acquisition Cor unit 99/99/9999 0.2 $5.1M 512k 10.00
Southwestern Energy Company 0.2 $4.8M 600k 8.07
Emcore Corp 0.2 $5.1M 1.0M 5.00
Garnero Group Acquisition Co unit 99/99/9999 0.2 $4.9M 480k 10.12
Barington Hilco Acquisition 0.2 $5.0M 500k 9.93
E Compass Acquisition Corp ord 0.2 $5.0M 500k 10.04
Pacific Spl Acquisition Corp 0.2 $5.0M 500k 10.03
Klr Energy Acquisition Corp cl a 0.2 $5.0M 500k 9.95
Callidus Software 0.2 $4.8M 286k 16.68
Tucows, Inc. Cmn Class A (TCX) 0.2 $4.5M 200k 22.45
Verint Sys Inc note 1.5% 6/1 0.2 $4.4M 5.0M 0.88
Canadian Natural Resources (CNQ) 0.2 $4.3M 160k 27.00
MGM Resorts International. (MGM) 0.2 $4.2M 194k 21.44
Global Partner Acquisition C 0.2 $4.3M 442k 9.72
Deckers Outdoor Corporation (DECK) 0.2 $4.1M 68k 59.91
Qualys (QLYS) 0.2 $4.0M 156k 25.31
Klr Energy Acquisition Corp unit 0.2 $4.0M 400k 10.06
Humana (HUM) 0.2 $3.7M 20k 183.00
Linkedin Corp 0.2 $3.9M 34k 114.35
Hollyfrontier Corp 0.2 $3.9M 110k 35.32
Hudson Global 0.2 $3.9M 1.6M 2.37
Outerwall 0.2 $3.7M 100k 36.99
Boulevard Acquisition unit 99/99/9999 0.2 $3.9M 389k 9.95
Silver Wheaton Corp 0.1 $3.3M 200k 16.58
Comscore 0.1 $3.0M 100k 30.04
Global Partner Acquisition C unit 07/01/2020 0.1 $3.0M 298k 9.95
Starwood Hotels & Resorts Worldwide 0.1 $2.9M 35k 83.43
Endeavour Silver Corp (EXK) 0.1 $2.9M 1.2M 2.46
Manitex International (MNTX) 0.1 $2.9M 555k 5.23
Quinpario Acquisition Corp 2 unit 01/01/2023 0.1 $2.7M 276k 9.93
E-compass Acquisition 0.1 $2.9M 284k 10.20
Pace Hldgs Corp cl a 0.1 $2.8M 291k 9.64
ITC Holdings 0.1 $2.6M 60k 43.57
Armstrong World Industries (AWI) 0.1 $2.6M 53k 48.37
Hydra Inds Acquisition Corp unit 10/20/2021 0.1 $2.6M 250k 10.52
Electrum Spl Acquisition Cor unit 99/99/9999 0.1 $2.7M 273k 9.83
Gores Hldgs Inc unit 99/99/9999 0.1 $2.6M 260k 9.98
Newport Corporation 0.1 $2.3M 100k 23.00
Sprott Phys Platinum & Palladi (SPPP) 0.1 $2.2M 348k 6.46
Jarden Corp conv 0.1 $2.3M 1.5M 1.54
Amaya 0.1 $2.3M 175k 13.38
Adt 0.1 $2.1M 50k 41.26
Evine Live Inc cl a 0.1 $2.2M 1.9M 1.17
C B Pharma Acquisition Corp unit 99/99/9999 0.1 $2.1M 200k 10.34
Fintech Acquisition Corp unit 99/99/9999 0.1 $2.2M 203k 10.91
Harmony Merger Corp unit 99/99/9999 0.1 $2.0M 200k 10.18
Andina Acquisition Corp Ii unit 99/99/9999 0.1 $2.0M 200k 10.15
Pfizer (PFE) 0.1 $1.9M 65k 29.65
Marriott International (MAR) 0.1 $1.8M 25k 71.20
Yahoo! 0.1 $1.8M 50k 36.80
PowerSecure International 0.1 $1.9M 100k 18.69
Wl Ross Hldg 0.1 $1.9M 189k 10.03
Hennessy Capital Acq 0.1 $2.0M 200k 9.82
Capitol Acquisition Corp Iii unit 99/99/9999 0.1 $1.9M 193k 9.85
Transglobe Energy Corp 0.1 $1.8M 1.1M 1.66
Wl Ross Holding Corp Uts 0.1 $1.7M 164k 10.49
Pace Holdings Corp. equities 0.1 $1.6M 160k 9.99
iShares Silver Trust (SLV) 0.1 $1.4M 95k 14.68
Jm Global Hldg 0.1 $1.4M 150k 9.63
Valspar Corporation 0.1 $1.1M 10k 107.00
Ihs 0.1 $1.2M 10k 124.20
Rouse Pptys 0.1 $1.3M 70k 18.39
Affymetrix 0.0 $1.1M 75k 14.01
Baker Hughes Incorporated 0.0 $877k 20k 43.85
Rite Aid Corporation 0.0 $1.0M 123k 8.15
Cablevision Systems Corporation 0.0 $990k 30k 33.00
Mead Johnson Nutrition 0.0 $850k 10k 85.00
Rrsat Global Comm Ntwrk 0.0 $914k 70k 13.06
Barington Hilco Acquisition unit 99/99/9999t 0.0 $1.0M 100k 10.15
Baxalta Incorporated 0.0 $1.0M 25k 40.40
Apollo 0.0 $822k 100k 8.22
QuickLogic Corporation 0.0 $762k 719k 1.06
Tahoe Resources 0.0 $602k 60k 10.03
Fintech Acquisition Corp *w exp 02/19/202 0.0 $659k 1.1M 0.59
Hennessy Cap Acquisition Cor 0.0 $703k 73k 9.70
Newmont Mining Corporation (NEM) 0.0 $399k 15k 26.60
Shire 0.0 $430k 2.5k 172.00
Teck Resources Ltd cl b (TECK) 0.0 $571k 75k 7.61
Axiall 0.0 $547k 25k 21.87
1347 Cap Corp unit 99/99/9999 0.0 $391k 38k 10.26
Jm Global Hldg Co unit 99/99/9999 0.0 $482k 49k 9.85
Williams Companies (WMB) 0.0 $321k 20k 16.05
Carmike Cinemas 0.0 $300k 10k 30.00
Exfo 0.0 $123k 33k 3.71
1347 Cap Corp right 07/21/2016 0.0 $169k 544k 0.31
Wl Ross Holding Corp wrt 0.0 $325k 664k 0.49
Garnero Group Acquition Rts right 06/25/2016 0.0 $217k 1.4M 0.16
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $129k 1.4M 0.09
Hydra Industries Acquisition wrnt 0.0 $190k 906k 0.21
Dt Asia Invts Ltd rights 03/30/2016 0.0 $172k 1.1M 0.15
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $257k 987k 0.26
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $133k 604k 0.22
Harmony Merger Corp w exp 01/01/202 0.0 $259k 1.3M 0.20
Arowana Inc right 01/01/2017 0.0 $185k 739k 0.25
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $143k 445k 0.32
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $173k 493k 0.35
Andina Acquisition Corp-rts right 09/01/2017 0.0 $150k 600k 0.25
Gores Hldgs Inc *w exp 08/13/202 0.0 $166k 573k 0.29
Kinder Morgan Inc/delaware Wts 0.0 $40k 1.0M 0.04
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $85k 338k 0.25
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $36k 181k 0.20
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $15k 150k 0.10
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $57k 1.1M 0.05
C B Pharma Acquisition Corp right 06/17/2016 0.0 $44k 400k 0.11
Barington Hilco Acquisition right 02/13/2017 0.0 $107k 511k 0.21
Barington Hilco Acquisition *w exp 02/11/201 0.0 $59k 489k 0.12
C B Pharma Acquisition Corp *w exp 12/17/202 0.0 $19k 240k 0.08
Arowana Inc *w exp 04/29/202 0.0 $105k 875k 0.12
Global Partner Acquisition C *w exp 07/01/202 0.0 $72k 450k 0.16
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $83k 589k 0.14
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $43k 203k 0.21
Jm Global Hldg Co *w exp 07/29/201 0.0 $18k 95k 0.19
Easterly Acquisition Corp *w exp 07/29/202 0.0 $103k 313k 0.33
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $85k 564k 0.15
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $92k 355k 0.26
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $41k 450k 0.09
Boulevard Acquisition *w exp 09/25/202 0.0 $102k 376k 0.27
Pace Hldgs Corp *w exp 99/99/999 0.0 $57k 184k 0.31
E Compass Acquisition Corp right 02/18/2017 0.0 $115k 500k 0.23
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $95k 500k 0.19
Klr Energy Acquisition Corp w exp 09/16/202 0.0 $80k 400k 0.20