Polygon Management

Polygon Management as of Dec. 31, 2016

Portfolio Holdings for Polygon Management

Polygon Management holds 34 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Jazz Us Hldgs Inc note 8.000%12/3 11.8 $59M 30M 1.99
Monsanto Company 11.5 $58M 550k 105.21
Globalstar Inc cv sr unsec nt 7.9 $40M 16M 2.53
Intel Corp sdcv 7.9 $40M 29M 1.35
Arris 7.8 $39M 1.3M 30.13
General Mtrs Co *w exp 07/10/201 6.5 $33M 1.9M 17.16
Lexicon note5 6.2 $32M 18M 1.80
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 4.2 $21M 20M 1.07
Yahoo Inc note 12/0 3.4 $17M 18M 0.99
Starwood Ppty Tr Inc 3.750 oct 15 17 c 3.0 $15M 15M 1.04
Shire 3.0 $15M 87k 170.39
B2gold Corp conv 2.9 $15M 15M 1.02
Accuray 2.9 $15M 14M 1.06
Allegheny Technologies Inc note 4.750% 7/0 2.7 $14M 10M 1.37
Ligand Pharmaceuticals Inc note 0.750% 8/1 2.3 $12M 8.1M 1.45
Spdr S&p 500 Etf (SPY) 2.1 $11M 50k 216.30
Lgi Homes Inc conv 2.1 $11M 7.5M 1.44
Mercadolibre Inc note 2.250% 7/0 2.1 $11M 7.5M 1.40
Inotek Pharmaceuticals 5.75% Cb 08/01/2021-registe bond 2.0 $10M 9.7M 1.05
Medicines Co dbcv 1.375% 6/0 1.9 $9.7M 7.2M 1.34
Carriage Svcs Inc note 2.750% 3/1 1.0 $5.1M 3.7M 1.37
Trulia Inc. 2.750% December 15, 2020 ccb 0.8 $4.1M 2.5M 1.65
Accuray Inc debt 3.500% 2/0 0.8 $4.1M 3.8M 1.09
Sunpower Corp dbcv 4.000% 1/1 0.7 $3.7M 5.0M 0.73
Theravance Biopharma Inc note 3.250%11/0 0.6 $2.9M 2.5M 1.15
Scorpio Bulkers 0.5 $2.6M 510k 5.05
Sanofi Aventis Wi Conval Rt 0.2 $1.0M 2.7M 0.38
Wright Medical Group Rtsn V 0.2 $976k 739k 1.32
Goldcorp 0.2 $884k 65k 13.60
Cobalt Intl Energy Inc note 0.2 $840k 2.0M 0.42
Nevro (NVRO) 0.2 $828k 11k 72.63
Asanko Gold 0.1 $448k 147k 3.06
Healthsouth Corp - Warrants 0.1 $419k 626k 0.67
Almaden Minerals Ltd Npv Cls B (AAU) 0.1 $340k 346k 0.98