Polar Securities

Polar Asset Management Partners as of Dec. 31, 2016

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 258 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 14.5 $530M 2.4M 223.53
iShares Russell 2000 Index (IWM) 12.7 $463M 3.4M 134.85
Intel Corp. Jr. Sub. Cv. Deb. conv 4.8 $177M 100M 1.77
Fidelity National Finance conv 4.0 $145M 75M 1.94
Mu Us conv 3.4 $125M 54M 2.32
Verisign Inc sdcv 3.250% 8/1 3.0 $112M 50M 2.23
Sprott Physical Gold Trust (PHYS) 2.6 $96M 10M 9.39
Alibaba Group Holding (BABA) 1.8 $64M 730k 87.81
Nxp Semiconductors N V dbcv 1.000% 12/0 1.6 $57M 50M 1.14
Facebook Inc cl a (META) 1.4 $52M 454k 115.05
PowerShares QQQ Trust, Series 1 1.2 $44M 375k 118.48
Alphabet Inc Class C cs (GOOG) 1.1 $40M 52k 771.82
SPDR S&P Retail (XRT) 1.0 $38M 853k 44.07
SPDR Gold Trust (GLD) 0.8 $27M 250k 109.61
J2 Global Inc note 3.250% 6/1 0.7 $26M 20M 1.32
Quinpario Acquisition Corp 2 0.7 $26M 2.6M 9.95
Inphi Corp note 1.125%12/0 0.7 $26M 20M 1.30
Bio-Rad Laboratories (BIO) 0.7 $25M 137k 182.28
Central Fd Cda Ltd cl a 0.7 $25M 2.2M 11.29
Allergan Plc pfd conv ser a 0.7 $24M 32k 763.19
Novanta (NOVT) 0.7 $25M 1.2M 21.00
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.7 $24M 25M 0.97
Ctrip.com Inter Ltd. conv 0.6 $23M 20M 1.16
Berkshire Hathaway (BRK.B) 0.6 $22M 135k 162.98
Workday Inc corporate bonds 0.6 $22M 20M 1.10
Csra 0.6 $22M 688k 31.84
Total System Services 0.6 $22M 438k 49.03
Gp Invts Acquisition Cor 0.6 $21M 2.2M 9.91
Easterly Acquisition 0.6 $22M 2.2M 9.85
Avista Healthcare Pub Acq Co unit 99/99/9999 0.6 $21M 2.1M 10.13
Gty Technology Holdings Inc. unit 99/99/9999 0.6 $20M 1.9M 10.50
Time Warner 0.5 $20M 204k 96.53
Ametek (AME) 0.5 $20M 400k 48.60
Hennessy Cap Acquisition Cor 0.5 $19M 1.9M 10.08
Electrum Spl Acquisition Cor 0.5 $17M 1.7M 9.90
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.5 $17M 15M 1.15
Citigroup (C) 0.5 $17M 282k 59.43
Dell Technologies Inc Class V equity 0.5 $17M 303k 54.97
AutoNation (AN) 0.5 $16M 336k 48.65
Laboratory Corp. of America Holdings 0.5 $16M 128k 128.38
DST Systems 0.4 $16M 151k 107.15
Eaton (ETN) 0.4 $16M 240k 67.09
Double Eagle Acquisition Cor 0.4 $16M 1.6M 9.95
Transalta Corp (TAC) 0.4 $16M 2.8M 5.50
VCA Antech 0.4 $16M 225k 68.65
Ttm Technologies Inc conv 0.4 $15M 10M 1.53
Broadsoft Inc note 1.000% 9/0 0.4 $15M 13M 1.22
TD Ameritrade Holding 0.4 $15M 335k 43.60
Monsanto Company 0.4 $14M 137k 105.21
Service Corporation International (SCI) 0.4 $14M 507k 28.40
Coach 0.4 $14M 393k 35.02
KAR Auction Services (KAR) 0.4 $14M 326k 42.62
Actua Corporation 0.4 $14M 999k 14.00
Mercadolibre Inc note 2.250% 7/0 0.4 $14M 10M 1.38
Capitol Acquisition Corp Iii 0.4 $14M 1.4M 9.95
Advanced Disposal Services I 0.4 $14M 622k 22.22
Mohawk Industries (MHK) 0.4 $14M 68k 199.68
Advisory Board Company 0.4 $14M 410k 33.25
Boulevard Acquisition cl a 0.4 $14M 1.4M 9.89
Nextera Energy (NEE) 0.4 $13M 110k 119.46
Bank Of America Corporation warrant 0.3 $13M 1.3M 9.97
Sprott Physical Silver Tr tr unit (PSLV) 0.3 $13M 2.1M 6.08
Emergent Biosolutions Inc conv 0.3 $13M 10M 1.28
Harmony Merger 0.3 $13M 1.3M 10.18
Novartis (NVS) 0.3 $12M 165k 72.84
Stillwater Mng Co note 1.750%10/1 0.3 $12M 9.5M 1.28
Medicines Company conv 0.3 $12M 10M 1.20
Ashland (ASH) 0.3 $12M 110k 109.29
Arris 0.3 $12M 383k 30.13
Federated Investors (FHI) 0.3 $11M 400k 28.28
Cf Corporation 0.3 $11M 1.1M 10.47
Las Vegas Sands (LVS) 0.3 $11M 202k 53.41
AmerisourceBergen (COR) 0.3 $11M 139k 78.19
Pepsi (PEP) 0.3 $11M 105k 104.63
Dolby Laboratories (DLB) 0.3 $11M 239k 45.19
Genesee & Wyoming 0.3 $11M 153k 69.41
General Motors Company (GM) 0.3 $11M 300k 34.84
Landcadia Holdings Inc unit 0.3 $11M 1.0M 10.39
InterOil Corporation 0.3 $10M 215k 47.58
Black Hills Corp unit 99/99/9999 0.3 $10M 150k 68.44
Ctrip Com Intl Ltd note 1.990% 7/0 0.3 $10M 10M 1.04
Hunter Maritime Acquisition unit 99/99/9999 0.3 $9.9M 973k 10.15
Pace Hldgs Corp cl a 0.3 $9.4M 929k 10.12
Klr Energy Acquisition Corp cl a 0.3 $9.3M 900k 10.38
Cf Corp shs cl a 0.3 $9.6M 968k 9.92
Finisar Corporation 0.2 $9.1M 300k 30.27
Nxp Semiconductors N V (NXPI) 0.2 $8.8M 90k 98.02
Fiesta Restaurant 0.2 $8.9M 299k 29.85
Mondelez Int (MDLZ) 0.2 $8.9M 200k 44.33
Realogy Hldgs (HOUS) 0.2 $8.9M 345k 25.73
M Iii Acquisition Corp unit 99/99/9999t 0.2 $8.6M 869k 9.87
M Iii Acquisition Corp equities 0.2 $8.3M 856k 9.75
Ford Motor Company (F) 0.2 $8.1M 670k 12.13
Utilities SPDR (XLU) 0.2 $8.0M 165k 48.57
Babcock & Wilcox Enterprises 0.2 $8.0M 480k 16.59
Ferroglobe (GSM) 0.2 $8.1M 745k 10.83
E Compass Acquisition Corp ord 0.2 $8.0M 784k 10.17
Digimarc Corporation (DMRC) 0.2 $7.8M 260k 30.00
Origo Acquisition Corp 0.2 $7.8M 750k 10.40
Darden Restaurants (DRI) 0.2 $7.3M 100k 72.72
Kate Spade & Co 0.2 $7.5M 400k 18.67
Molina Healthcare Inc. conv 0.2 $7.2M 5.0M 1.44
Double Eagle Acquisition Cor unit 99/99/9999 0.2 $7.1M 679k 10.50
Mentor Graphics Corporation 0.2 $6.5M 175k 36.89
Southwestern Energy Company 0.2 $6.5M 600k 10.82
Cbiz (CBZ) 0.2 $6.6M 482k 13.70
HealthStream (HSTM) 0.2 $6.6M 264k 25.05
Capitol Acquisition Corp Iii unit 99/99/9999 0.2 $6.6M 640k 10.30
Teva Pharmaceutical Industries (TEVA) 0.2 $6.1M 168k 36.25
Applied Materials (AMAT) 0.2 $6.4M 198k 32.27
Robert Half International (RHI) 0.2 $6.1M 125k 48.78
TransDigm Group Incorporated (TDG) 0.2 $6.2M 25k 248.96
Imax Corp Cad (IMAX) 0.2 $6.1M 196k 31.40
Brocade Communications Systems 0.2 $6.2M 500k 12.49
M I Acquisitions Inc unit 99/99/9999 0.2 $6.1M 600k 10.16
Exxon Mobil Corporation (XOM) 0.2 $5.9M 65k 90.26
Syngenta 0.2 $5.9M 75k 79.05
TrueBlue (TBI) 0.2 $5.7M 233k 24.65
Depomed Inc conv 0.2 $5.8M 5.0M 1.15
Cardtronics Inc note 1.000%12/0 0.2 $5.9M 5.0M 1.18
Columbia Pipeline Prtn -redh 0.2 $6.0M 350k 17.15
Global Partner Acquisition C 0.2 $6.0M 605k 9.94
Andina Acquisition Corp Ii 0.2 $6.0M 600k 9.93
DeVry 0.1 $5.3M 170k 31.20
PrivateBan 0.1 $5.4M 100k 54.19
Restoration Hardware Hldgs I 0.1 $5.4M 175k 30.70
Zendesk 0.1 $5.3M 252k 21.20
Valspar Corporation 0.1 $5.2M 50k 103.60
FARO Technologies (FARO) 0.1 $5.3M 146k 36.00
United States Steel Corporation (X) 0.1 $5.0M 150k 33.01
Echo Global Logistics Inc note 2.500% 5/0 0.1 $5.0M 5.0M 0.99
Wright Med Group Inc note 2.000% 2/1 0.1 $5.3M 5.0M 1.05
Qualcomm (QCOM) 0.1 $4.9M 75k 65.20
Red Lion Hotels Corporation 0.1 $4.7M 566k 8.35
Bellatrix Exploration 0.1 $4.9M 5.2M 0.94
Everbank Finl 0.1 $4.9M 250k 19.45
Allscripts Healthcare So conv 0.1 $4.7M 5.0M 0.94
Barington Hilco Acquisition 0.1 $4.7M 465k 10.16
Pace Holdings Corp. equities 0.1 $4.9M 455k 10.74
Jensyn Acquisition 0.1 $4.9M 480k 10.17
Landcadia Hldgs Inc cl a 0.1 $4.8M 494k 9.78
Harman International Industries 0.1 $4.4M 40k 111.15
Oclaro 0.1 $4.5M 501k 8.95
Global Wtr Res (GWRS) 0.1 $4.3M 467k 9.10
Reynolds American 0.1 $3.9M 70k 56.04
Cabela's Incorporated 0.1 $4.1M 70k 58.54
Rite Aid Corporation 0.1 $4.1M 500k 8.24
North Amern Energy Partners 0.1 $3.9M 1.0M 3.85
Manitex International (MNTX) 0.1 $4.0M 589k 6.86
Whitewave Foods 0.1 $4.2M 75k 55.60
Habit Restaurants Inc/the-a 0.1 $4.1M 240k 17.25
Boulevard Acquisition unit 99/99/9999 0.1 $3.9M 387k 10.16
iShares MSCI Emerging Markets Indx (EEM) 0.1 $3.5M 100k 35.01
Joy Global 0.1 $3.5M 125k 28.00
Harmonic (HLIT) 0.1 $3.5M 709k 5.00
Swift Transportation Company 0.1 $3.7M 150k 24.36
Tiptree Finl Inc cl a (TIPT) 0.1 $3.7M 608k 6.15
Endurance Specialty Hldgs Lt 0.1 $3.2M 35k 92.40
Chemtura Corporation 0.1 $3.3M 100k 33.20
Invensense 0.1 $3.2M 250k 12.79
Sprott Phys Platinum & Palladi (SPPP) 0.1 $3.2M 457k 6.90
Wci Cmntys Inc Com Par $0.01 0.1 $3.3M 140k 23.45
Global Partner Acquisition C unit 07/01/2020 0.1 $3.4M 334k 10.25
Pacific Spl Acquisition Corp 0.1 $3.2M 312k 10.35
Jensyn Acquisition Corp unit 99/99/9999 0.1 $3.2M 300k 10.53
Nevro Corp note 1.750% 6/0 0.1 $3.2M 3.0M 1.07
Stellar Acquisition Iii Inc unit 03/22/2022 0.1 $3.2M 307k 10.30
Axar Acquisition 0.1 $3.3M 338k 9.92
At&t (T) 0.1 $2.8M 65k 42.52
Intersil Corporation 0.1 $2.5M 110k 22.30
G&K Services 0.1 $2.7M 28k 96.44
Cibc Cad (CM) 0.1 $2.4M 30k 81.60
St. Jude Medical 0.1 $2.4M 30k 80.20
Vascular Solutions 0.1 $2.5M 45k 56.09
Ixia 0.1 $2.7M 165k 16.10
Allied World Assurance 0.1 $2.7M 50k 53.72
Inphi Corporation 0.1 $2.6M 59k 44.63
Team Health Holdings 0.1 $2.6M 60k 43.45
Lifelock 0.1 $2.4M 100k 23.92
Cst Brands 0.1 $2.4M 50k 48.16
Amaya 0.1 $2.5M 175k 14.15
Natera (NTRA) 0.1 $2.7M 228k 11.71
Pacific Spl Acquisition Corp unit 99/99/9999 0.1 $2.4M 218k 11.05
Morgan Stanley (MS) 0.1 $2.3M 55k 42.25
Blue Nile 0.1 $2.0M 50k 40.64
Guess? (GES) 0.1 $2.2M 179k 12.10
Clarcor 0.1 $2.3M 28k 82.47
Cherokee 0.1 $2.0M 194k 10.50
Hudson Global 0.1 $2.3M 1.7M 1.36
Fidelity + Guaranty Life 0.1 $2.1M 90k 23.70
Harmony Merger Corp unit 99/99/9999 0.1 $2.1M 200k 10.30
Andina Acquisition Corp Ii unit 99/99/9999 0.1 $2.1M 200k 10.55
Interdigital Inc 1.5% 3/1/20 convertible bond 0.1 $2.0M 1.5M 1.36
IntraLinks Holdings 0.1 $1.7M 126k 13.52
Universal American 0.1 $2.0M 200k 9.95
Linear Technology Corporation 0.0 $1.6M 25k 62.36
Alere 0.0 $1.5M 38k 38.96
Terraform Power 0.0 $1.3M 100k 12.81
Electrum Spl Acquisition Cor unit 99/99/9999 0.0 $1.5M 144k 10.13
Senestech 0.0 $1.3M 163k 8.15
Apollo 0.0 $990k 100k 9.90
Barington Hilco Acquisition unit 99/99/9999t 0.0 $1.1M 100k 10.54
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $1.2M 1.4M 0.81
Jm Global Hldg 0.0 $1.0M 105k 9.88
Saban Cap Acquisition Corp unit 99/99/9999 0.0 $1.0M 101k 10.40
Dominion Resource p 0.0 $960k 19k 50.60
Inspired Entmt (INSE) 0.0 $1.1M 127k 8.45
Vivopower International 0.0 $1.1M 203k 5.50
Saban Cap Acquisition 0.0 $992k 99k 10.00
Digi International (DGII) 0.0 $550k 40k 13.75
Lattice Semiconductor (LSCC) 0.0 $810k 110k 7.36
Gas Nat 0.0 $816k 65k 12.55
Crescent Point Energy Trust 0.0 $680k 50k 13.60
Time 0.0 $625k 35k 17.86
Allergan 0.0 $840k 4.0k 210.00
Boulevard Acquisition *w exp 09/25/202 0.0 $592k 1.2M 0.51
Pace Hldgs Corp *w exp 99/99/999 0.0 $640k 1.1M 0.60
E Compass Acquisition Corp right 02/18/2017 0.0 $768k 784k 0.98
Klr Energy Acquisition Corp w exp 09/16/202 0.0 $822k 595k 1.38
Conyers Pk Acquisition unit 99/99/99991 0.0 $658k 61k 10.84
Cf Corp *w exp 05/25/202 0.0 $644k 519k 1.24
Conyers Pk Acquisition cl a 0.0 $708k 69k 10.23
Yatra Online Inc ord (YTRA) 0.0 $605k 65k 9.35
Inspired Entmt Inc w exp 10/20/202 0.0 $693k 1.2M 0.60
Gilead Sciences (GILD) 0.0 $358k 5.0k 71.60
Shire 0.0 $426k 2.5k 170.40
Goldcorp 0.0 $476k 35k 13.60
CF Industries Holdings (CF) 0.0 $283k 9.0k 31.44
Baytex Energy Corp (BTE) 0.0 $268k 55k 4.87
Kinder Morgan (KMI) 0.0 $518k 25k 20.72
Coty Inc Cl A (COTY) 0.0 $458k 25k 18.32
Aerojet Rocketdy 0.0 $269k 15k 17.93
Harmony Merger Corp w exp 01/01/202 0.0 $533k 1.4M 0.38
Global Partner Acquisition C *w exp 07/01/202 0.0 $461k 1.4M 0.34
Jm Global Hldg Co unit 99/99/9999 0.0 $497k 49k 10.16
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $481k 982k 0.49
Easterly Acquisition Corp *w exp 07/29/202 0.0 $424k 1.1M 0.37
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $509k 579k 0.88
Andina Acquisition Corp-rts right 09/01/2017 0.0 $228k 600k 0.38
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $500k 1.1M 0.47
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $265k 500k 0.53
Origo Acquisition Corp-rts right 12/12/2016 0.0 $228k 600k 0.38
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $355k 514k 0.69
M Iii Acquisition Corp *w exp 10/10/202 0.0 $188k 856k 0.22
Kinder Morgan Inc/delaware Wts 0.0 $10k 1.0M 0.01
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $102k 534k 0.19
Barington Hilco Acquisition right 02/13/2017 0.0 $112k 511k 0.22
Barington Hilco Acquisition *w exp 02/11/201 0.0 $64k 489k 0.13
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $86k 295k 0.29
Jm Global Hldg Co *w exp 07/29/201 0.0 $30k 95k 0.31
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $135k 564k 0.24
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $121k 433k 0.28
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $62k 480k 0.13
Jensyn Acquisition Corp right 99/99/9999 0.0 $109k 452k 0.24
Origo Acquisition Corp *w exp 12/17/202 0.0 $105k 364k 0.29
Conyers Pk Acquisition *w exp 07/20/202 0.0 $40k 20k 2.00
Axar Acquisition Corp *w exp 12/31/202 0.0 $48k 601k 0.08
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $49k 50k 0.98