Regent Investment Management

Latest statistics and disclosures from Regent Investment Management's latest quarterly 13F-HR filing:

Portfolio Holdings for Regent Investment Management

Companies in the Regent Investment Management portfolio as of the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Apple (AAPL) 5.94 56705 254.28
Amazon (AMZN) 3.93 4898 -2% 1949.78
Microsoft Corporation (MSFT) 3.76 57978 -2% 157.71
JPMorgan Chase & Co. (JPM) 3.52 94841 -2% 90.02
Facebook Inc cl a 3.39 49410 +4% 166.81
Alphabet Inc Class C cs 3.21 6706 1162.84
Johnson & Johnson (JNJ) 2.71 50226 +2% 131.14
Brown-Forman Corporation (BF.B) 2.32 101355 55.51
Procter & Gamble Company (PG) 2.29 50616 110.00
Bristol Myers Squibb (BMY) 2.06 89591 +12% 55.74
Alibaba Group Holding Ltd Spon 1.92 23990 194.50
Merck & Co (MRK) 1.90 59917 +11% 76.95
Verizon Communications (VZ) 1.85 83504 +5% 53.73
QUALCOMM (QCOM) 1.84 66209 +21% 67.65
CVS Caremark Corporation (CVS) 1.82 74634 +5% 59.33
Horizon Therapeutics Plc 1.61 131738 29.62
Cisco Systems (CSCO) 1.56 96194 39.31
WesBan (WSBC) 1.43 146207 -7% 23.70
AT&T; (T) 1.40 116641 +8% 29.15
Alphabet Inc Class A cs 1.28 2670 -3% 1161.80
UnitedHealth (UNH) 1.26 12259 -5% 249.37
Bank of America Corporation (BAC) 1.25 143022 21.23
IAC/InterActive (IACI) 1.19 16125 179.22
Skyworks Solutions (SWKS) 1.16 31520 +17% 89.37
Visa (V) 1.13 17106 161.11
Walgreen Boots Alliance 1.11 59139 -2% 45.76
Broadcom Ltd 1.00 10195 +50% 237.08
Micron Technology (MU) 0.96 55599 42.05
Citigroup Inc 0.96 55583 +22% 42.12
Thermo Fisher Scientific (TMO) 0.94 8077 283.64
Morgan Stanley (MS) 0.92 65927 -2% 34.01
Unilever (UL) 0.80 38344 -15% 50.57
Williams Companies (WMB) 0.79 135800 -2% 14.15
TJX Companies (TJX) 0.76 38582 -4% 47.82
Comcast Corporation (CMCSA) 0.74 52257 34.39
Walt Disney Company (DIS) 0.74 18574 +5% 96.59
Schwab Emerging Markets Equity ETF (SCHE) 0.73 85140 20.70
Coca-Cola Company (KO) 0.72 39399 44.24
Pfizer (PFE) 0.72 53788 32.63
Berkshire Hathaway (BRK.B) 0.69 9184 -9% 182.82
Biosante Pharmaceuticals 0.68 40579 40.74
Workday Inc cl a 0.67 12450 130.20
General Mills (GIS) 0.65 29700 +14% 52.76
Home Depot (HD) 0.63 8194 186.72
Intel Corporation (INTC) 0.62 27924 -5% 54.12
Abbott Laboratories (ABT) 0.57 17597 -7% 78.93
Honeywell International (HON) 0.56 10168 -4% 133.75
Kinder Morgan Inc. 0.56 97850 -4% 13.92
Chevron Corporation (CVX) 0.54 17999 -8% 72.48
Oracle Corporation (ORCL) 0.53 26493 48.31
V.F. Corporation (VFC) 0.52 23139 54.06
Abbvie 0.51 16216 -4% 76.19
Infracap Active Mlp Etf etf 0.51 114500 NEW 10.83
Ameriprise Financial (AMP) 0.50 11819 102.46
Texas Instruments Incorporated (TXN) 0.50 12050 99.92
Prudential Financial (PRU) 0.50 23125 +6% 52.15
Becton, Dickinson and (BDX) 0.49 5226 229.81
Verisign (VRSN) 0.48 6525 180.08
McKesson Corporation (MCK) 0.47 8410 +7% 135.32
Danaher Corporation (DHR) 0.45 7932 -2% 138.43
FedEx Corporation (FDX) 0.44 8904 -33% 121.29
Stryker Corporation (SYK) 0.43 6300 166.51
Vanguard Emerging Markets ETF (VWO) 0.43 30806 33.56
Booking Holdings 0.42 754 -48% 1344.83
Kimberly-Clark Corporation (KMB) 0.41 7823 -11% 127.87
Humana (HUM) 0.41 3183 -3% 314.17
Western Digital (WDC) 0.38 22460 +18% 41.63
Pepsi (PEP) 0.37 7466 -3% 120.14
3M Company (MMM) 0.35 6289 -19% 136.54
AmerisourceBergen (ABC) 0.35 9605 -8% 88.50
Lowe's Companies (LOW) 0.35 9775 +5% 86.04
Mondelez Int 0.33 16183 -4% 50.06
Union Pacific Corporation (UNP) 0.32 5588 141.02
ConAgra Foods (CAG) 0.31 25632 +50% 29.34
J.M. Smucker Company (SJM) 0.31 6844 -22% 111.05
Chubb 0.31 6791 111.62
Nextera Energy Inc C om 0.30 3058 -12% 240.75
Eli Lilly & Co. (LLY) 0.28 4933 -5% 138.78
Diageo (DEO) 0.28 5400 127.04
Adobe Systems Incorporated (ADBE) 0.27 2095 -5% 318.38
Anheuser-Busch InBev NV (BUD) 0.27 14814 -3% 44.15
Liberty All-Star Equity Fund (USA) 0.27 135000 4.84
Taiwan Semiconductor Mfg (TSM) 0.26 13453 47.80
Paypal Holdings 0.26 6690 +11% 95.81
Yum! Brands (YUM) 0.25 8970 68.56
Albemarle Corporation (ALB) 0.25 10755 -11% 56.35
Cardinal Health (CAH) 0.24 12050 -12% 47.97
Travelers Companies (TRV) 0.24 5929 99.34
Emerson Electric (EMR) 0.24 12207 47.68
United Technologies Corporation (UTX) 0.24 6205 -3% 94.28
PPL Corporation (PPL) 0.24 23675 -5% 24.67
Illumina (ILMN) 0.24 2095 273.03
MetLife (MET) 0.24 19031 -7% 30.58
Anthem 0.24 2515 227.04
Apellis Pharmaceuticals Inc 0.24 21309 26.80
Mylan Nv 0.23 38175 -21% 14.90
Philip Morris International (PM) 0.22 7466 73.01
Gilead Sciences (GILD) 0.22 7095 -5% 74.70
American Express Company (AXP) 0.21 6000 85.67
MasterCard Incorporated (MA) 0.20 1965 -9% 241.73
ConocoPhillips (COP) 0.20 15539 -7% 30.83
Palo Alto Networks 0.20 3025 -24% 163.97
Cigna Corp New 0.20 2754 177.20
Norfolk Southern (NSC) 0.19 3180 -9% 145.91
Landmark Infrastructure 0.19 43384 -3% 10.56
Brown-Forman Corporation (BF.A) 0.18 8336 51.34
Delta Air Lines (DAL) 0.18 15505 -35% 28.51
ON Semiconductor (ONNN) 0.18 35198 -5% 12.44
U.S. Ban (USB) 0.17 11972 -18% 34.41
PNC Financial Services (PNC) 0.17 4325 -2% 95.84
Rio Tinto (RIO) 0.17 9300 -20% 45.59
Applied Materials (AMAT) 0.17 9035 +25% 45.82
Costco Wholesale Corporation (COST) 0.16 1392 -6% 285.20
Exxon Mobil Corporation (XOM) 0.16 10531 37.98
Amgen (AMGN) 0.16 1900 +5% 202.63
Activision Blizzard (ATVI) 0.16 6709 -2% 59.47
Henry Schein (HSIC) 0.15 7000 50.57
Phillips 66 0.15 6658 53.62
Bausch Health Companies 0.15 23495 NEW 15.49
Livent Corp 0.15 70425 -26% 5.25
Whirlpool Corporation (WHR) 0.14 3880 -22% 85.82
Kroger (KR) 0.14 11500 -14% 30.09
Churchill Downs (CHDN) 0.14 3305 -5% 102.87
Enbridge Inc 0.14 11364 -4% 29.13
Brixmor Prty 0.14 35180 +11% 9.49
McDonald's Corporation (MCD) 0.13 1939 -11% 165.55
Schwab U S Large Cap Growth ETF (SCHG) 0.13 4005 -4% 79.65
Lamar Advertising Co-a 0.13 6315 -9% 51.31
Kraft Heinz 0.13 12454 +6% 24.77
Yum China Holdings 0.13 7450 -9% 42.68
Caterpillar (CAT) 0.12 2475 115.96
Maxim Integrated Products (MXIM) 0.12 5850 -7% 48.55
BGC Partners (BGCP) 0.12 116000 +18% 2.54
American International (AIG) 0.12 12340 24.23
Eaton 0.12 3857 77.56
S&p Global 0.12 1213 244.85
Hartford Financial Services (HIG) 0.11 7500 -6% 35.20
Energy Transfer Equity (ETE) 0.11 59616 -10% 4.61
Jabil Circuit (JBL) 0.11 10450 24.59
Ciena Corporation (CIEN) 0.11 6587 39.78
LHC (LHCG) 0.11 1830 140.44
Apollo Commercial Real Est. Finance (ARI) 0.11 34400 +30% 7.50
Allergan 0.11 1473 -6% 177.19
Moody's Corporation (MCO) 0.10 1141 211.22
United Parcel Service (UPS) 0.10 2680 +28% 93.28
eBay (EBAY) 0.10 8400 -4% 30.12
Seagate Technology Com Stk 0.10 4800 +6% 48.75
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.10 1388 +10% 175.79
Tesla Motors (TSLA) 0.10 484 524.79
iShares Russell Midcap Growth Idx. (IWP) 0.10 2100 121.43
Ishares Tr usa min vo 0.10 4514 54.05
Ishares Msci Usa Quality Facto invalid 0.10 2860 +9% 81.12
Dxc Technology 0.10 19336 -9% 13.03
iShares MSCI Emerging Markets Indx (EEM) 0.09 6279 -13% 34.08
Charles Schwab Corporation (SCHW) 0.09 6575 -8% 33.61
Waters Corporation (WAT) 0.09 1240 182.26
Altria (MO) 0.09 5565 +5% 38.63
Royal Dutch Shell (RDS.B) 0.09 6410 -29% 32.61
Take-Two Interactive Software (TTWO) 0.09 1800 -10% 118.33
Templeton Dragon Fund (TDF) 0.09 12500 17.04
Hldgs Inc 0.09 6650 -23% 31.58
Main Street Capital Corporation (MAIN) 0.09 10100 NEW 20.53
Capitala Finance 0.09 69950 3.15
Dupont De Nemours Inc Com 0.09 6348 -29% 34.03
Lincoln National Corporation (LNC) 0.08 7700 26.36
Genuine Parts Company (GPC) 0.08 3000 67.33
Starbucks Corporation (SBUX) 0.08 3114 65.83
Newell Rubbermaid (NWL) 0.06 10400 13.27
General Electric Company (GE) 0.05 14940 7.97
Annaly Capital Management (NLY) 0.04 21271 -4% 5.08
JetBlue Airways Corporation (JBLU) 0.04 11150 NEW 8.97
Plains All American Pipeline (PAA) 0.04 16500 -9% 5.27
Rts/bristol-myers Squibb Compa 0.04 23958 -32% 3.80
Coty Inc Cl A 0.03 14527 5.16
Gaslog Partners 0.03 33500 NEW 2.18
Golar Lng Partners Lp unit 0.02 12000 -25% 3.33
Malin Corp Plc Ordf 0.01 10000 3.00
Lineage Cell Therapeutics In 0.01 20000 0.85
Wonder Auto Tech Inc Xxx Escro 0.00 10000 0.00

Past Filings by Regent Investment Management

View past SEC 13F filings by Regent Investment Management

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