Polar Securities

Polar Securities as of Sept. 30, 2014

Portfolio Holdings for Polar Securities

Polar Securities holds 228 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 9.6 $187M 950k 197.02
Mu Us conv 9.2 $179M 50M 3.57
CUBIST PHARM CONVERTIBLE security 4.8 $94M 40M 2.34
Sprott Physical Gold Trust (PHYS) 2.0 $39M 3.9M 9.97
Apache Corporation 1.9 $38M 400k 93.87
Central Fd Cda Ltd cl a 1.8 $35M 2.8M 12.31
Teleflex Inc note 3.875% 8/0 1.8 $35M 20M 1.73
DISH Network 1.7 $34M 522k 64.58
J2 Global Inc note 3.250% 6/1 1.5 $30M 30M 1.00
Newport Corporation 1.5 $29M 1.6M 17.72
Energy Select Sector SPDR (XLE) 1.4 $27M 300k 90.62
KAR Auction Services (KAR) 1.4 $27M 946k 28.63
Greenbrier Co Inc conv bnd 1.4 $26M 13M 2.02
Allscripts Healthcare So conv 1.3 $25M 25M 1.01
Consumer Staples Select Sect. SPDR (XLP) 1.2 $23M 500k 45.11
Mueller Water Products (MWA) 1.1 $22M 2.7M 8.28
Hf2 Financial Management 1.1 $22M 2.1M 10.40
Reliance Steel & Aluminum (RS) 1.1 $22M 315k 68.40
MetLife (MET) 1.1 $21M 395k 53.72
Marathon Petroleum Corp (MPC) 1.1 $21M 250k 84.67
Bio-Rad Laboratories (BIO) 1.1 $20M 179k 113.40
Kinder Morgan (KMI) 1.0 $20M 525k 38.34
La-Z-Boy Incorporated (LZB) 1.0 $19M 953k 19.79
Global Payments (GPN) 0.9 $18M 260k 69.88
Gsi 0.9 $18M 1.6M 11.49
PerkinElmer (RVTY) 0.9 $17M 393k 43.60
Sprott Phys Platinum & Palladi (SPPP) 0.8 $17M 1.9M 8.85
inContact, Inc . 0.8 $16M 1.9M 8.69
Quartet Merger 0.8 $16M 1.6M 10.20
Maximus (MMS) 0.8 $16M 402k 40.13
Cimarex Energy 0.8 $16M 124k 126.53
MasterCard Incorporated (MA) 0.8 $15M 204k 73.92
Las Vegas Sands (LVS) 0.8 $15M 243k 62.21
Kirkland's (KIRK) 0.8 $15M 938k 16.11
Tangoe 0.8 $15M 1.1M 13.55
DENTSPLY International 0.8 $15M 327k 45.60
Move 0.8 $15M 714k 20.96
Eastman Chemical Company (EMN) 0.8 $15M 180k 80.89
Infinera (INFN) 0.8 $15M 1.4M 10.67
Deere & Company (DE) 0.7 $14M 175k 81.99
Silver Eagle Acquisition Cor 0.7 $14M 1.4M 9.94
Cardtronics 0.7 $14M 388k 35.20
Concur Technologies Inc note 0.500% 6/1 0.7 $13M 10M 1.30
Tesaro Inc note 3.000%10/0 0.6 $13M 12M 1.04
Garnero Group Acquisition 0.6 $12M 1.2M 9.53
Global Defense & Natl Sec Sy 0.6 $12M 1.1M 10.32
Interface (TILE) 0.6 $12M 713k 16.14
Spectranetics Corp mtnf 2.625% 6/0 0.6 $11M 10M 1.12
Actua Corporation 0.6 $11M 690k 16.02
Mistras (MG) 0.6 $11M 538k 20.40
Priceline.com debt 1.000% 3/1 0.6 $11M 8.0M 1.35
B2gold Corp conv 0.6 $11M 12M 0.95
Entegris (ENTG) 0.6 $11M 922k 11.50
Brunswick Corporation (BC) 0.6 $11M 251k 42.14
Universal Forest Products 0.6 $11M 252k 42.71
Synopsys (SNPS) 0.5 $11M 267k 39.70
Roadrunner Transportation Services Hold. 0.5 $10M 457k 22.79
Spectranetics Corporation 0.5 $11M 395k 26.57
Ryder System (R) 0.5 $10M 114k 89.97
Cadence Design Systems (CDNS) 0.5 $10M 595k 17.21
D Tumi Holdings 0.5 $10M 508k 20.35
USG Corporation 0.5 $10M 369k 27.49
Central Gold-Trust 0.5 $10M 245k 41.37
Trimas Corporation (TRS) 0.5 $9.9M 408k 24.33
Boulevard Acquisition 0.5 $9.8M 1.0M 9.70
Acxiom Corporation 0.5 $9.6M 580k 16.55
ABM Industries (ABM) 0.5 $9.5M 371k 25.69
Herman Miller (MLKN) 0.5 $9.4M 314k 29.85
ValueVision Media 0.5 $9.0M 1.7M 5.13
Valeant Pharmaceuticals Int 0.4 $8.4M 64k 131.20
Mergeworthrx 0.4 $8.3M 1.0M 8.23
DineEquity (DIN) 0.4 $7.9M 97k 81.59
Manitex International (MNTX) 0.4 $8.0M 713k 11.29
Cis Acquisition Ltd shs ser a 0.4 $7.8M 750k 10.40
Insulet Corp note 2.000% 6/1 0.4 $7.5M 7.0M 1.07
Techne Corporation 0.4 $7.4M 80k 93.54
AK Steel Holding Corporation 0.4 $7.2M 900k 8.01
Alon USA Energy 0.4 $7.2M 502k 14.36
Chart Acquisition 0.4 $7.3M 733k 9.92
Yelp Inc cl a (YELP) 0.3 $6.8M 100k 68.25
Trinseo S A 0.3 $6.8M 429k 15.73
Swift Transportation Company 0.3 $6.5M 311k 20.98
Annie's 0.3 $6.7M 145k 45.89
Tecnoglass (TGLS) 0.3 $6.5M 588k 11.02
Lands' End (LE) 0.3 $6.4M 156k 41.12
North Amern Energy Partners 0.3 $6.2M 970k 6.44
Hudson Global 0.3 $6.1M 1.6M 3.78
Carmike Cinemas 0.3 $6.1M 197k 30.98
Athlon Energy 0.3 $5.8M 100k 58.23
Molina Healthcare Inc. conv 0.3 $5.9M 5.0M 1.18
VCA Antech 0.3 $5.6M 143k 39.33
Exfo 0.3 $5.7M 1.4M 4.18
Motorcar Parts of America (MPAA) 0.3 $5.4M 197k 27.21
Icon (ICLR) 0.3 $5.4M 95k 57.23
Commscope Hldg (COMM) 0.3 $5.5M 230k 23.91
Levy Acquisition 0.3 $5.4M 554k 9.68
Apogee Enterprises (APOG) 0.3 $5.2M 132k 39.80
Homeaway 0.3 $5.2M 146k 35.50
Atmel Corporation 0.3 $5.1M 629k 8.08
Globus Med Inc cl a (GMED) 0.2 $4.8M 243k 19.67
Aegean Marine Petroleum Network note 4.000 11/0 0.2 $4.9M 5.0M 0.97
Garnero Group Acquisition Co unit 99/99/9999 0.2 $4.8M 477k 10.00
Flextronics International Ltd Com Stk (FLEX) 0.2 $4.6M 445k 10.32
Mentor Graphics 4% 2031 conv 0.2 $4.8M 4.1M 1.17
TASER International 0.2 $4.1M 267k 15.44
Sino Mercury Acquisition Cor unit 99/99/9999 0.2 $4.0M 400k 10.00
Envision Healthcare Hlds 0.2 $3.8M 110k 34.68
Wl Ross Holding Corp Uts 0.2 $3.8M 354k 10.70
Terrapin 3 Acquisition 0.2 $3.9M 400k 9.73
Krispy Kreme Doughnuts 0.2 $3.7M 217k 17.16
Red Robin Gourmet Burgers (RRGB) 0.2 $3.6M 64k 56.91
Dresser-Rand 0.2 $3.3M 40k 82.25
Transglobe Energy Corp 0.2 $3.3M 544k 6.08
Auxilium Pharmaceuticals note 0.2 $3.3M 2.5M 1.32
Tandem Diabetes Care 0.2 $3.3M 246k 13.42
1347 Cap 0.2 $3.2M 338k 9.56
Compuware Corporation 0.2 $3.2M 300k 10.61
Trinity Biotech 0.1 $2.9M 160k 18.27
Aurico Gold 0.1 $2.8M 833k 3.40
Sigma-Aldrich Corporation 0.1 $2.7M 20k 136.00
OMNOVA Solutions 0.1 $2.7M 500k 5.37
Chipotle Mexican Grill (CMG) 0.1 $2.7M 4.0k 666.58
M/i Homes Inc note 3.250% 9/1 0.1 $2.8M 2.5M 1.12
New Media Inv Grp 0.1 $2.7M 161k 16.63
Cambridge Cap Acquisition 0.1 $2.8M 288k 9.75
Family Dollar Stores 0.1 $2.5M 33k 77.23
International Rectifier Corporation 0.1 $2.6M 65k 39.25
Atlas Air Worldwide Holdings 0.1 $2.5M 77k 33.03
Matrix Service Company (MTRX) 0.1 $2.5M 102k 24.12
Peregrine Semiconductor 0.1 $2.5M 200k 12.37
TeleNav 0.1 $2.3M 342k 6.70
Pandora Media 0.1 $2.4M 100k 24.16
Multimedia Games 0.1 $2.2M 61k 36.02
Protective Life 0.1 $2.1M 30k 69.40
Alere Inc note 3.000% 5/1 0.1 $2.1M 2.0M 1.06
Hennessy Capital Acquisition 0.1 $2.1M 203k 10.42
1347 Cap Corp unit 99/99/9999 0.1 $2.1M 207k 10.10
Liberty Media 0.1 $1.9M 40k 47.18
Xcerra 0.1 $2.0M 200k 9.79
Safeway 0.1 $1.7M 50k 34.30
Measurement Specialties 0.1 $1.7M 20k 85.60
Emcore Corp 0.1 $1.7M 300k 5.69
TRW Automotive Holdings 0.1 $1.5M 15k 101.27
Bolt Technology 0.1 $1.6M 75k 21.95
Dollar General (DG) 0.1 $1.5M 25k 61.12
News Corp Class B cos (NWS) 0.1 $1.6M 100k 16.13
Ambit Bioscience 0.1 $1.5M 100k 15.40
Capitol Acquisition Corp Ii 0.1 $1.6M 165k 9.81
Wl Ross Hldg 0.1 $1.6M 165k 9.89
Time Warner Cable 0.1 $1.4M 10k 143.50
Tamin 0.1 $1.3M 50k 26.10
Endo International 0.1 $1.4M 20k 68.35
Terrapin 3 Acquisition Corp unit 06/27/2019 0.1 $1.3M 131k 10.05
Pike Electric Corporation 0.1 $1.2M 100k 11.89
Silver Eagle Acquisition Cor Unit 99/99/9999 0.1 $1.3M 121k 10.38
Tiptree Finl Inc cl a (TIPT) 0.1 $1.2M 141k 8.26
Electronics For Imaging 0.1 $883k 20k 44.15
Lorillard 0.1 $899k 15k 59.90
Pengrowth Energy Corp 0.1 $934k 178k 5.24
Sprint 0.1 $880k 139k 6.34
Cambridge Capital Acquistion 0.1 $908k 89k 10.17
Applied Micro Circuits Corporation 0.0 $700k 100k 7.00
Molycorp Inc Del note 5.500% 2/0 0.0 $816k 2.4M 0.34
Comcast Corporation (CMCSA) 0.0 $605k 11k 53.78
Banco Santander (BSBR) 0.0 $654k 100k 6.54
Cenovus Energy (CVE) 0.0 $508k 19k 26.90
Tibco Software 0.0 $591k 25k 23.64
Integrys Energy 0.0 $648k 10k 64.80
Moly 0.0 $523k 439k 1.19
Enerplus Corp 0.0 $601k 32k 18.96
Amreit Inc New cl b 0.0 $574k 25k 22.96
Hennessy Cap Acquisition Cor 0.0 $512k 52k 9.81
EMC Corporation 0.0 $439k 15k 29.27
Century Aluminum Company (CENX) 0.0 $367k 14k 25.95
Delek US Holdings 0.0 $397k 12k 33.10
Gfi 0.0 $298k 55k 5.42
Schweitzer-Mauduit International (MATV) 0.0 $402k 9.7k 41.34
Rex American Resources (REX) 0.0 $293k 4.0k 72.98
Green Plains Renewable Energy (GPRE) 0.0 $366k 9.8k 37.38
Nevsun Res 0.0 $427k 118k 3.61
Penn West Energy Trust 0.0 $308k 46k 6.77
Midstates Pete 0.0 $306k 61k 5.05
Levy Acquisition Corp Unit 1 0 0.0 $457k 45k 10.09
Conversant 0.0 $342k 10k 34.20
North Atlantic Drilling 0.0 $327k 49k 6.66
Garnero Group Acquition Rts right 06/25/2016 0.0 $336k 1.2M 0.28
Chiquita Brands International 0.0 $284k 20k 14.20
Cott Corp 0.0 $239k 35k 6.87
Central Garden & Pet (CENT) 0.0 $271k 35k 7.74
Cibc Cad (CM) 0.0 $216k 2.4k 89.66
Medical Action Industries 0.0 $285k 21k 13.79
Northern Oil & Gas 0.0 $262k 18k 14.24
Pan American Silver Corp Can (PAAS) 0.0 $147k 13k 10.97
Basic Energy Services 0.0 $228k 11k 21.71
Swift Energy Company 0.0 $220k 23k 9.61
Abraxas Petroleum 0.0 $281k 53k 5.27
Einstein Noah Restaurant 0.0 $202k 10k 20.20
Noranda Aluminum Holding Corporation 0.0 $130k 29k 4.53
Triangle Petroleum Corporation 0.0 $171k 16k 11.03
Baytex Energy Corp (BTE) 0.0 $284k 7.5k 37.82
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $104k 521k 0.20
Dominion Diamond Corp foreign 0.0 $224k 16k 14.18
Capitol Acquisition 0.0 $133k 13k 10.10
Parsley Energy Inc-class A 0.0 $241k 11k 21.33
Biolife Solutions (BLFS) 0.0 $117k 56k 2.10
Viggle 0.0 $106k 30k 3.53
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $125k 390k 0.32
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $144k 1.2M 0.12
Kinross Gold Corp (KGC) 0.0 $54k 16k 3.31
Allied Nevada Gold 0.0 $44k 13k 3.31
Teekay Tankers Ltd cl a 0.0 $59k 16k 3.76
Navios Maritime Acquis Corp 0.0 $56k 21k 2.69
B2gold Corp (BTG) 0.0 $28k 14k 2.03
Silver Bull Res 0.0 $69k 313k 0.22
Galena Biopharma 0.0 $26k 13k 2.08
Halcon Resources 0.0 $61k 15k 3.96
Chart Acquisition Co *w exp 12/1 0.0 $40k 73k 0.55
Cis Acquisition Ltd-class A wrt 0.0 $12k 29k 0.41
Earthlink Holdings 0.0 $75k 22k 3.44
Silver Eagle Acquisition Cor w exp 07/26/202 0.0 $11k 25k 0.44
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $30k 94k 0.32
Quartet Merger Corp right 99/99/9999 0.0 $46k 55k 0.84
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $30k 81k 0.37
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.0 $25k 39k 0.64
Boulevard Acquisition Corp w exp02/19/201 0.0 $69k 106k 0.65
1347 Cap Corp right 07/21/2016 0.0 $80k 200k 0.40
Wl Ross Holding Corp wrt 0.0 $59k 72k 0.82
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $51k 190k 0.27