Polar Securities

Polar Securities as of Sept. 30, 2013

Portfolio Holdings for Polar Securities

Polar Securities holds 176 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 14.6 $344M 2.1M 168.01
Notes 11.3 $267M 60M 4.45
Priceline Com Inc note 1.250% 3/1 4.0 $96M 29M 3.33
Trw Automotive 3.5% 12/01/15 conv 2.8 $66M 27M 2.45
CUBIST PHARM CONVERTIBLE security 2.2 $51M 23M 2.26
Mu Us conv 2.0 $48M 25M 1.91
Sprott Physical Gold Trust (PHYS) 2.0 $47M 4.3M 11.02
Central Fd Cda Ltd cl a 1.7 $41M 2.8M 14.70
Valeant Pharmaceuticals Int 1.5 $34M 330k 104.33
Uthr 1 09/15/16 1.4 $34M 20M 1.70
Chart Industries 2% conv 1.2 $28M 15M 1.87
Ual Corp note 6.000%10/1 1.1 $27M 7.6M 3.57
Group Cgi Cad Cl A 1.1 $27M 769k 35.10
Ryder System (R) 1.1 $26M 438k 59.70
Onyx Pharmaceuticals Inc note 4.000% 8/1 1.0 $24M 7.5M 3.21
Newport Corporation 0.9 $22M 1.4M 15.63
iShares Russell 2000 Index (IWM) 0.9 $21M 200k 106.61
Quinpario Acquisition Corp unit 99/99/9999 0.9 $20M 2.0M 10.17
Gsi 0.8 $20M 2.0M 9.54
Intuit (INTU) 0.8 $19M 290k 66.31
SPDR KBW Regional Banking (KRE) 0.8 $19M 544k 35.65
DENTSPLY International 0.8 $19M 435k 43.42
Electronics For Imaging 0.8 $19M 589k 31.68
Rexnord 0.8 $19M 894k 20.80
Tuesday Morning Corporation 0.8 $18M 1.2M 15.28
Tahoe Resources 0.8 $19M 1.0M 17.92
KAR Auction Services (KAR) 0.7 $17M 616k 28.21
Apache Corporation 0.7 $17M 204k 85.14
Tyson Foods (TSN) 0.7 $17M 609k 28.28
Sprott Phys Platinum & Palladi (SPPP) 0.7 $17M 1.9M 8.91
Move 0.7 $17M 987k 16.96
Viropharma Inc note 2.000% 3/1 0.7 $16M 7.5M 2.14
Energy Xxi 0.7 $16M 520k 30.21
Transglobe Energy Corp 0.7 $16M 2.0M 7.86
Owens Corning (OC) 0.7 $15M 401k 37.98
Micron Technology Inc bond 0.6 $15M 8.0M 1.89
Bio-Rad Laboratories (BIO) 0.6 $15M 127k 117.56
Cimarex Energy 0.6 $15M 155k 96.40
& PROD CO shares Brookfield 0.6 $15M 622k 23.85
Carmike Cinemas 0.6 $15M 655k 22.08
Global Payments (GPN) 0.6 $14M 278k 51.08
Heartland Payment Systems 0.6 $14M 355k 39.72
Teleflex Inc note 3.875% 8/0 0.6 $14M 10M 1.41
Synopsys (SNPS) 0.6 $14M 372k 37.70
Corporate Executive Board Company 0.6 $14M 189k 72.62
Icg Group 0.6 $14M 964k 14.19
Hf2 Financial Management 0.6 $13M 1.3M 10.12
Celestica 0.6 $13M 1.2M 11.03
MetLife (MET) 0.6 $13M 282k 46.95
Foot Locker (FL) 0.5 $13M 376k 33.94
SPDR Gold Trust (GLD) 0.5 $13M 100k 128.18
First Majestic Silver Corp (AG) 0.5 $12M 1.0M 11.86
Select Comfort 0.5 $12M 490k 24.35
Kirkland's (KIRK) 0.5 $12M 647k 18.44
Emcor (EME) 0.5 $12M 301k 39.13
Bruker Corporation (BRKR) 0.5 $12M 573k 20.65
Superior Energy Services 0.5 $12M 469k 25.04
Exfo 0.5 $11M 2.0M 5.52
Bellatrix Exploration 0.5 $11M 1.5M 7.61
Nxp Semiconductors N V (NXPI) 0.5 $11M 296k 37.21
Stillwater Mng Co note 1.750%10/1 0.5 $11M 10M 1.05
DineEquity (DIN) 0.4 $10M 150k 69.00
Catamaran 0.4 $10M 222k 45.95
American Woodmark Corporation (AMWD) 0.4 $9.8M 284k 34.65
Central Gold-Trust 0.4 $9.9M 214k 46.18
Stanley Black & Decker (SWK) 0.4 $9.6M 106k 90.57
Entegris (ENTG) 0.4 $9.6M 949k 10.16
Roadrunner Transportation Services Hold. 0.4 $9.7M 342k 28.24
Marathon Petroleum Corp (MPC) 0.4 $9.6M 150k 64.32
Whirlpool Corporation (WHR) 0.4 $9.2M 63k 146.44
eBay (EBAY) 0.4 $9.2M 165k 55.79
Gran Tierra Energy 0.4 $9.2M 1.3M 7.09
inContact, Inc . 0.4 $9.1M 1.1M 8.25
Stewart Enterprises Inc cnv 0.4 $9.1M 7.0M 1.30
Sensient Technologies Corporation (SXT) 0.4 $9.0M 188k 47.89
Myriad Genetics (MYGN) 0.3 $8.2M 350k 23.50
Brookdale Senior Living note 0.3 $8.3M 7.0M 1.18
Family Dollar Stores 0.3 $7.9M 110k 72.02
Ethan Allen Interiors (ETD) 0.3 $8.0M 286k 27.87
Leap Wireless International 0.3 $8.0M 504k 15.80
Regional Management (RM) 0.3 $8.0M 250k 31.80
Globus Med Inc cl a (GMED) 0.3 $7.7M 442k 17.46
Lattice Semiconductor (LSCC) 0.3 $7.6M 1.7M 4.46
Cis Acquisition Ltd shs ser a 0.3 $7.6M 750k 10.10
Collabrium Japan 0.3 $7.2M 713k 10.05
Infinera (INFN) 0.3 $6.8M 601k 11.32
Deckers Outdoor Corporation (DECK) 0.3 $6.9M 105k 65.92
Aquasition 0.3 $6.8M 674k 10.03
Chart Acquisition 0.3 $6.6M 670k 9.90
Regal-beloit Corporation (RRX) 0.3 $6.4M 94k 67.93
Finisar Corporation 0.3 $6.3M 280k 22.63
Cambrex Corporation 0.3 $6.3M 480k 13.20
New Gold Inc Cda (NGD) 0.3 $6.3M 1.0M 5.98
Hyde Pk Acquisition Corp Ii 0.3 $6.3M 612k 10.38
Medworth Acquisition 0.3 $6.5M 804k 8.06
Sodastream International 0.3 $6.2M 100k 62.36
D Tumi Holdings 0.3 $6.1M 304k 20.15
Stewart Enterprises Inc note 3.125% 7/1 0.2 $5.9M 4.8M 1.24
Techne Corporation 0.2 $5.9M 73k 80.07
Molycorp Inc Del....... Note 6.0% 9/1/17 0.2 $6.0M 7.5M 0.80
Commercial Vehicle (CVGI) 0.2 $5.6M 706k 7.95
Molycorp Inc Del note 5.500% 2/0 0.2 $5.7M 5.5M 1.03
Las Vegas Sands (LVS) 0.2 $5.3M 80k 66.42
Hudson Global 0.2 $5.5M 1.7M 3.24
Bgs Acquisition Corp sh 0.2 $5.4M 530k 10.12
Endeavour Silver Corp (EXK) 0.2 $5.1M 1.2M 4.30
Andina Acquisition 0.2 $5.2M 515k 10.07
Rti Intl Metals Inc note 1.625%10/1 0.2 $5.2M 5.0M 1.04
Ascent Cap Group Inc note 4.000% 7/1 0.2 $5.2M 5.0M 1.04
Ship Finance International sr cv nt 0.2 $5.1M 5.0M 1.01
Medifast (MED) 0.2 $4.8M 177k 26.89
Mentor Graphics 4% 2031 conv 0.2 $4.6M 3.5M 1.32
M/i Homes Inc note 3.250% 9/1 0.2 $4.6M 4.0M 1.15
Saexploration Holdings 0.2 $4.7M 490k 9.51
Royal Gold (RGLD) 0.2 $4.4M 90k 48.66
Synalloy Corporation (ACNT) 0.2 $4.5M 275k 16.38
Apogee Enterprises (APOG) 0.2 $4.2M 142k 29.63
Kinross Gold Corp (KGC) 0.2 $4.4M 862k 5.05
Hldgs (UAL) 0.2 $4.3M 140k 30.71
Infinity Cross Bo 0.2 $4.2M 528k 7.89
Newmont Mining Corporation (NEM) 0.2 $3.9M 140k 28.10
Randgold Resources 0.2 $3.9M 55k 71.54
Motorcar Parts of America (MPAA) 0.1 $3.5M 275k 12.67
Astex Pharmaceuticals 0.1 $3.6M 422k 8.49
Take-Two Interactive Software (TTWO) 0.1 $3.4M 185k 18.17
Hi-Tech Pharmacal 0.1 $3.2M 75k 43.15
Kaydon Corporation 0.1 $3.4M 95k 35.52
Eldorado Gold Corp 0.1 $3.4M 500k 6.71
Dell 0.1 $2.9M 213k 13.75
Questcor Pharmaceuticals 0.1 $2.9M 50k 58.00
Take-two Interactive Softwar note 1.000% 7/0 0.1 $2.8M 2.5M 1.11
Active Network 0.1 $2.5M 175k 14.31
Arc Document Solutions (ARC) 0.1 $2.5M 544k 4.59
Elan Corporation 0.1 $2.3M 150k 15.58
Organovo Holdings 0.1 $2.4M 420k 5.77
Globecomm Systems 0.1 $2.1M 150k 14.01
MAKO Surgical 0.1 $2.2M 75k 29.51
Sprott Physical Silver Tr tr unit (PSLV) 0.1 $2.1M 242k 8.73
Mcmoran Exploration Co note 5.250%10/0 0.1 $2.0M 2.0M 1.02
Blackberry (BB) 0.1 $2.1M 254k 8.10
Lender Processing Services 0.1 $2.0M 60k 33.27
Molex Incorporated 0.1 $1.9M 50k 38.28
Brunswick Corporation (BC) 0.1 $2.0M 50k 39.92
Saks Incorporated 0.1 $2.0M 125k 15.94
Flow International Corporation 0.1 $2.0M 500k 3.99
Edwards Group Ltd Sponsored 0.1 $1.8M 185k 9.85
Turquoisehillres 0.1 $1.7M 388k 4.42
Shfl Entertainment 0.1 $1.7M 75k 22.97
Optimer Pharmaceuticals 0.1 $1.4M 115k 12.59
Banner Corp (BANR) 0.1 $1.3M 35k 38.17
Lifelock 0.1 $1.5M 100k 14.83
Speed Commerce 0.1 $1.3M 400k 3.28
Capitol Acquisition Corp Ii 0.1 $1.4M 150k 9.65
CapitalSource 0.1 $1.2M 104k 11.88
Neonode 0.1 $1.3M 200k 6.42
Sprint 0.1 $1.2M 189k 6.22
Molex Incorporated 0.0 $963k 25k 38.52
Silver Standard Res 0.0 $852k 139k 6.15
Pixelworks (PXLW) 0.0 $887k 221k 4.02
Cornerstone Therapeutics 0.0 $736k 78k 9.41
Moly 0.0 $732k 112k 6.56
Tiptree Finl Inc cl a (TIPT) 0.0 $735k 99k 7.45
Fidelity National Financial 0.0 $532k 20k 26.60
Boise 0.0 $428k 34k 12.59
Ship Finance Intl 0.0 $460k 30k 15.28
Health Management Associates 0.0 $264k 21k 12.82
Vitran Corp 0.0 $124k 25k 4.96
Andina Acquisition Corp *w exp 99/99/999 0.0 $227k 413k 0.55
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $136k 502k 0.27
Aquasition Corp *w exp 99/99/999 0.0 $129k 478k 0.27
Smithfield Foods 0.0 $0 386k 0.00
Armour Residential Reit Inc *w exp 11/07/201 0.0 $0 306k 0.00
Silver Bull Res 0.0 $113k 313k 0.36
Bgs Acquisition Corp *w exp 99/99/999 0.0 $39k 175k 0.22
Superconductor Technologies 0.0 $113k 70k 1.63
Cis Acquisition Ltd-class A wrt 0.0 $92k 249k 0.37