Regent Investment Management as of Sept. 30, 2015
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 177 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| CVS Caremark Corporation (CVS) | 3.8 | $6.9M | 71k | 96.48 | |
| Apple (AAPL) | 3.4 | $6.2M | 56k | 110.31 | |
| Walgreen Boots Alliance (WBA) | 3.4 | $6.1M | 73k | 83.10 | |
| JPMorgan Chase & Co. (JPM) | 2.9 | $5.2M | 85k | 60.98 | |
| McKesson Corporation (MCK) | 2.6 | $4.8M | 26k | 185.05 | |
| Celgene Corporation | 2.5 | $4.5M | 42k | 108.17 | |
| Farmers Capital Bank | 2.3 | $4.1M | 165k | 24.85 | |
| Gilead Sciences (GILD) | 2.2 | $4.0M | 40k | 98.18 | |
| Johnson & Johnson (JNJ) | 2.2 | $3.9M | 42k | 93.36 | |
| Procter & Gamble Company (PG) | 1.8 | $3.3M | 45k | 71.94 | |
| Alphabet Inc Class C cs (GOOG) | 1.8 | $3.2M | 5.2k | 608.34 | |
| Time Warner | 1.6 | $2.9M | 42k | 68.75 | |
| V.F. Corporation (VFC) | 1.6 | $2.9M | 42k | 68.21 | |
| Macy's (M) | 1.5 | $2.8M | 55k | 51.33 | |
| priceline.com Incorporated | 1.4 | $2.6M | 2.1k | 1236.95 | |
| Alphabet Inc Class A cs (GOOGL) | 1.4 | $2.5M | 4.0k | 638.34 | |
| Chevron Corporation (CVX) | 1.3 | $2.3M | 30k | 78.86 | |
| Kinder Morgan (KMI) | 1.3 | $2.3M | 82k | 27.68 | |
| Diageo (DEO) | 1.2 | $2.2M | 20k | 107.81 | |
| Prudential Financial (PRU) | 1.2 | $2.1M | 28k | 76.21 | |
| AmerisourceBergen (COR) | 1.2 | $2.1M | 22k | 94.99 | |
| Williams Companies (WMB) | 1.2 | $2.1M | 57k | 36.86 | |
| Express Scripts Holding | 1.1 | $2.0M | 25k | 80.96 | |
| Verizon Communications (VZ) | 1.1 | $2.0M | 47k | 43.50 | |
| Capitala Finance | 1.1 | $1.9M | 149k | 12.97 | |
| Cisco Systems (CSCO) | 1.1 | $1.9M | 74k | 26.26 | |
| Mylan Nv | 1.0 | $1.8M | 45k | 40.25 | |
| Coca-Cola Company (KO) | 0.9 | $1.7M | 42k | 40.13 | |
| Merck & Co (MRK) | 0.9 | $1.7M | 34k | 49.39 | |
| General Electric Company | 0.9 | $1.6M | 62k | 25.22 | |
| General Mills (GIS) | 0.8 | $1.5M | 28k | 56.12 | |
| Whirlpool Corporation (WHR) | 0.8 | $1.5M | 10k | 147.31 | |
| iShares Russell 1000 Growth Index (IWF) | 0.8 | $1.5M | 16k | 93.01 | |
| TJX Companies (TJX) | 0.8 | $1.5M | 21k | 71.41 | |
| Bristol Myers Squibb (BMY) | 0.8 | $1.4M | 24k | 59.22 | |
| Kimberly-Clark Corporation (KMB) | 0.8 | $1.4M | 13k | 109.00 | |
| Union Pacific Corporation (UNP) | 0.8 | $1.4M | 16k | 88.41 | |
| UnitedHealth (UNH) | 0.8 | $1.4M | 12k | 116.01 | |
| Facebook Inc cl a (META) | 0.7 | $1.3M | 15k | 89.87 | |
| E.I. du Pont de Nemours & Company | 0.7 | $1.3M | 27k | 48.20 | |
| FedEx Corporation (FDX) | 0.7 | $1.2M | 8.5k | 143.93 | |
| At&t (T) | 0.7 | $1.2M | 37k | 32.58 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $1.2M | 9.9k | 122.31 | |
| Kroger (KR) | 0.7 | $1.2M | 33k | 36.06 | |
| Allergan | 0.7 | $1.2M | 4.4k | 271.86 | |
| ConocoPhillips (COP) | 0.7 | $1.2M | 25k | 47.97 | |
| Seagate Technology Com Stk | 0.7 | $1.2M | 26k | 44.78 | |
| Honeywell International (HON) | 0.6 | $1.2M | 12k | 94.65 | |
| StoneMor Partners | 0.6 | $1.2M | 43k | 27.29 | |
| Kraft Heinz (KHC) | 0.6 | $1.1M | 16k | 70.61 | |
| MetLife (MET) | 0.6 | $1.1M | 23k | 47.13 | |
| Mondelez Int (MDLZ) | 0.6 | $1.1M | 26k | 41.88 | |
| Home Depot (HD) | 0.6 | $1.1M | 9.5k | 115.52 | |
| American International (AIG) | 0.6 | $1.1M | 19k | 56.85 | |
| 3M Company (MMM) | 0.6 | $1.1M | 7.4k | 141.83 | |
| Yum! Brands (YUM) | 0.6 | $1.0M | 13k | 79.95 | |
| Oracle Corporation (ORCL) | 0.6 | $992k | 28k | 36.14 | |
| Landmark Infrastructure | 0.6 | $997k | 67k | 14.88 | |
| Walt Disney Company (DIS) | 0.5 | $953k | 9.3k | 102.20 | |
| Halliburton Company (HAL) | 0.5 | $939k | 27k | 35.33 | |
| Ace Limited Cmn | 0.5 | $925k | 8.9k | 103.41 | |
| Eaton (ETN) | 0.5 | $895k | 18k | 51.28 | |
| International Business Machines (IBM) | 0.5 | $874k | 6.0k | 144.99 | |
| Schlumberger (SLB) | 0.5 | $850k | 12k | 68.94 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $828k | 11k | 74.32 | |
| Pepsi (PEP) | 0.5 | $842k | 8.9k | 94.27 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $822k | 17k | 49.52 | |
| Phillips 66 (PSX) | 0.5 | $814k | 11k | 76.81 | |
| EMC Corporation | 0.4 | $783k | 32k | 24.15 | |
| Humana (HUM) | 0.4 | $786k | 4.4k | 179.00 | |
| iShares Russell Midcap Index Fund (IWR) | 0.4 | $785k | 5.0k | 155.60 | |
| United Technologies Corporation | 0.4 | $756k | 8.5k | 88.98 | |
| ON Semiconductor (ON) | 0.4 | $757k | 81k | 9.39 | |
| American Airls (AAL) | 0.4 | $735k | 19k | 38.81 | |
| Illumina (ILMN) | 0.4 | $734k | 4.2k | 175.81 | |
| Advance Auto Parts (AAP) | 0.4 | $707k | 3.7k | 189.54 | |
| Templeton Dragon Fund (TDF) | 0.4 | $699k | 37k | 18.69 | |
| Vanguard Emerging Markets ETF (VWO) | 0.4 | $713k | 22k | 33.08 | |
| Abbvie (ABBV) | 0.4 | $716k | 13k | 54.45 | |
| U.S. Bancorp (USB) | 0.4 | $689k | 17k | 41.03 | |
| Ameriprise Financial (AMP) | 0.4 | $694k | 6.4k | 109.07 | |
| Lamar Advertising Co-a (LAMR) | 0.4 | $672k | 13k | 52.19 | |
| Philip Morris International (PM) | 0.4 | $657k | 8.3k | 79.30 | |
| Cardinal Health (CAH) | 0.3 | $620k | 8.1k | 76.78 | |
| Mid-America Apartment (MAA) | 0.3 | $612k | 7.5k | 81.87 | |
| Stryker Corporation (SYK) | 0.3 | $612k | 6.5k | 94.15 | |
| Danaher Corporation (DHR) | 0.3 | $614k | 7.2k | 85.27 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.3 | $597k | 18k | 32.76 | |
| Pfizer (PFE) | 0.3 | $602k | 19k | 31.42 | |
| Intel Corporation (INTC) | 0.3 | $594k | 20k | 30.14 | |
| Baker Hughes Incorporated | 0.3 | $593k | 11k | 52.02 | |
| Qualcomm (QCOM) | 0.3 | $600k | 11k | 53.74 | |
| Target Corporation (TGT) | 0.3 | $575k | 7.3k | 78.63 | |
| Jabil Circuit (JBL) | 0.3 | $567k | 25k | 22.37 | |
| Microsoft Corporation (MSFT) | 0.3 | $545k | 12k | 44.30 | |
| American Express Company (AXP) | 0.3 | $542k | 7.3k | 74.13 | |
| Travelers Companies (TRV) | 0.3 | $543k | 5.5k | 99.54 | |
| Nextera Energy (NEE) | 0.3 | $552k | 5.7k | 97.50 | |
| Unilever (UL) | 0.3 | $543k | 13k | 40.77 | |
| Ciena Corporation (CIEN) | 0.3 | $529k | 26k | 20.72 | |
| Skyworks Solutions (SWKS) | 0.3 | $503k | 6.0k | 84.25 | |
| Wells Fargo & Company (WFC) | 0.3 | $497k | 9.7k | 51.35 | |
| Amgen (AMGN) | 0.3 | $498k | 3.6k | 138.33 | |
| Anheuser-Busch InBev NV (BUD) | 0.3 | $497k | 4.7k | 106.31 | |
| Lincoln National Corporation (LNC) | 0.3 | $475k | 10k | 47.50 | |
| Brown-Forman Corporation (BF.B) | 0.3 | $465k | 4.8k | 96.88 | |
| Newell Rubbermaid (NWL) | 0.3 | $477k | 12k | 39.75 | |
| Henry Schein (HSIC) | 0.3 | $465k | 3.5k | 132.86 | |
| Brown-Forman Corporation (BF.A) | 0.3 | $469k | 4.4k | 107.08 | |
| ConAgra Foods (CAG) | 0.3 | $466k | 12k | 40.54 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.3 | $480k | 24k | 20.24 | |
| PNC Financial Services (PNC) | 0.2 | $454k | 5.1k | 89.29 | |
| Ventas (VTR) | 0.2 | $459k | 8.2k | 56.05 | |
| Baidu (BIDU) | 0.2 | $460k | 3.4k | 137.31 | |
| Morgan Stanley (MS) | 0.2 | $436k | 14k | 31.48 | |
| Maxim Integrated Products | 0.2 | $438k | 13k | 33.44 | |
| Apollo Investment | 0.2 | $434k | 79k | 5.48 | |
| Anthem (ELV) | 0.2 | $440k | 3.1k | 139.90 | |
| Lowe's Companies (LOW) | 0.2 | $410k | 5.9k | 69.00 | |
| Flowserve Corporation (FLS) | 0.2 | $416k | 10k | 41.18 | |
| Hartford Financial Services (HIG) | 0.2 | $394k | 8.6k | 45.81 | |
| MasterCard Incorporated (MA) | 0.2 | $392k | 4.3k | 90.22 | |
| Devon Energy Corporation (DVN) | 0.2 | $402k | 11k | 37.10 | |
| Altria (MO) | 0.2 | $397k | 7.3k | 54.35 | |
| Eli Lilly & Co. (LLY) | 0.2 | $379k | 4.5k | 83.61 | |
| Annaly Capital Management | 0.2 | $358k | 36k | 9.88 | |
| Tractor Supply Company (TSCO) | 0.2 | $358k | 4.2k | 84.35 | |
| BioMarin Pharmaceutical (BMRN) | 0.2 | $363k | 3.5k | 105.22 | |
| Norfolk Southern (NSC) | 0.2 | $371k | 4.9k | 76.49 | |
| CBS Corporation | 0.2 | $361k | 9.1k | 39.88 | |
| Stericycle (SRCL) | 0.2 | $369k | 2.7k | 139.25 | |
| McDonald's Corporation (MCD) | 0.2 | $347k | 3.5k | 98.64 | |
| Wal-Mart Stores (WMT) | 0.2 | $322k | 5.0k | 64.88 | |
| Medtronic (MDT) | 0.2 | $335k | 5.0k | 67.00 | |
| Abbott Laboratories (ABT) | 0.2 | $305k | 7.6k | 40.15 | |
| Hewlett-Packard Company | 0.2 | $311k | 12k | 25.65 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $296k | 14k | 20.72 | |
| Carnival Corporation (CCL) | 0.2 | $293k | 5.9k | 49.66 | |
| J.M. Smucker Company (SJM) | 0.2 | $286k | 2.5k | 114.22 | |
| Hertz Global Holdings | 0.2 | $288k | 17k | 16.72 | |
| Cavium | 0.2 | $295k | 4.8k | 61.46 | |
| Paypal Holdings (PYPL) | 0.2 | $290k | 9.4k | 31.02 | |
| Western Digital (WDC) | 0.1 | $276k | 3.5k | 79.42 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $265k | 4.0k | 66.25 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $268k | 4.7k | 57.22 | |
| Energy Transfer Partners | 0.1 | $281k | 6.9k | 41.02 | |
| China Petroleum & Chemical | 0.1 | $248k | 4.0k | 61.54 | |
| Comcast Corporation (CMCSA) | 0.1 | $252k | 4.4k | 56.88 | |
| Genuine Parts Company (GPC) | 0.1 | $262k | 3.2k | 82.78 | |
| LifePoint Hospitals | 0.1 | $249k | 3.5k | 70.94 | |
| Plum Creek Timber | 0.1 | $263k | 6.7k | 39.44 | |
| Starbucks Corporation (SBUX) | 0.1 | $261k | 4.6k | 56.94 | |
| Texas Roadhouse (TXRH) | 0.1 | $257k | 6.9k | 37.25 | |
| India Fund (IFN) | 0.1 | $234k | 9.6k | 24.36 | |
| Royal Caribbean Cruises (RCL) | 0.1 | $232k | 2.6k | 89.23 | |
| eBay (EBAY) | 0.1 | $229k | 9.4k | 24.49 | |
| Tenne | 0.1 | $233k | 5.2k | 44.81 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $228k | 1.7k | 134.04 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $228k | 2.6k | 88.54 | |
| General Motors Company (GM) | 0.1 | $242k | 8.1k | 30.06 | |
| Criteo Sa Ads (CRTO) | 0.1 | $240k | 6.4k | 37.50 | |
| Ford Motor Company (F) | 0.1 | $215k | 16k | 13.58 | |
| Cameron International Corporation | 0.1 | $222k | 3.6k | 61.24 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $222k | 2.5k | 90.21 | |
| KKR & Co | 0.1 | $220k | 13k | 16.83 | |
| IAC/InterActive | 0.1 | $203k | 3.1k | 65.38 | |
| Hillenbrand (HI) | 0.1 | $201k | 7.7k | 26.06 | |
| Web | 0.1 | $202k | 9.6k | 21.07 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $124k | 12k | 10.55 | |
| Trina Solar | 0.1 | $130k | 15k | 8.97 | |
| BGC Partners | 0.1 | $100k | 12k | 8.29 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.1 | $89k | 11k | 8.50 | |
| Genspera | 0.1 | $83k | 230k | 0.36 | |
| Singapore Fund | 0.1 | $86k | 10k | 8.60 | |
| China Green Agriculture | 0.0 | $17k | 10k | 1.70 | |
| Reneuron Group Plc Ord F | 0.0 | $6.0k | 100k | 0.06 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 14k | 0.00 |
