Radcliffe Capital Management

Radcliffe Capital Management as of Dec. 31, 2019

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 30 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Prospect Capital Corporation conb 18.1 $82M 79M 1.03
Ares Capital Corp convertible security 9.9 $45M 42M 1.06
New Mtn Fin Corp note 5.750% 8/1 9.6 $43M 41M 1.05
Cemex Sab De Cv conv 9.4 $42M 42M 1.00
Blackrock Capital Investment Note 5.000 6/1 8.8 $40M 40M 1.00
Cemex Sab De Cv conv 7.5 $34M 34M 1.00
Prospect Capital Corporation note 7.0 $32M 30M 1.06
Twitter Inc note 1.000% 9/1 5.8 $26M 27M 0.97
Tpg Specialty Lending Inc note 4.500% 8/0 5.3 $24M 22M 1.06
Goldman Sachs deb 5.0 $23M 22M 1.03
Tcp Capital Corp convertible security 4.1 $19M 18M 1.02
Hercules Capital Inc dbcv 4.375% 2/0 3.3 $15M 15M 1.02
Nuance Communications Inc Dbcv 1.00012/1 2.2 $9.7M 9.6M 1.01
Nuance Communications Inc note 2.750%11/0 1.1 $4.9M 5.0M 0.98
Dish Network Corp note 2.375% 3/1 1.0 $4.6M 5.0M 0.91
Prospect Capital Corp conv 1.0 $4.5M 4.5M 1.00
Ares Capital Corp convertible security 0.4 $1.7M 1.7M 1.04
Rovi Corp Note 0.500% 3/0 bond 0.2 $941k 950k 0.99
Mudrick Cap Acquisition Corp 0.0 $155k 15k 10.33
Forum Merger Ii Corp cl a 0.0 $153k 15k 10.20
Graf Industrial Corp 0.0 $153k 15k 10.20
Amci Acquisition Corp unit 01/07/2019 0.0 $150k 15k 10.13
Arya Sciences Acquisition-a shs cl a 0.0 $156k 15k 10.40
B Riley Principal Merger Cor cl a 0.0 $123k 12k 10.00
Trident Acquisitions Corp 0.0 $111k 11k 10.58
Lf Cap Acquisition Corp unit 06/19/2025 0.0 $104k 10k 10.40
Megalith Finl Acquisition Co unit 09/30/2025 0.0 $103k 10k 10.30
Hennessy Cap Acqustion Corp unit 99/99/9999 0.0 $102k 10k 10.20
Netfin Acquisition Corp shs cl a 0.0 $100k 10k 10.00
Galileo Acquisition Corp 0.0 $98k 10k 9.80