Polar Securities

Polar Asset Management Partners as of Sept. 30, 2017

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 302 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 9.7 $482M 1.9M 251.23
iShares Russell 2000 Index (IWM) 6.2 $306M 2.1M 148.18
Intel Corp. Jr. Sub. Cv. Deb. conv 5.4 $267M 145M 1.84
Mu Us conv 4.9 $245M 60M 4.09
Micron Technology Inc bond 4.0 $199M 50M 3.98
Verisign Inc sdcv 3.250% 8/1 3.4 $171M 55M 3.11
Alibaba Group Holding (BABA) 2.9 $143M 830k 172.71
Nxp Semiconductors N V dbcv 1.000% 12/0 2.4 $121M 100M 1.21
Sprott Physical Gold Trust (PHYS) 2.4 $120M 12M 10.44
Microchip Technology Inc note 1.625% 2/1 2.1 $105M 60M 1.75
Priceline Grp Inc note 0.350% 6/1 1.6 $82M 57M 1.44
PowerShares QQQ Trust, Series 1 1.5 $73M 500k 145.45
Alphabet Inc Class C cs (GOOG) 1.3 $64M 66k 959.11
Liberty Media Corp Delaware deb 2.250% 9/3 1.1 $53M 50M 1.06
McDonald's Corporation (MCD) 1.0 $51M 328k 156.68
Ttm Technologies Inc conv 0.8 $42M 25M 1.69
Wright Medical Group Nv 2.25 20211115 0.8 $41M 30M 1.35
Coach 0.8 $39M 979k 40.28
Wellpoint Inc Note cb 0.8 $39M 15M 2.60
Workday Inc corporate bonds 0.7 $35M 25M 1.41
Central Fd Cda Ltd cl a 0.7 $35M 2.8M 12.67
Social Cap Hedosophia Hldgs unit 99/99/9999 0.7 $35M 3.3M 10.55
Nuvasive Inc note 2.250% 3/1 0.7 $34M 30M 1.14
Mondelez Int (MDLZ) 0.7 $33M 808k 40.66
Gp Invts Acquisition Cor 0.6 $31M 3.2M 9.50
Industrea Acquisition Corp unit 07/21/2024 0.6 $28M 2.8M 10.11
Jazz Investments I Ltd. conv 0.5 $27M 25M 1.06
Total System Services 0.5 $26M 395k 65.50
Eastman Chemical Company (EMN) 0.5 $26M 286k 90.49
Dentsply Sirona (XRAY) 0.5 $26M 429k 59.81
Federal Str Acquisition Corp unit 99/99/9999 0.5 $26M 2.5M 10.30
Blue Buffalo Pet Prods 0.5 $25M 889k 28.35
Biomarin Pharma Inc convertible/ 0.5 $26M 25M 1.02
J2 Global Inc note 3.250% 6/1 0.5 $25M 20M 1.24
Double Eagle Acquisition Cor 0.5 $25M 2.5M 10.10
Ctrip Com Intl Ltd note 1.990% 7/0 0.5 $24M 20M 1.21
Dolby Laboratories (DLB) 0.5 $24M 416k 57.52
Convergys Corp sdcv 5.750% 9/1 0.5 $24M 10M 2.38
Electrum Spl Acquisition Cor 0.5 $24M 2.3M 10.25
Transalta Corp (TAC) 0.5 $23M 4.0M 5.85
Sprott Physical Silver Tr tr unit (PSLV) 0.5 $23M 3.6M 6.28
LKQ Corporation (LKQ) 0.5 $23M 627k 35.99
Easterly Acquisition 0.5 $22M 2.2M 10.00
Agilent Technologies Inc C ommon (A) 0.4 $22M 338k 64.20
Bio-Rad Laboratories (BIO) 0.4 $22M 97k 222.22
Nxp Semiconductors N V (NXPI) 0.4 $21M 187k 113.09
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.4 $21M 2.1M 10.20
Vantage Energy Acquisition unit 04/12/2024 0.4 $21M 2.1M 10.17
Laboratory Corp. of America Holdings 0.4 $21M 140k 150.97
Mohawk Industries (MHK) 0.4 $21M 84k 247.51
Csra 0.4 $21M 648k 32.27
Broadsoft Inc note 1.000% 9/0 0.4 $21M 15M 1.40
Silver Run Acquisition unit 99/99/9999 0.4 $21M 1.9M 10.72
Capitol Invt Corp Iv unit 99/99/9999 0.4 $20M 2.0M 10.12
Applied Materials (AMAT) 0.4 $20M 378k 52.09
On Assignment 0.4 $19M 348k 53.68
Skechers USA (SKX) 0.4 $19M 757k 25.09
Microchip Technology (MCHP) 0.4 $18M 203k 89.78
Vector Group Ltd frnt 1/1 0.4 $18M 13M 1.47
CACI International (CACI) 0.4 $18M 130k 139.35
Service Corporation International (SCI) 0.4 $18M 515k 34.50
Ametek (AME) 0.4 $18M 272k 66.04
Colfax Corporation 0.4 $18M 431k 41.64
American Tower Reit (AMT) 0.4 $18M 131k 136.68
Rexnord 0.4 $18M 714k 25.41
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.4 $18M 15M 1.19
Hennessy Cap Acquston Corp I 0.4 $18M 1.8M 9.86
Pensare Acquisition Corp 0.4 $18M 1.9M 9.67
FARO Technologies (FARO) 0.3 $18M 458k 38.25
Molina Healthcare Inc. conv 0.3 $17M 10M 1.73
Interdigital Inc 1.5% 3/1/20 convertible bond 0.3 $18M 15M 1.17
Vantage Energy Acquisition 0.3 $18M 1.8M 9.80
Rogers Corporation (ROG) 0.3 $17M 128k 133.28
Ashland (ASH) 0.3 $17M 261k 65.39
Actua Corporation 0.3 $17M 1.1M 15.30
Hunter Maritime Acquisition cl a 0.3 $17M 1.7M 9.76
Facebook Inc cl a (META) 0.3 $16M 93k 170.86
Novanta (NOVT) 0.3 $16M 364k 43.60
Gty Technology Holdings Inc cl a 0.3 $16M 1.6M 9.98
Carlisle Companies (CSL) 0.3 $16M 155k 100.29
Osprey Energy Acquisition Co Cl A 0.3 $15M 1.6M 9.55
Cypress Semiconductor Corporation 0.3 $15M 988k 15.02
FMC Corporation (FMC) 0.3 $15M 165k 89.31
SPS Commerce (SPSC) 0.3 $15M 260k 56.71
Candj Energy Svcs 0.3 $15M 502k 29.97
Delta Air Lines (DAL) 0.3 $14M 296k 48.22
Almost Family 0.3 $15M 273k 53.70
International Game Technology (IGT) 0.3 $15M 590k 24.55
Global Partner Acquisition C 0.3 $14M 1.4M 10.03
Avista Healthcare Pub Acq Co unit 99/99/9999 0.3 $14M 1.4M 10.34
Cision 0.3 $14M 1.1M 13.02
Thermo Fisher Scientific (TMO) 0.3 $14M 74k 189.20
Oclaro 0.3 $14M 1.6M 8.63
Ctrip.com Inter Ltd. conv 0.3 $14M 10M 1.38
Boulevard Acquisition cl a 0.3 $14M 1.4M 10.00
Adtalem Global Ed (ATGE) 0.3 $14M 394k 35.85
Cbiz (CBZ) 0.3 $13M 818k 16.25
Digimarc Corporation (DMRC) 0.3 $14M 371k 36.60
Kite Pharma 0.3 $14M 75k 179.81
Landcadia Holdings Inc unit 0.3 $14M 1.3M 10.74
Advanced Disposal Services I 0.3 $14M 538k 25.19
Medicines Company conv 0.3 $13M 10M 1.27
VeriFone Systems 0.2 $13M 617k 20.28
Now (DNOW) 0.2 $12M 885k 13.81
Forum Merger Corp - A 0.2 $13M 1.3M 9.71
Coherent 0.2 $12M 51k 235.18
Modern Media Acquisition 0.2 $12M 1.2M 9.76
Matlin & Partners Acquisitio cl a 0.2 $12M 1.2M 9.71
Ciena Corporation (CIEN) 0.2 $11M 492k 21.97
M Iii Acquisition Corp unit 99/99/9999t 0.2 $11M 1.1M 10.31
Gty Technology Holdings Inc. unit 99/99/9999 0.2 $11M 1.0M 10.46
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.2 $10M 10M 1.04
Avista Healthcare Pub Acq Co cl a 0.2 $11M 1.0M 10.00
Kayne Anderson Acquisition unit 06/30/2022 0.2 $10M 1.0M 10.05
Hennessy Cap Acquston Corp I unit 06/15/2024 0.2 $10M 1.0M 10.32
Constellation Alpha Cap Corp 0.2 $10M 1.0M 9.75
Brinker International (EAT) 0.2 $9.6M 300k 31.86
Tpg Pace Holdings Corp 0.2 $9.3M 900k 10.29
Pensare Acquisition Corp unit 07/27/2022 0.2 $9.7M 935k 10.33
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.2 $8.9M 5.0M 1.77
Matlin & Partners Acquisitio unit 05/28/2021a 0.2 $9.1M 900k 10.15
Fintech Acquisition Corp Ii 0.2 $9.1M 930k 9.80
Osprey Energy Acquisition Co unit 07/21/2022 0.2 $8.8M 886k 9.94
Bank Of America Corporation warrant 0.2 $8.3M 631k 13.22
Ferroglobe (GSM) 0.2 $8.4M 638k 13.16
Cf Corp shs cl a 0.2 $8.3M 741k 11.20
M Iii Acquisition Corp equities 0.2 $8.5M 866k 9.80
Darden Restaurants (DRI) 0.2 $7.9M 100k 78.78
Sonic Corporation 0.2 $7.8M 305k 25.45
Kbl Merger Corp Iv unit 01/15/2024 0.2 $7.9M 777k 10.17
Kayne Anderson Acquisition 0.2 $7.9M 810k 9.75
Forum Merger Corp unit 06/01/2024 0.2 $8.2M 800k 10.25
Leggett & Platt (LEG) 0.1 $7.3M 152k 47.73
Boulevard Acquisition unit 99/99/9999 0.1 $7.6M 730k 10.41
Modern Media Acquisition unit 99/99/9999 0.1 $7.3M 702k 10.39
Bellatrix Exploration 0.1 $7.7M 2.7M 2.84
Cheesecake Factory Incorporated (CAKE) 0.1 $7.1M 170k 42.12
Tesla Motors (TSLA) 0.1 $6.8M 20k 341.10
Kbl Merger Corp Iv 0.1 $6.9M 710k 9.72
Atlantic Acquisition Corp unit 02/08/2019 0.1 $7.2M 700k 10.28
Myr (MYRG) 0.1 $6.4M 221k 29.14
Kraft Heinz (KHC) 0.1 $6.7M 86k 77.55
Fintech Acquisition Corp Ii unit 99/99/9999 0.1 $6.4M 605k 10.50
Draper Oakwood Technology unit 09/30/2024 0.1 $6.4M 625k 10.20
At&t (T) 0.1 $5.9M 150k 39.17
Forestar 0.1 $6.0M 350k 17.20
Brocade Communications Systems 0.1 $6.0M 500k 11.95
Anika Therapeutics (ANIK) 0.1 $6.1M 106k 58.00
Andina Acquisition Corp Ii 0.1 $6.1M 600k 10.17
Landcadia Hldgs Inc cl a 0.1 $6.1M 612k 10.02
Inphi Corp note 1.125%12/0 0.1 $6.1M 5.0M 1.22
Gores Hldgs Ii Inc unit 99/99/9999 0.1 $5.8M 550k 10.52
Constellation Alpha Capital unit 99/99/9999 0.1 $6.2M 604k 10.27
Fortress Investment 0.1 $5.6M 700k 7.97
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.1 $5.7M 5.0M 1.14
Blackhawk Network Hldgs Inc note 1.500% 1/1 0.1 $5.6M 5.0M 1.12
Monsanto Company 0.1 $5.1M 43k 119.81
Akorn 0.1 $5.0M 150k 33.19
Jensyn Acquisition 0.1 $4.9M 480k 10.23
M I Acquisitions 0.1 $5.2M 508k 10.15
Wayfair Inc note 0.375% 9/0 0.1 $4.9M 5.0M 0.97
PAREXEL International Corporation 0.1 $4.4M 50k 88.08
Overstock (BYON) 0.1 $4.4M 148k 29.70
Synchronoss Technologies conv 0.1 $4.3M 5.0M 0.85
Silver Run Acquisition 0.1 $4.3M 427k 10.18
I Am Cap Acquisition Co unit 08/15/2022 0.1 $4.7M 458k 10.25
Time Warner 0.1 $4.1M 40k 102.45
Westar Energy 0.1 $4.1M 83k 49.60
Harmonic (HLIT) 0.1 $4.2M 1.4M 3.05
Central Garden & Pet (CENTA) 0.1 $3.9M 106k 37.19
Asb Bancorp Inc Nc 0.1 $4.2M 85k 49.55
Sprott Phys Platinum & Palladi (SPPP) 0.1 $3.9M 457k 8.48
Dell Technologies Inc Class V equity 0.1 $3.9M 50k 77.20
Axar Acquisition 0.1 $4.0M 396k 10.10
Alere 0.1 $3.4M 68k 50.99
West 0.1 $3.5M 150k 23.47
Jensyn Acquisition Corp unit 99/99/9999 0.1 $3.3M 300k 10.86
Origo Acquisition Corp 0.1 $3.5M 329k 10.60
Saban Cap Acquisition Corp unit 99/99/9999 0.1 $3.3M 309k 10.65
Saban Cap Acquisition 0.1 $3.4M 342k 10.06
Alteryx 0.1 $3.7M 182k 20.37
Bison Cap Acquisition Corp ord 0.1 $3.5M 350k 9.87
Calpine Corporation 0.1 $3.2M 215k 14.75
Advisory Board Company 0.1 $3.2M 60k 53.63
Scripps Networks Interactive 0.1 $3.0M 35k 85.89
Habit Restaurants Inc/the-a 0.1 $3.0M 229k 13.05
Southwestern Energy Company 0.1 $2.4M 400k 6.11
IXYS Corporation 0.1 $2.4M 100k 23.70
Moneygram International 0.1 $2.3M 140k 16.11
Hudson Global 0.1 $2.5M 1.7M 1.46
Silver Spring Networks 0.1 $2.3M 140k 16.17
Straight Path Communic Cl B 0.1 $2.4M 14k 180.67
Tiptree Finl Inc cl a (TIPT) 0.1 $2.6M 411k 6.25
National Energy Services Reu (NESR) 0.1 $2.4M 250k 9.62
Kimball International 0.0 $2.0M 100k 19.77
CTS Corporation (CTS) 0.0 $1.8M 74k 24.09
CRA International (CRAI) 0.0 $1.8M 44k 41.06
Hooker Furniture Corporation (HOFT) 0.0 $2.1M 44k 47.75
Miller Industries (MLR) 0.0 $1.8M 65k 27.94
Core Molding Technologies (CMT) 0.0 $2.0M 90k 21.94
Collectors Universe 0.0 $1.9M 78k 23.97
Hawaiian Telcom Holdco 0.0 $1.8M 60k 29.82
Neuroderm Ltd F 0.0 $1.9M 50k 38.90
Neff Corp-class A 0.0 $1.9M 75k 25.00
State National Cos 0.0 $1.9M 90k 20.99
Easterly Acquisition Corp *w exp 07/29/202 0.0 $2.0M 2.5M 0.81
Andina Acquisition Corp Ii unit 99/99/9999 0.0 $2.2M 200k 10.95
Liberty Media Corp Del Com Ser 0.0 $1.8M 50k 36.48
Cf Corp *w exp 05/25/202 0.0 $1.9M 947k 2.00
M I Acquisitions Inc unit 99/99/9999 0.0 $2.1M 197k 10.46
Gores Hldgs Ii 0.0 $2.2M 220k 9.97
Silver Run Acquisition *w exp 03/28/202 0.0 $2.0M 1.3M 1.54
Bison Cap Acquisition Corp unit 99/99/9999t 0.0 $2.1M 200k 10.27
Nextdecade Corp w exp 07/23/202 0.0 $1.9M 2.0M 0.93
C.R. Bard 0.0 $1.6M 5.0k 320.40
Avista Corporation (AVA) 0.0 $1.6M 30k 51.77
U.S. Lime & Minerals (USLM) 0.0 $1.7M 21k 84.00
Hackett (HCKT) 0.0 $1.6M 108k 15.19
Utilities SPDR (XLU) 0.0 $1.3M 25k 53.04
Lifetime Brands (LCUT) 0.0 $1.6M 85k 18.30
Transcat (TRNS) 0.0 $1.7M 128k 13.55
Dominion Diamond Corp foreign 0.0 $1.7M 120k 14.18
Fox News 0.0 $1.3M 50k 25.80
Arc Logistics Partners Lp preferred 0.0 $1.3M 75k 16.69
Patriot Transportation Holding 0.0 $1.4M 69k 19.94
Electrum Spl Acquisition Cor unit 99/99/9999 0.0 $1.5M 143k 10.46
Boulevard Acquisition *w exp 09/25/202 0.0 $1.3M 1.5M 0.88
Stellar Acquisition Iii Inc unit 03/22/2022 0.0 $1.6M 151k 10.76
Stellar Acquisition Iii 0.0 $1.7M 170k 10.17
Discovery Communications 0.0 $1.2M 55k 21.29
NxStage Medical 0.0 $897k 33k 27.60
WGL Holdings 0.0 $1.1M 13k 84.16
Kewaunee Scientific Corporation (KEQU) 0.0 $1.1M 38k 29.49
Lakeland Industries (LAKE) 0.0 $987k 70k 14.10
Alpha Pro Tech (APT) 0.0 $830k 216k 3.85
GlobalSCAPE 0.0 $1.2M 318k 3.83
Fortis (FTS) 0.0 $1.1M 32k 35.76
Exa 0.0 $1.2M 50k 24.18
Dlh Hldgs (DLHC) 0.0 $820k 127k 6.48
Barington Hilco Acquisition 0.0 $1.0M 100k 10.42
Global Partner Acquisition C *w exp 07/01/202 0.0 $1.2M 1.5M 0.80
Global Partner Acquisition C unit 07/01/2020 0.0 $747k 70k 10.67
Dimension Therapeutics 0.0 $1.1M 190k 6.00
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $1.2M 1.8M 0.69
Constellation Alpha Cap Corp right 99/99/9999 0.0 $827k 2.6M 0.32
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $918k 1.4M 0.68
Pensare Acquisition Corp right 0.0 $1.1M 2.7M 0.40
Sociedad Quimica y Minera (SQM) 0.0 $473k 8.5k 55.65
Discovery Communications 0.0 $304k 15k 20.27
Greenhill & Co 0.0 $415k 25k 16.60
Calgon Carbon Corporation 0.0 $535k 25k 21.40
Precision Drilling Corporation 0.0 $624k 200k 3.12
AMCON Distributing (DIT) 0.0 $457k 5.0k 92.29
Numerex 0.0 $323k 85k 3.80
Bankrate 0.0 $698k 50k 13.96
Terraform Global 0.0 $475k 100k 4.75
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $629k 1.5M 0.43
Andina Acquisition Corp-rts right 09/01/2017 0.0 $348k 600k 0.58
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $494k 677k 0.73
M Iii Acquisition Corp *w exp 10/10/202 0.0 $360k 667k 0.54
Vivopower International 0.0 $657k 190k 3.46
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $701k 1.8M 0.40
Gty Technology Holdings Inc w exp 99/99/999 0.0 $699k 533k 1.31
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $460k 362k 1.27
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $319k 522k 0.61
Rosehill Resources Inc - A warrant 0.0 $412k 425k 0.97
Forum Merger Corp right 06/01/2019 0.0 $625k 1.8M 0.34
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $453k 1.2M 0.38
Modern Media Acquisition right 99/99/9999 0.0 $629k 1.7M 0.37
Vantage Energy Acquisition w exp 04/12/202 0.0 $708k 600k 1.18
Tpg Pace Hldgs Corp cl a 0.0 $741k 75k 9.88
Osprey Energy Acquisition Co *w exp 07/21/202 0.0 $608k 800k 0.76
Pensare Acquisition Corp *w exp 07/27/202 0.0 $432k 900k 0.48
Nextdecade Corp (NEXT) 0.0 $726k 80k 9.08
Synchronoss Technologies 0.0 $177k 19k 9.32
Barington Hilco Acquisition right 02/13/2017 0.0 $134k 611k 0.22
Barington Hilco Acquisition *w exp 02/11/201 0.0 $59k 589k 0.10
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $176k 548k 0.32
Jm Global Hldg Co *w exp 07/29/201 0.0 $42k 144k 0.29
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $197k 564k 0.35
Global Wtr Res (GWRS) 0.0 $201k 21k 9.41
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $101k 480k 0.21
Jensyn Acquisition Corp right 99/99/9999 0.0 $167k 452k 0.37
Origo Acquisition Corp *w exp 12/17/202 0.0 $109k 364k 0.30
Origo Acquisition Corp-rts right 12/12/2016 0.0 $186k 600k 0.31
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $221k 183k 1.21
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $86k 232k 0.37
M I Acquisitions Inc *w exp 99/99/999 0.0 $201k 591k 0.34
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $110k 75k 1.47
National Energy Services Reu *w exp 05/05/202 0.0 $115k 250k 0.46
Forum Merger Corp *w exp 06/01/202 0.0 $65k 170k 0.38
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $139k 170k 0.82
Modern Media Acquisition w exp 05/17/202 0.0 $26k 50k 0.52
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $144k 800k 0.18
Kbl Merger Corp Iv right 03/22/2019 0.0 $224k 800k 0.28
Borqs Technologies 0.0 $208k 36k 5.75
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $238k 1.0M 0.23
Atlantic Acquisition Corp right 02/08/2019 0.0 $27k 50k 0.54
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $61k 175k 0.35
Bison Cap Acquisition Corp right 03/20/2019 0.0 $182k 534k 0.34
Borqs Technologies Inc *w exp 08/18/202 0.0 $39k 143k 0.27
Celcuity (CELC) 0.0 $136k 11k 12.22