Polar Securities

Polar Asset Management Partners as of June 30, 2016

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 263 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 13.6 $334M 1.6M 209.48
iShares Russell 2000 Index (IWM) 12.9 $318M 2.8M 114.98
Mu Us conv 2.9 $71M 48M 1.50
Tesaro Inc note 3.000%10/0 2.5 $63M 25M 2.51
Intel Corp. Jr. Sub. Cv. Deb. conv 1.5 $37M 23M 1.63
Sprott Physical Gold Trust (PHYS) 1.5 $37M 3.3M 10.98
Novanta (NOVT) 1.4 $35M 2.3M 15.15
Fidelity National Finance conv 1.2 $30M 15M 2.06
Incontact Inc note 2.500% 4/0 1.2 $30M 25M 1.20
Facebook Inc cl a (META) 1.1 $27M 235k 114.28
Alibaba Group Holding (BABA) 1.1 $27M 336k 79.53
Alphabet Inc Class C cs (GOOG) 1.0 $25M 36k 692.10
CoreLogic 0.9 $23M 601k 38.48
Coach 0.9 $22M 536k 40.74
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.9 $22M 20M 1.09
Cardinal Health (CAH) 0.9 $22M 278k 78.01
Agilent Technologies Inc C ommon (A) 0.8 $20M 454k 44.36
Integrated Device Technology note 0.875% 11/1 0.8 $19M 20M 0.97
VCA Antech 0.8 $19M 282k 67.61
Gp Invts Acquisition Cor 0.8 $19M 1.9M 9.70
Laboratory Corp. of America Holdings 0.8 $19M 144k 130.27
KAR Auction Services (KAR) 0.8 $19M 449k 41.74
Bio-Rad Laboratories (BIO) 0.8 $18M 129k 143.02
Dollar General (DG) 0.7 $18M 195k 94.00
Allergan Plc pfd conv ser a 0.7 $18M 22k 832.59
Las Vegas Sands (LVS) 0.7 $18M 416k 43.49
Cf Corporation 0.7 $17M 1.7M 9.92
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.7 $17M 16M 1.04
Nxp Semiconductors N V dbcv 1.000% 12/0 0.7 $16M 15M 1.09
Terrapin 3 Acquisition 0.7 $16M 1.6M 9.96
Genesee & Wyoming 0.6 $16M 267k 58.95
J2 Global Inc note 3.250% 6/1 0.6 $15M 14M 1.13
Stericycle, Inc. pfd cv 0.6 $15M 185k 83.08
Quinpario Acquisition Corp 2 0.6 $15M 1.5M 9.89
Ar Cap Acquisition 0.6 $15M 1.5M 9.93
Linkedin Corp note 0.500% 11/0 0.6 $15M 15M 0.99
Horizon Pharma Plc convertible security 0.6 $15M 16M 0.91
DST Systems 0.6 $14M 123k 116.43
Csra 0.6 $14M 612k 23.43
Atlantic Alliance Partner 0.6 $14M 1.3M 10.39
Eastman Chemical Company (EMN) 0.6 $14M 200k 67.90
Mercadolibre Inc note 2.250% 7/0 0.6 $14M 11M 1.27
Actua Corporation 0.5 $13M 1.5M 9.03
Double Eagle Acquisition Cor 0.5 $13M 1.4M 9.79
Guess? (GES) 0.5 $13M 870k 15.05
VMware 0.5 $13M 229k 57.22
Dynegy Inc unit 07/01/20191 0.5 $13M 120k 107.76
Armstrong World Industries (AWI) 0.5 $13M 327k 39.15
Advisory Board Company 0.5 $13M 364k 35.39
Electrum Spl Acquisition Cor 0.5 $13M 1.3M 9.75
Harmony Merger 0.5 $13M 1.3M 10.00
Landcadia Holdings Inc unit 0.5 $13M 1.3M 10.04
G-III Apparel (GIII) 0.5 $12M 270k 45.72
Emergent Biosolutions Inc conv 0.5 $12M 11M 1.14
Fintech Acquisition 0.5 $12M 1.2M 10.00
Easterly Acquisition 0.5 $12M 1.2M 9.79
Medicines Company conv 0.5 $12M 10M 1.19
HealthStream (HSTM) 0.5 $12M 441k 26.52
Capitol Acquisition Corp Iii 0.5 $11M 1.2M 9.68
Central Fd Cda Ltd cl a 0.4 $11M 787k 13.90
Nxp Semiconductors N V (NXPI) 0.4 $11M 140k 78.34
Allscripts Healthcare So conv 0.4 $11M 11M 1.00
Linkedin Corp 0.4 $10M 55k 189.25
Hydra Inds Acquisition 0.4 $10M 1.0M 9.89
Insulet Corp note 2.000% 6/1 0.4 $10M 11M 0.95
Interactive Intelligence Gro Note 1.250% 6/0 bond 0.4 $10M 11M 0.95
Johnson & Johnson (JNJ) 0.4 $9.9M 81k 121.30
Brunswick Corporation (BC) 0.4 $9.9M 219k 45.32
Rogers Corporation (ROG) 0.4 $9.8M 160k 61.10
Gentex Corporation (GNTX) 0.4 $9.8M 634k 15.45
Oclaro 0.4 $9.9M 2.0M 4.88
Steris 0.4 $9.9M 143k 68.75
EMC Corporation 0.4 $9.5M 350k 27.17
Cbiz (CBZ) 0.4 $9.7M 933k 10.41
Amc Networks Inc Cl A (AMCX) 0.4 $9.7M 160k 60.42
Sprott Physical Silver Tr tr unit (PSLV) 0.4 $9.4M 1.3M 7.25
Acorda Therap note 1.75% 6/15 0.4 $9.5M 11M 0.88
Arowana 0.4 $9.2M 916k 10.07
Scotts Miracle-Gro Company (SMG) 0.4 $8.9M 128k 69.91
Easterly Acquisition Corp. equities 0.4 $8.8M 872k 10.14
Teva Pharmaceutical Industries (TEVA) 0.3 $8.5M 169k 50.23
Tiptree Finl Inc cl a (TIPT) 0.3 $8.2M 1.5M 5.48
Boulevard Acquisition cl a 0.3 $8.1M 834k 9.75
Interpublic Group of Companies (IPG) 0.3 $7.5M 326k 23.10
Southwestern Energy Company 0.3 $7.5M 600k 12.58
Farmer Brothers (FARM) 0.3 $7.6M 263k 29.00
Echo Global Logistics Inc note 2.500% 5/0 0.3 $7.6M 8.0M 0.95
Hennessy Cap Acquisition Cor 0.3 $7.5M 769k 9.80
United States Oil Fund 0.3 $7.4M 644k 11.57
Zimmer Holdings (ZBH) 0.3 $7.3M 61k 120.38
Envestnet Inc note 1.750%12/1 0.3 $7.3M 8.0M 0.91
Ceb 0.3 $7.3M 119k 61.68
Gores Hldgs Inc cl a 0.3 $7.3M 757k 9.70
Dolby Laboratories (DLB) 0.3 $7.1M 148k 47.85
InterOil Corporation 0.3 $7.2M 160k 45.00
M/i Homes Inc note 3.250% 9/1 0.3 $7.1M 7.0M 1.02
Silver Run Acquisition Corp unit 99/99/9999t 0.3 $7.0M 706k 9.98
Emcore Corp 0.3 $6.9M 1.2M 5.94
Bunge 0.3 $6.5M 110k 59.15
Knoll 0.3 $6.4M 263k 24.28
Inphi Corporation 0.3 $6.5M 201k 32.03
Axiall 0.2 $5.9M 180k 32.61
1347 Cap 0.2 $5.9M 591k 10.00
Ar Cap Acquisition Corp unit 99/99/9999 0.2 $6.0M 600k 9.98
Andina Acquisition Corp Ii 0.2 $5.8M 600k 9.73
Ctrip Com Intl Ltd note 1.990% 7/0 0.2 $5.9M 5.5M 1.08
Monsanto Company 0.2 $5.6M 55k 103.40
Arowana Inc unit 99/99/9999 0.2 $5.6M 552k 10.20
Pace Hldgs Corp cl a 0.2 $5.7M 582k 9.85
Pacific Spl Acquisition Corp unit 99/99/9999 0.2 $5.7M 550k 10.35
Global Wtr Res (GWRS) 0.2 $5.7M 649k 8.80
Origo Acquisition Corp 0.2 $5.6M 550k 10.22
FARO Technologies (FARO) 0.2 $5.5M 162k 33.83
St. Jude Medical 0.2 $5.4M 69k 78.00
FEI Company 0.2 $5.3M 50k 106.88
Utilities SPDR (XLU) 0.2 $5.5M 105k 52.47
Virgin America 0.2 $5.3M 95k 56.21
Quinpario Acquisition Corp 2 unit 01/01/2023 0.2 $5.5M 550k 10.04
North Amern Energy Partners 0.2 $5.1M 1.8M 2.82
Global Partner Acquisition C 0.2 $5.2M 539k 9.73
E Compass Acquisition Corp ord 0.2 $5.1M 500k 10.18
Pacific Spl Acquisition Corp 0.2 $5.1M 500k 10.22
Nevro Corp note 1.750% 6/0 0.2 $5.3M 5.0M 1.05
Qlik Technologies 0.2 $4.9M 165k 29.58
Barington Hilco Acquisition 0.2 $5.0M 500k 10.03
Wright Med Group Inc note 2.000% 2/1 0.2 $4.9M 5.3M 0.92
Klr Energy Acquisition Corp cl a 0.2 $5.0M 500k 10.00
Oxford Industries (OXM) 0.2 $4.6M 81k 56.62
Harvard Bioscience (HBIO) 0.2 $4.7M 1.6M 2.86
Jensyn Acquisition 0.2 $4.7M 480k 9.87
Continental Resources 0.2 $4.5M 100k 45.27
Valspar Corporation 0.2 $4.3M 40k 108.02
Infoblox 0.2 $4.5M 241k 18.76
Tucows, Inc. Cmn Class A (TCX) 0.2 $4.5M 183k 24.36
Kate Spade & Co 0.2 $4.5M 220k 20.61
Talen Energy 0.2 $4.2M 310k 13.55
Huntsman Corporation (HUN) 0.2 $3.9M 290k 13.45
Klr Energy Acquisition Corp unit 0.2 $4.1M 400k 10.14
PrivateBan 0.1 $3.7M 85k 44.04
Rite Aid Corporation 0.1 $3.4M 450k 7.49
Manitex International 0.1 $3.3M 482k 6.93
Hudson Global 0.1 $3.4M 1.7M 1.97
Double Eagle Acquisition Cor unit 99/99/9999 0.1 $3.5M 346k 9.98
Columbia Pipeline 0.1 $3.2M 125k 25.49
Xura 0.1 $3.3M 135k 24.43
Pace Holdings Corp. equities 0.1 $3.3M 326k 10.00
Gores Hldgs Inc unit 99/99/9999 0.1 $3.3M 329k 10.00
Westar Energy 0.1 $2.9M 53k 56.10
Transglobe Energy Corp 0.1 $3.0M 1.6M 1.83
Fidelity + Guaranty Life 0.1 $2.9M 125k 23.18
Gp Invts Acquisition Cor unit 99/99/9999 0.1 $3.0M 301k 10.10
E-compass Acquisition 0.1 $2.9M 284k 10.35
Jensyn Acquisition Corp unit 99/99/9999 0.1 $3.0M 300k 10.09
Brookfield Business Partners unit (BBU) 0.1 $2.9M 150k 19.09
EXACT Sciences Corporation (EXAS) 0.1 $2.6M 213k 12.25
Amaya 0.1 $2.7M 175k 15.33
Electrum Spl Acquisition Cor unit 99/99/9999 0.1 $2.7M 273k 10.02
Revolution Lighting Technolo 0.1 $2.6M 420k 6.18
ITC Holdings 0.1 $2.3M 50k 46.82
Applied Materials (AMAT) 0.1 $2.4M 100k 23.97
Ingram Micro 0.1 $2.4M 70k 34.79
Sprott Phys Platinum & Palladi (SPPP) 0.1 $2.4M 348k 7.00
Evine Live Inc cl a 0.1 $2.5M 1.5M 1.65
Hydra Inds Acquisition Corp unit 10/20/2021 0.1 $2.6M 250k 10.32
Heartware Intl Inc note 1.750%12/1 0.1 $2.5M 2.5M 0.99
Electro Rent Corporation 0.1 $2.1M 139k 15.41
Origo Acquisition Corp unit 12/17/2021t 0.1 $2.1M 200k 10.55
DreamWorks Animation SKG 0.1 $2.0M 50k 40.88
Terrapin 3 Acquisition Corp unit 06/27/2019 0.1 $2.0M 200k 10.10
Harmony Merger Corp unit 99/99/9999 0.1 $2.0M 200k 10.20
Boulevard Acquisition unit 99/99/9999 0.1 $2.0M 200k 9.89
Global Partner Acquisition C unit 07/01/2020 0.1 $2.0M 200k 9.92
Capitol Acquisition Corp Iii unit 99/99/9999 0.1 $1.9M 192k 9.92
Andina Acquisition Corp Ii unit 99/99/9999 0.1 $2.0M 200k 10.10
Great Plains Energy Incorporated 0.1 $1.8M 60k 30.40
Alere 0.1 $1.6M 38k 41.68
inContact, Inc . 0.1 $1.4M 100k 13.85
HeartWare International 0.1 $1.4M 25k 57.76
Swift Transportation Company 0.1 $1.5M 100k 15.41
Marketo 0.1 $1.6M 45k 34.82
Cvent 0.1 $1.4M 40k 35.72
Diamond Resorts International 0.1 $1.5M 50k 29.96
Eagle Pharmaceuticals (EGRX) 0.1 $1.6M 40k 38.80
Skullcandy 0.1 $1.2M 200k 6.14
Demandware 0.1 $1.3M 18k 74.91
Jm Global Hldg 0.1 $1.2M 125k 9.75
BP (BP) 0.0 $888k 25k 35.52
Exxon Mobil Corporation (XOM) 0.0 $937k 10k 93.70
Abbott Laboratories (ABT) 0.0 $1.1M 28k 39.33
Pfizer (PFE) 0.0 $880k 25k 35.20
FMC Technologies 0.0 $867k 33k 26.68
Lexmark International 0.0 $944k 25k 37.76
Krispy Kreme Doughnuts 0.0 $1.0M 50k 20.96
Yahoo! 0.0 $939k 25k 37.56
Poly 0.0 $1.1M 95k 11.25
American Science & Engineering 0.0 $969k 26k 37.41
Uni-Pixel 0.0 $977k 665k 1.47
Solarcity 0.0 $957k 40k 23.92
Perrigo Company (PRGO) 0.0 $907k 10k 90.70
Ldr Hldg 0.0 $1.0M 28k 36.95
Dt Asia Invts 0.0 $1.0M 100k 10.26
Fintech Acquisition Corp unit 99/99/9999 0.0 $1.1M 100k 10.88
Barington Hilco Acquisition unit 99/99/9999t 0.0 $1.0M 100k 10.17
Fintech Acquisition Corp *w exp 02/19/202 0.0 $959k 1.2M 0.82
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $883k 1.4M 0.62
Potash Corp. Of Saskatchewan I 0.0 $731k 45k 16.24
Apollo 0.0 $730k 80k 9.12
Shire 0.0 $644k 3.5k 184.00
Syngenta 0.0 $691k 9.0k 76.78
Kinder Morgan (KMI) 0.0 $842k 45k 18.71
Tronc 0.0 $690k 50k 13.80
Shaw Communications Inc cl b conv 0.0 $480k 25k 19.20
Cenovus Energy (CVE) 0.0 $484k 35k 13.83
Williams Companies (WMB) 0.0 $433k 20k 21.65
Carmike Cinemas 0.0 $452k 15k 30.13
Suffolk Ban 0.0 $548k 18k 31.31
Dominion Diamond Corp foreign 0.0 $530k 60k 8.83
Jm Global Hldg Co unit 99/99/9999 0.0 $484k 49k 9.89
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $503k 825k 0.61
Easterly Acquisition Corp *w exp 07/29/202 0.0 $424k 633k 0.67
American Capital 0.0 $317k 20k 15.85
Ares Capital Corporation (ARCC) 0.0 $284k 20k 14.20
Medivation 0.0 $302k 5.0k 60.40
Lions Gate Entertainment 0.0 $202k 10k 20.20
Gran Tierra Energy 0.0 $152k 45k 3.38
Carolina Bank Holding 0.0 $202k 12k 17.51
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $242k 1.3M 0.19
Garnero Group Acquition Rts right 06/25/2016 0.0 $165k 1.8M 0.09
Hydra Industries Acquisition wrnt 0.0 $199k 906k 0.22
Dt Asia Invts Ltd rights 03/30/2016 0.0 $253k 723k 0.35
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $126k 1.1M 0.11
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $197k 987k 0.20
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $257k 1.4M 0.18
Allergan 0.0 $286k 38k 7.62
Harmony Merger Corp w exp 01/01/202 0.0 $295k 1.4M 0.21
Arowana Inc right 01/01/2017 0.0 $126k 739k 0.17
Global Partner Acquisition C *w exp 07/01/202 0.0 $245k 1.3M 0.19
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $198k 520k 0.38
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $168k 699k 0.24
Gores Hldgs Inc *w exp 08/13/202 0.0 $172k 717k 0.24
Boulevard Acquisition *w exp 09/25/202 0.0 $264k 824k 0.32
Primero Mining Corporation 0.0 $47k 23k 2.09
Kinder Morgan Inc/delaware Wts 0.0 $20k 1.0M 0.02
1347 Cap Corp right 07/21/2016 0.0 $122k 582k 0.21
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $76k 1.9M 0.04
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $66k 219k 0.30
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $11k 150k 0.07
Barington Hilco Acquisition right 02/13/2017 0.0 $77k 511k 0.15
Barington Hilco Acquisition *w exp 02/11/201 0.0 $34k 489k 0.07
Arowana Inc *w exp 04/29/202 0.0 $79k 875k 0.09
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $41k 180k 0.23
Jm Global Hldg Co *w exp 07/29/201 0.0 $16k 95k 0.17
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $56k 564k 0.10
Andina Acquisition Corp-rts right 09/01/2017 0.0 $108k 600k 0.18
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $45k 450k 0.10
Pace Hldgs Corp *w exp 99/99/999 0.0 $104k 471k 0.22
E Compass Acquisition Corp right 02/18/2017 0.0 $95k 500k 0.19
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $105k 500k 0.21
Klr Energy Acquisition Corp w exp 09/16/202 0.0 $51k 300k 0.17
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $38k 480k 0.08
Jensyn Acquisition Corp right 99/99/9999 0.0 $59k 452k 0.13
Origo Acquisition Corp *w exp 12/17/202 0.0 $19k 240k 0.08
Origo Acquisition Corp-rts right 12/12/2016 0.0 $60k 400k 0.15