Polar Securities

Polar Asset Management Partners as of June 30, 2017

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 274 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 10.8 $459M 1.9M 241.80
Intel Corp SDCV 3.250% 8/0 (Principal) 4.7 $198M 120M 1.65
Micron Technology Note 2.375% 5/0 (Principal) 4.4 $187M 60M 3.12
Micron Technology Note 3.125% 5/0 (Principal) 3.6 $153M 50M 3.05
Ishares Tr Russell 2000 Etf Put Option (IWM) 3.3 $141M 1.0M 140.92
Verisign SDCV 3.250% 8/1 (Principal) 3.2 $136M 50M 2.72
Nxp Semiconductors N V DBCV 1.000%12/0 (Principal) 2.8 $119M 100M 1.19
Sprott Physical Gold Trust Unit (PHYS) 2.7 $116M 12M 10.13
Alibaba Group Hldg Sponsored Ads Put Option (BABA) 2.4 $103M 730k 140.90
Lam Research Corp Note 1.250% 5/1 (Principal) 2.1 $91M 38M 2.41
Microchip Technology Note 1.625% 2/1 (Principal) 2.1 $90M 60M 1.50
Powershares Qqq Trust Unit Ser 1 Put Option 2.1 $90M 650k 137.64
Priceline Grp Note 0.350% 6/1 (Principal) 1.7 $74M 50M 1.47
Nuvasive Note 2.250% 3/1 (Principal) 1.3 $55M 40M 1.38
Wright Med Group N V Note 2.250%11/1 (Principal) 1.0 $42M 30M 1.41
Anthem Note 2.750%10/1 (Principal) 0.9 $39M 15M 2.58
Ttm Technologies Note 1.750%12/1 (Principal) 0.9 $38M 20M 1.88
Coach 0.9 $37M 777k 47.34
Central Fd Cda Cl A 0.8 $34M 2.8M 12.33
Workday Note 1.500% 7/1 (Principal) 0.8 $33M 25M 1.33
Gp Invts Acquisition Cor SHS 0.8 $32M 3.2M 10.01
Cision SHS 0.7 $31M 3.0M 10.29
Easterly Acquisition 0.7 $31M 3.1M 10.05
Alphabet Cap Stk Cl C (GOOG) 0.7 $30M 34k 908.72
Csra 0.7 $28M 888k 31.75
Hennessy Cap Acquston Corp I Unit 06/15/2024 0.7 $28M 2.8M 10.05
Mondelez Intl Cl A (MDLZ) 0.7 $28M 649k 43.19
J2 Global Note 3.250% 6/1 (Principal) 0.6 $27M 20M 1.37
LKQ Corporation (LKQ) 0.6 $27M 828k 32.95
American Tower Reit (AMT) 0.6 $26M 198k 132.32
Kate Spade & Co 0.6 $25M 1.4M 18.49
Silver Run Acquisition Unit 99/99/9999 0.6 $25M 2.3M 10.68
Interdigital Note 1.500% 3/0 (Principal) 0.6 $24M 20M 1.21
Electrum Spl Acquisition Cor SHS 0.6 $24M 2.3M 10.09
Thermo Fisher Scientific (TMO) 0.5 $23M 133k 174.47
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $23M 135k 169.37
Ctrip Com Intl Note 1.990% 7/0 (Principal) 0.5 $23M 19M 1.22
Total System Services 0.5 $23M 386k 58.25
Convergys Corp SDCV 5.750% 9/1 (Principal) 0.5 $22M 10M 2.20
Bellatrix Exploration 0.5 $22M 7.4M 2.90
Sprott Physical Silver Tr Tr Unit (PSLV) 0.5 $21M 3.4M 6.31
Vantage Energy Acquisition Unit 04/12/2024 0.5 $21M 2.1M 10.13
Lowe's Companies (LOW) 0.5 $21M 272k 77.53
Service Corporation International (SCI) 0.5 $21M 627k 33.45
Tpg Pace Energy Hldgs Corp Unit 99/99/9999 0.5 $21M 2.0M 10.42
Transalta Corp (TAC) 0.5 $21M 3.2M 6.40
Quinpario Acquisition Corp 2 0.5 $21M 2.0M 10.00
Adtalem Global Ed (ATGE) 0.5 $20M 534k 37.95
Advanced Disposal Services I 0.5 $20M 887k 22.73
Ironwood Pharmaceuticals DBCV 2.250% 6/1 (Principal) 0.5 $20M 15M 1.34
Applied Materials (AMAT) 0.5 $20M 478k 41.31
Eaton Corp SHS (ETN) 0.5 $20M 253k 77.83
Monster Beverage Corp (MNST) 0.5 $19M 391k 49.68
Facebook Cl A (META) 0.4 $18M 122k 150.98
Vector Group FRNT 1/1 (Principal) 0.4 $18M 13M 1.46
Ciena Corp Com New (CIEN) 0.4 $18M 720k 25.02
Vantage Energy Acquisition Com Cl A 0.4 $18M 1.8M 9.75
Molina Healthcare Note 1.125% 1/1 (Principal) 0.4 $18M 10M 1.75
Double Eagle Acquisition Cor 0.4 $18M 1.7M 10.00
Valvoline Inc Common (VVV) 0.4 $17M 722k 23.72
Ferroglobe SHS (GSM) 0.4 $17M 1.4M 11.95
Hunter Maritime Acquisition Cl A 0.4 $17M 1.7M 9.79
Ametek (AME) 0.4 $16M 272k 60.57
Novanta (NOVT) 0.4 $16M 455k 36.00
Constellation Alpha Capital Unit 99/99/9999 0.4 $16M 1.6M 10.14
Gty Technology Holdings Cl A 0.4 $16M 1.6M 10.10
VeriFone Systems 0.4 $15M 853k 18.10
Wal-Mart Stores (WMT) 0.4 $15M 200k 75.68
Citigroup Com New (C) 0.3 $14M 210k 66.88
Boulevard Acquisition Cl A 0.3 $14M 1.4M 10.02
Harmony Merger 0.3 $14M 1.3M 10.33
Mohawk Industries (MHK) 0.3 $14M 57k 241.70
Laboratory Corp Amer Hldgs Com New 0.3 $14M 88k 154.14
Colfax Corporation 0.3 $14M 342k 39.37
Coherent 0.3 $13M 60k 224.99
Spdr Series Trust S&p Homebuild (XHB) 0.3 $13M 347k 38.53
On Assignment 0.3 $13M 246k 54.15
Sealed Air (SEE) 0.3 $13M 297k 44.76
Nxp Semiconductors N V (NXPI) 0.3 $13M 120k 109.45
Agilent Technologies Inc C ommon (A) 0.3 $13M 221k 59.31
Bio Rad Labs Cl A (BIO) 0.3 $13M 58k 226.31
Medicines Note 2.500% 1/1 (Principal) 0.3 $13M 10M 1.30
Rogers Corporation (ROG) 0.3 $13M 119k 108.62
Ashland (ASH) 0.3 $13M 196k 65.91
Dolby Laboratories (DLB) 0.3 $13M 262k 48.96
Skechers U S A Cl A (SKX) 0.3 $13M 433k 29.50
Forum Merger Corp Com Cl A 0.3 $13M 1.3M 9.71
Broadsoft Note 1.000% 9/0 (Principal) 0.3 $13M 10M 1.25
Actua Corporation 0.3 $13M 889k 14.05
Actuant Corp Cl A New 0.3 $13M 506k 24.60
Landcadia Hldgs Unit 12/31/2021t 0.3 $12M 1.1M 10.80
Modern Media Acquisition 0.3 $12M 1.2M 9.77
Now (DNOW) 0.3 $12M 728k 16.08
Avista Healthcare Pub Acq Unit 99/99/9999 0.3 $12M 1.1M 10.32
Matlin & Partners Acquisitio Cl A 0.3 $12M 1.2M 9.68
Cf Corp Shs Cl A 0.3 $12M 1.0M 11.25
Inphi Corp Note 1.125%12/0 (Principal) 0.3 $11M 10M 1.12
FARO Technologies (FARO) 0.3 $11M 289k 37.80
Global Partner Acquisition C 0.3 $11M 1.1M 9.95
Double Eagle Acquisition Cor Unit 99/99/9999 0.3 $11M 1.0M 10.64
Gty Technology Holdings Unit 99/99/9999 0.3 $11M 1.0M 10.47
Pattern Energy Group Note 4.000% 7/1 (Principal) 0.2 $10M 10M 1.04
Avista Healthcare Pub Acq Cl A 0.2 $10M 1.0M 9.85
Tpg Pace Hldgs Corp Unit 99/99/9999 0.2 $10M 1.0M 10.26
Cbiz (CBZ) 0.2 $10M 670k 15.00
Fintech Acquisition Corp Ii 0.2 $9.1M 930k 9.80
Matlin & Partners Acquisitio Unit 05/28/2021a 0.2 $9.0M 900k 10.03
Webmd Health Corp Note 1.500%12/0 (Principal) 0.2 $8.9M 7.0M 1.27
M Iii Acquisition Corp Unit 99/99/9999t 0.2 $8.8M 859k 10.26
Advanced Micro Devices Note 2.125% 9/0 (Principal) 0.2 $8.7M 5.0M 1.75
M Iii Acquisition Corp equities 0.2 $8.5M 866k 9.80
Babcock & Wilcox Enterprises 0.2 $8.3M 702k 11.76
Cabela's Incorporated 0.2 $8.2M 138k 59.42
Forum Merger Corp Unit 06/01/2024 0.2 $8.2M 800k 10.19
Costco Wholesale Corporation Call Option (COST) 0.2 $8.0M 50k 159.92
Kayne Anderson Acquisition Com Cl A 0.2 $7.9M 810k 9.74
Kbl Merger Corp Iv 0.2 $7.6M 788k 9.70
TreeHouse Foods (THS) 0.2 $7.6M 93k 81.69
Bank Amer Corp *w Exp 01/16/201 0.2 $7.6M 631k 12.03
Almost Family 0.2 $7.5M 122k 61.65
Bunge Call Option 0.2 $7.5M 100k 74.60
SPS Commerce (SPSC) 0.2 $7.3M 114k 63.76
Modern Media Acquisition Unit 99/99/9999 0.2 $7.2M 700k 10.26
Kbl Merger Corp Iv Unit 01/15/2024 0.2 $7.1M 700k 10.20
Boulevard Acquisition Unit 99/99/9999 0.2 $7.1M 689k 10.33
Us Silica Hldgs Call Option (SLCA) 0.2 $7.1M 200k 35.49
IPG Photonics Corporation (IPGP) 0.2 $6.9M 47k 145.11
Darden Restaurants Call Option (DRI) 0.2 $6.8M 75k 90.44
Myr (MYRG) 0.2 $6.6M 214k 31.02
Select Sector Spdr Tr Sbi Int-utils Put Option (XLU) 0.2 $6.5M 125k 51.96
Carlisle Companies (CSL) 0.2 $6.4M 68k 95.41
Nike CL B (NKE) 0.1 $6.3M 107k 59.00
Cheesecake Factory Incorporated (CAKE) 0.1 $6.3M 126k 50.30
Fintech Acquisition Corp Ii Unit 99/99/9999 0.1 $6.3M 605k 10.35
Landcadia Hldgs Cl A 0.1 $6.2M 612k 10.12
Andina Acquisition Corp Ii SHS 0.1 $6.1M 600k 10.11
Forestar 0.1 $6.1M 354k 17.15
Harmonic Note 4.000%12/0 (Principal) 0.1 $5.7M 5.0M 1.15
Gores Hldgs Ii Unit 99/99/9999 0.1 $5.7M 550k 10.44
C.R. Bard 0.1 $5.5M 18k 316.11
Pacific Spl Acquisition Corp SHS 0.1 $5.5M 536k 10.25
HealthStream (HSTM) 0.1 $5.2M 197k 26.32
Time Warner Com New Call Option 0.1 $5.1M 51k 100.41
M I Acquisitions 0.1 $5.1M 511k 10.03
Kayne Anderson Acquisition Unit 06/30/2022 0.1 $5.0M 502k 10.00
Jensyn Acquisition 0.1 $4.9M 480k 10.24
Rite Aid Corporation Call Option 0.1 $4.9M 1.7M 2.95
Digimarc Corporation (DMRC) 0.1 $4.8M 120k 40.15
Cardtronics Note 1.000%12/0 (Principal) 0.1 $4.8M 5.0M 0.96
Brocade Communications Sys I Com New 0.1 $4.7M 375k 12.61
Synchronoss Technologies Note 0.750% 8/1 (Principal) 0.1 $4.7M 5.0M 0.94
Bison Cap Acquisition Corp Unit 99/99/9999t 0.1 $4.6M 450k 10.20
WGL Holdings 0.1 $4.6M 55k 83.44
United States Steel Corporation Call Option (X) 0.1 $4.4M 200k 22.14
Ishares Tr Msci Emg Mkt Etf Put Option (EEM) 0.1 $4.1M 100k 41.39
West 0.1 $4.0M 172k 23.32
Fortress Investment Group Ll Cl A 0.1 $4.0M 500k 7.99
Swift Transn Cl A Call Option 0.1 $4.0M 150k 26.50
PAREXEL International Corporation 0.1 $3.9M 45k 86.91
Axar Acquisition 0.1 $3.8M 386k 9.95
Mobileye N V Amstelveen Ord Shs 0.1 $3.8M 60k 62.80
Asb Bancorp Inc Nc 0.1 $3.7M 85k 43.95
Sprott Physical Plat Pallad Unit (SPPP) 0.1 $3.6M 457k 7.98
Habit Restaurants Com Cl A 0.1 $3.6M 229k 15.80
Onebeacon Insurance Group Lt Cl A 0.1 $3.6M 195k 18.23
Ishares Tr 20 Yr Tr Bd Etf (TLT) 0.1 $3.5M 28k 125.14
Ctrip Com Intl Note 1.250%10/1 (Principal) 0.1 $3.5M 2.5M 1.41
Akorn 0.1 $3.5M 105k 33.54
Candj Energy Svcs 0.1 $3.5M 101k 34.27
Westar Energy 0.1 $3.4M 65k 53.02
Origo Acquisition Corp SHS 0.1 $3.4M 330k 10.40
Saban Cap Acquisition Corp Com Cl A 0.1 $3.4M 342k 10.00
Anika Therapeutics (ANIK) 0.1 $3.4M 69k 49.35
Fairmount Santrol Holdings 0.1 $3.3M 840k 3.90
Jensyn Acquisition Corp Unit 99/99/9999 0.1 $3.2M 300k 10.68
Harmonic (HLIT) 0.1 $3.2M 602k 5.25
Carriage Services (CSV) 0.1 $3.0M 110k 26.96
Level 3 Communications Com New 0.1 $3.0M 50k 59.30
Monsanto Company 0.1 $3.0M 25k 118.36
Natera (NTRA) 0.1 $2.9M 267k 10.86
Patheon N V SHS 0.1 $2.9M 83k 34.88
Cision *w Exp 06/22/202 0.1 $2.9M 1.3M 2.27
Global Wtr Res (GWRS) 0.1 $2.8M 279k 9.90
TransDigm Group Incorporated Call Option (TDG) 0.1 $2.7M 10k 268.90
Tiptree Cl A (TIPT) 0.1 $2.6M 368k 7.05
Del Taco Restaurants 0.1 $2.6M 186k 13.75
Vaneck Vectors Etf Tr Oil Svcs Etf Put Option 0.1 $2.5M 100k 24.79
Southwestern Energy Company 0.1 $2.4M 400k 6.08
Straight Path Communicatns I CL B 0.1 $2.4M 14k 179.63
Moneygram Intl Com New 0.1 $2.4M 140k 17.25
National Energy Services Reu SHS (NESR) 0.1 $2.4M 250k 9.55
Hudson Global 0.1 $2.3M 1.7M 1.34
Alere 0.1 $2.3M 45k 50.20
Gores Hldgs Ii Com Cl A 0.1 $2.3M 225k 10.03
Andina Acquisition Corp Ii Unit 99/99/9999 0.1 $2.2M 200k 10.95
Whole Foods Market 0.0 $2.1M 50k 42.12
Easterly Acquisition Corp *w Exp 07/29/202 0.0 $2.1M 2.5M 0.83
Saban Cap Acquisition Corp Unit 99/99/9999 0.0 $2.1M 193k 10.73
Cf Corp *w Exp 05/25/202 0.0 $2.1M 947k 2.18
Staples 0.0 $2.0M 200k 10.07
M I Acquisitions Unit 99/99/9999 0.0 $2.0M 195k 10.32
Penntex Midstream Partners L Com Unit Ltd 0.0 $2.0M 100k 20.00
Great Plains Energy Incorporated 0.0 $1.8M 60k 29.28
Liberty Media Corp Delaware Com Ser A Frmla 0.0 $1.8M 50k 35.04
Stellar Acquisition Iii 0.0 $1.7M 170k 10.05
Stellar Acquisition Iii Unit 03/22/2022 0.0 $1.6M 151k 10.44
Jm Global Hldg 0.0 $1.5M 154k 9.98
Harmony Merger Corp *w Exp 01/01/202 0.0 $1.5M 1.8M 0.82
Electrum Spl Acquisition Cor Unit 99/99/9999 0.0 $1.5M 143k 10.39
Covisint 0.0 $1.2M 500k 2.45
Crescent Point Energy Trust 0.0 $1.1M 150k 7.65
Dominion Diamond Corp foreign 0.0 $1.1M 85k 12.56
Ari Network Svcs Com New 0.0 $1.1M 150k 7.05
Barington Hilco Acquisition 0.0 $1.0M 100k 10.24
Mattersight Corp 0.0 $1.0M 400k 2.55
Gp Invts Acquisition Cor *w Exp 05/19/202 0.0 $1.0M 1.5M 0.70
Boulevard Acquisition *w Exp 09/25/202 0.0 $948k 1.3M 0.71
Merus Labs Intl 0.0 $914k 725k 1.26
Vantage Energy Acquisition *w Exp 04/12/202 0.0 $795k 600k 1.32
Tribune Media Cl A 0.0 $795k 20k 40.77
Kinder Morgan (KMI) 0.0 $766k 40k 19.15
Gty Technology Holdings *w Exp 99/99/999 0.0 $760k 533k 1.43
Vivopower International SHS 0.0 $725k 190k 3.82
Global Partner Acquisition C Unit 07/01/2020 0.0 $712k 70k 10.17
Innocoll Hldgs SHS 0.0 $679k 298k 2.28
Novadaq Technologies 0.0 $672k 57k 11.73
Modern Media Acquisition Right 99/99/9999 0.0 $654k 1.7M 0.38
Goldcorp 0.0 $646k 50k 12.92
Double Eagle Acquisition Cor *w Exp 09/16/202 0.0 $618k 1.3M 0.46
Forum Merger Corp Right 06/01/2019 0.0 $608k 1.8M 0.33
Synchronoss Technologies Call Option 0.0 $604k 37k 16.46
Nexvet Biopharma Pub Ord Shs 0.0 $569k 85k 6.69
Fintech Acquisition Corp Ii *w Exp 01/19/202 0.0 $568k 413k 1.37
Landcadia Hldgs *w Exp 06/01/202 0.0 $545k 677k 0.81
Lumos Networks 0.0 $536k 30k 17.87
Matlin & Partners Acquisitio *w Exp 03/15/202 0.0 $525k 1.2M 0.44
Avista Healthcare Pub Acq *w Exp 99/99/999 0.0 $521k 1.2M 0.44
Rosehill Res *w Exp 09/16/202 0.0 $520k 495k 1.05
Twenty First Centy Fox CL B 0.0 $474k 17k 27.88
EnerNOC 0.0 $465k 60k 7.75
WebMD Health 0.0 $440k 7.5k 58.67
M Iii Acquisition Corp *w Exp 10/10/202 0.0 $394k 867k 0.45
Digitalglobe Com New 0.0 $333k 10k 33.30
Pacific Spl Acquisition Corp Right 03/15/2017 0.0 $321k 539k 0.60
Lattice Semiconductor (LSCC) 0.0 $300k 45k 6.67
Global Partner Acquisition C *w Exp 07/01/202 0.0 $289k 1.3M 0.22
Kbl Merger Corp Iv Right 03/22/2019 0.0 $288k 800k 0.36
Andina Acquisition Corp Ii Right 09/01/2017 0.0 $273k 600k 0.46
Sajan Com New 0.0 $262k 45k 5.82
Barington Hilco Acquisition Right 02/13/2017 0.0 $244k 611k 0.40
Hunter Maritime Acquisition *w Exp 99/99/999 0.0 $218k 522k 0.42
Electrum Spl Acquisition Cor *w Exp 99/99/999 0.0 $206k 548k 0.38
Pacific Spl Acquisition Corp *w Exp 10/20/202 0.0 $181k 358k 0.51
M I Acquisitions *w Exp 99/99/999 0.0 $159k 511k 0.31
Quinpario Acquisition Corp 2 *w Exp 01/01/202 0.0 $153k 393k 0.39
Origo Acquisition Corp Right 09/12/2017 0.0 $153k 600k 0.25
Kbl Merger Corp Iv *w Exp 01/15/202 0.0 $144k 800k 0.18
Andina Acquisition Corp Ii *w Exp 11/23/202 0.0 $144k 564k 0.26
Jensyn Acquisition Corp Right 99/99/9999 0.0 $142k 452k 0.31
Kayne Anderson Acquisition *w Exp 06/30/202 0.0 $142k 170k 0.84
Gores Hldgs Ii *w Exp 03/06/202 0.0 $118k 75k 1.57
National Energy Services Reu *w Exp 05/05/202 0.0 $116k 250k 0.46
Jensyn Acquisition Corp *w Exp 03/07/202 0.0 $106k 480k 0.22
Barington Hilco Acquisition *w Exp 02/11/201 0.0 $85k 589k 0.14
Cenovus Energy Call Option (CVE) 0.0 $80k 11k 7.41
Stellar Acquisition Iii *w Exp 03/22/202 0.0 $72k 232k 0.31
Origo Acquisition Corp *w Exp 12/17/202 0.0 $60k 364k 0.17
Forum Merger Corp *w Exp 06/01/202 0.0 $58k 170k 0.34
Saban Cap Acquisition Corp *w Exp 09/21/202 0.0 $58k 48k 1.21
Axar Acquisition Corp *w Exp 12/31/202 0.0 $53k 655k 0.08
Jm Global Hldg *w Exp 07/29/201 0.0 $45k 144k 0.31
Citigroup *w Exp 01/04/201 0.0 $36k 247k 0.15
Conyers Pk Acquisition *w Exp 07/20/202 0.0 $30k 12k 2.56
Modern Media Acquisition *w Exp 05/17/202 0.0 $22k 50k 0.44