Regent Investment Management

Latest statistics and disclosures from Regent Investment Management's latest quarterly 13F-HR filing:

Companies in the Regent Investment Management portfolio as of June 2019 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Apple (AAPL) 3.87 60150 197.92
JPMorgan Chase & Co. (JPM) 3.72 102170 111.80
Amazon (AMZN) 2.94 4775 1893.60
Facebook Inc cl a 2.92 46556 192.99
Microsoft Corporation (MSFT) 2.71 62186 133.96
Alphabet Inc Class C cs 2.44 6942 -2% 1080.96
Johnson & Johnson (JNJ) 2.31 50931 139.28
Procter & Gamble Company (PG) 2.07 58076 -5% 109.65
WesBan (WSBC) 2.07 165413 -2% 38.55
Brown-Forman Corporation (BF.B) 1.83 101217 55.43
Cisco Systems (CSCO) 1.73 97203 +12% 54.73
Bank of America Corporation (BAC) 1.46 155048 29.00
Merck & Co (MRK) 1.43 52487 +8% 83.84
Dxc Technology 1.43 79903 55.15
Verizon Communications (VZ) 1.42 76576 +4% 57.13
Walgreen Boots Alliance 1.30 73207 54.67
Booking Holdings 1.30 2126 -3% 1874.88
Celgene Corporation (CELG) 1.28 42523 92.44
Alibaba Group Holding Ltd Spon 1.27 23040 +8% 169.44
CVS Caremark Corporation (CVS) 1.24 69929 -2% 54.48
IAC/InterActive (IACI) 1.23 17425 -4% 217.50
Williams Companies (WMB) 1.16 126855 +26% 28.04
AT&T; (T) 1.14 104306 +18% 33.51
Citigroup Inc 1.07 47085 70.02
Morgan Stanley (MS) 1.06 74540 -7% 43.82
Unilever (UL) 1.04 51389 61.98
Biosante Pharmaceuticals 1.04 39009 -9% 82.21
UnitedHealth (UNH) 1.03 12962 +13% 244.02
FedEx Corporation (FDX) 1.01 18864 164.18
Visa (V) 1.01 17880 -2% 173.55
Horizon Therapeutics Plc 1.01 129110 NEW 24.06
Alphabet Inc Class A cs 0.98 2768 1082.82
Workday Inc cl a 0.87 13025 205.60
Chevron Corporation (CVX) 0.82 20309 124.46
Carnival Corporation (CCL) 0.82 54488 +2% 46.54
Royal Caribbean Cruises Ltd. 0.80 20178 +2% 121.22
Pfizer (PFE) 0.79 56209 43.32
Prudential Financial (PRU) 0.79 24165 101.01
V.F. Corporation (VFC) 0.77 27084 87.36
Thermo Fisher Scientific (TMO) 0.77 8085 293.63
Micron Technology (MU) 0.76 60365 38.58
Skyworks Solutions (SWKS) 0.75 29695 +49% 77.29
TJX Companies (TJX) 0.73 42315 +5% 52.89
Comcast Corporation (CMCSA) 0.72 52332 -11% 42.29
Berkshire Hathaway (BRK.B) 0.72 10349 -4% 213.16
Boeing Company (BA) 0.70 5933 +402% 364.07
Abbott Laboratories (ABT) 0.69 25201 -9% 84.08
Walt Disney Company (DIS) 0.69 15083 139.63
Kinder Morgan Inc. 0.68 100684 -3% 20.88
Coca-Cola Company (KO) 0.66 39663 50.93
Honeywell International (HON) 0.66 11687 174.55
Broadcom Ltd 0.55 5874 +12% 287.88
Home Depot (HD) 0.54 7961 208.01
Ameriprise Financial (AMP) 0.53 11173 +5% 145.17
Schwab Emerging Markets Equity ETF (SCHE) 0.52 61010 +5% 26.24
Oracle Corporation (ORCL) 0.49 26343 56.98
Vanguard Emerging Markets ETF (VWO) 0.49 35385 42.53
Abbvie 0.49 20881 72.70
Intel Corporation (INTC) 0.46 29621 -3% 47.88
J.M. Smucker Company (SJM) 0.46 12399 +2% 115.17
Becton, Dickinson and (BDX) 0.45 5456 +63% 252.02
Texas Instruments Incorporated (TXN) 0.45 12050 114.77
General Mills (GIS) 0.44 25860 52.51
Delta Air Lines (DAL) 0.44 23902 56.73
Kimberly-Clark Corporation (KMB) 0.42 9588 -12% 133.25
Stryker Corporation (SYK) 0.42 6321 205.51
Cardinal Health (CAH) 0.41 26825 +4% 47.08
3M Company (MMM) 0.41 7264 173.37
AmerisourceBergen (ABC) 0.40 14285 -10% 85.26
Anheuser-Busch InBev NV (BUD) 0.40 13894 -7% 88.53
Lowe's Companies (LOW) 0.40 12190 -46% 100.90
ConocoPhillips (COP) 0.39 19606 61.00
Danaher Corporation (DHR) 0.38 8143 142.94
Western Digital (WDC) 0.37 24213 47.54
Pepsi (PEP) 0.36 8341 131.16
Chubb 0.36 7464 147.24
McKesson Corporation (MCK) 0.34 7710 -20% 134.37
iShares Russell Midcap Growth Idx. (IWP) 0.34 7430 -3% 142.53
Mylan Nv 0.34 55075 -13% 19.05
Union Pacific Corporation (UNP) 0.33 6087 169.05
Whirlpool Corporation (WHR) 0.33 7035 142.43
Diageo (DEO) 0.33 5900 -5% 172.37
MetLife (MET) 0.33 20331 +14% 49.68
Yum! Brands (YUM) 0.32 8850 -2% 110.62
Humana (HUM) 0.32 3728 -2% 265.29
Energy Transfer Equity (ETE) 0.31 66998 +2% 14.08
Mondelez Int 0.31 17609 53.92
Landmark Infrastructure 0.31 57307 16.86
Charles Schwab Corporation (SCHW) 0.30 23025 40.17
Albemarle Corporation (ALB) 0.30 12895 70.41
Liberty All-Star Equity Fund (USA) 0.30 145500 +7% 6.43
Travelers Companies (TRV) 0.29 5988 149.47
ON Semiconductor (ONNN) 0.29 44298 20.20
Palo Alto Networks 0.29 4450 203.66
United Technologies Corporation (UTX) 0.28 6645 -14% 130.17
PPL Corporation (PPL) 0.27 26875 +39% 31.00
Illumina (ILMN) 0.27 2270 368.28
Dupont De Nemours Inc Com 0.27 10934 NEW 75.09
U.S. Ban (USB) 0.26 15330 +2% 52.38
Exxon Mobil Corporation (XOM) 0.26 10331 76.66
Bristol Myers Squibb (BMY) 0.26 17852 45.37
Emerson Electric (EMR) 0.26 12207 66.68
Baidu (BIDU) 0.26 6915 -17% 117.39
Wisdomtree Tr intl hedge eqt 0.25 11535 NEW 66.15
Phillips 66 0.25 8195 93.59
Nextera Energy Inc C om 0.24 3530 -14% 204.84
Rio Tinto (RIO) 0.24 11700 -2% 62.31
Hldgs Inc 0.24 8290 87.58
MasterCard Incorporated (MA) 0.23 2660 -10% 264.66
Norfolk Southern (NSC) 0.23 3605 -5% 199.45
CBS Corporation (CBS) 0.23 14137 49.87
QUALCOMM (QCOM) 0.23 9312 +107% 76.03
Anthem 0.23 2515 282.31
Taiwan Semiconductor Mfg (TSM) 0.22 17453 39.19
Adobe Systems Incorporated (ADBE) 0.21 2220 +4% 294.59
Royal Dutch Shell (RDS.B) 0.21 9710 -3% 65.71
Enbridge Inc 0.21 17747 36.06
Paypal Holdings 0.21 5660 114.49
American Express Company (AXP) 0.20 5000 123.40
PNC Financial Services (PNC) 0.20 4425 137.18
American International (AIG) 0.20 11440 -4% 53.32
Eli Lilly & Co. (LLY) 0.19 5233 +23% 110.70
Maxim Integrated Products (MXIM) 0.19 9650 -5% 59.79
Philip Morris International (PM) 0.19 7466 +2% 78.60
Fiserv (FISV) 0.19 6340 91.17
Capitala Finance 0.19 63225 -20% 9.46
Lamar Advertising Co-a 0.19 7315 -2% 80.66
Apellis Pharmaceuticals Inc 0.19 23309 NEW 25.36
Gilead Sciences (GILD) 0.17 7795 -2% 67.61
Dow Inc 0.17 10466 NEW 49.30
Lincoln National Corporation (LNC) 0.16 7800 64.49
Waters Corporation (WAT) 0.16 2240 215.18
Henry Schein (HSIC) 0.16 7000 69.86
First Solar (FSLR) 0.16 7345 -11% 65.62
Brixmor Prty 0.16 27700 NEW 17.87
Hartford Financial Services (HIG) 0.15 8000 55.75
McDonald's Corporation (MCD) 0.15 2249 -3% 207.65
Brown-Forman Corporation (BF.A) 0.15 8310 54.99
BGC Partners (BGCP) 0.15 86700 +29% 5.21
Moody's Corporation (MCO) 0.14 2157 -31% 195.18
Applied Materials (AMAT) 0.14 9400 -6% 44.89
Plains All American Pipeline (PAA) 0.14 17200 +32% 24.36
Kraft Heinz 0.14 13944 -22% 31.08
Hewlett Packard Enterprise 0.14 29630 14.95
Perspecta Inc 0.14 18545 -17% 23.40
Cigna Corp New 0.14 2754 157.59
Costco Wholesale Corporation (COST) 0.13 1485 263.97
Wells Fargo & Company (WFC) 0.13 8441 47.27
Activision Blizzard (ATVI) 0.13 8608 47.17
iShares MSCI EAFE Index Fund (EFA) 0.12 5466 65.63
Churchill Downs (CHDN) 0.12 3305 +2% 114.98
Apollo Commercial Real Est. Finance (ARI) 0.12 19400 18.41
Schwab U S Large Cap Growth ETF (SCHG) 0.12 4270 +30% 83.14
American Airls 0.12 11694 32.58
Yum China Holdings 0.12 7950 -7% 46.16
Livent Corp 0.12 54275 +18% 6.93
Caterpillar (CAT) 0.11 2475 136.16
Amgen (AMGN) 0.11 1800 184.44
ConAgra Foods (CAG) 0.11 12225 +25% 26.50
Jabil Circuit (JBL) 0.11 10900 -10% 31.56
Mosaic Co New 0.11 13200 +8% 25.00
Eaton 0.11 3892 83.27
iShares MSCI Emerging Markets Indx (EEM) 0.10 7279 -2% 42.86
Genuine Parts Company (GPC) 0.10 3000 103.67
Hillenbrand (HI) 0.10 7713 39.54
Kroger (KR) 0.10 13500 21.70
Altria (MO) 0.10 6357 47.35
eBay (EBAY) 0.10 8000 -4% 39.50
Magna Intl Inc cl a 0.10 6450 -14% 49.71
Ciena Corporation (CIEN) 0.10 7387 -2% 41.15
Corteva Inc Com 0.10 10466 NEW 29.52
Sherwin-Williams Company (SHW) 0.09 575 459.13
Schlumberger (SLB) 0.09 6886 -9% 39.79
Starbucks Corporation (SBUX) 0.09 3234 83.80
Hershey Company (HSY) 0.09 2073 134.11
Allergan 0.09 1705 +23% 167.16
S&p Global 0.09 1233 227.90
Fortive 0.09 3534 81.49
Waste Management (WM) 0.08 2200 115.56
Microchip Technology (MCHP) 0.08 2659 -6% 86.87
Halliburton Company (HAL) 0.08 11150 +4% 22.78
Weyerhaeuser Company (WY) 0.08 9400 26.38
Beacon Roofing Supply (BECN) 0.08 6900 -6% 36.67
Seagate Technology Com Stk 0.08 5062 47.21
iShares Russell 2000 Value Index (IWN) 0.08 2011 120.34
iShares Russell 2000 Growth Index (IWO) 0.08 1250 -16% 200.80
Templeton Dragon Fund (TDF) 0.08 12500 19.20
Newmark Group Inc 0.08 26353 +61% 8.92
Annaly Capital Management (NLY) 0.07 23171 9.11
Dominion Resources (D) 0.07 2702 77.35
United Parcel Service (UPS) 0.07 2030 NEW 103.45
Raytheon Company (RTN) 0.07 1200 +9% 174.17
Royal Dutch Shell (RDS.A) 0.07 3350 65.07
Zimmer Holdings (ZMH) 0.07 1800 117.78
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.07 578 347.75
LHC (LHCG) 0.07 1830 119.67
Coty Inc Cl A 0.06 13084 -51% 13.40
Etfis Ser Tr I infrac act m 0.06 32000 +166% 5.56
General Electric Company (GE) 0.05 14886 10.48
Mr Cooper Group Inc Com stock 0.05 18524 +19% 7.99
Golar Lng Partners Lp unit 0.04 11000 11.25
* Washington Prime Group New Com stock 0.04 28000 3.88
Cleveland-cliffs Inc 0.04 11765 10.70
BioTime (BTIM) 0.01 20000 1.10
Malin Corp Plc Ordf 0.01 10000 4.50
Wonder Auto Tech Inc Xxx Escro 0.00 10000 0.00

Past 13F-HR SEC Filings by Regent Investment Management

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