Radcliffe Capital Management

Radcliffe Capital Management as of Sept. 30, 2019

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 38 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Prospect Capital Corporation conb 15.0 $77M 75M 1.03
Ares Capital Corp convertible security 10.2 $53M 50M 1.06
New Mtn Fin Corp note 5.750% 8/1 8.4 $43M 41M 1.05
Cemex Sab De Cv conv 7.8 $40M 40M 1.00
Tcp Cap Corp note 5.250%12/1 7.7 $40M 39M 1.01
Blackrock Capital Investment Note 5.000 6/1 6.8 $35M 35M 1.00
Cemex Sab De Cv conv 6.2 $32M 32M 1.00
Prospect Capital Corporation note 6.2 $32M 30M 1.06
Tpg Specialty Lending In conv 5.9 $31M 30M 1.01
Goldman Sachs deb 5.5 $28M 27M 1.03
Tpg Specialty Lending Inc note 4.500% 8/0 4.6 $24M 22M 1.05
Tcp Capital Corp convertible security 3.6 $19M 18M 1.03
Hercules Capital Inc dbcv 4.375% 2/0 3.5 $18M 18M 1.03
Nuance Communications Inc Dbcv 1.00012/1 1.8 $9.1M 9.6M 0.95
Cardtronics Inc note 1.000%12/0 1.2 $6.4M 6.5M 0.98
Twitter Inc note 1.000% 9/1 1.1 $5.9M 6.0M 0.98
Ares Capital Corp convertible security 1.1 $5.5M 5.2M 1.04
Nuance Communications Inc note 2.750%11/0 0.9 $4.9M 5.0M 0.98
Dish Network Corp note 2.375% 3/1 0.9 $4.4M 5.0M 0.88
Synaptics Inc note 0.500% 6/1 0.6 $3.3M 3.5M 0.93
Prospect Capital Corp conv 0.2 $1.3M 1.3M 1.01
Rovi Corp Note 0.500% 3/0 bond 0.2 $931k 950k 0.98
Mudrick Cap Acquisition Corp 0.0 $154k 15k 10.27
Trident Acquisitions Corp 0.0 $156k 15k 10.40
Forum Merger Ii Corp cl a 0.0 $152k 15k 10.13
Graf Industrial Corp 0.0 $151k 15k 10.07
Arya Sciences Acquisition-a shs cl a 0.0 $155k 15k 10.33
Amci Acquisition Corp class a 0.0 $148k 15k 10.00
Boxwood Merger Corp 0.0 $151k 15k 10.07
Monocle Acquisition Corp 0.0 $150k 15k 10.00
Lf Cap Acquisition Corp cl a 0.0 $103k 10k 10.30
Allegro Merger Corp 0.0 $102k 10k 10.20
Megalith Finl Acquisition Co cl a 0.0 $102k 10k 10.20
Edtechx Hldgs Acquisition 0.0 $102k 10k 10.20
Sentinel Energy Svcs Inc cl a 0.0 $103k 10k 10.30
Chaserg Technlgy Acquisitn C class a 0.0 $101k 10k 10.10
Dd3 Acquisition Corp 0.0 $102k 10k 10.20
Hennessy Cap Acqustion Corp Cl A 0.0 $100k 10k 10.00