Regent Investment Management as of Sept. 30, 2020
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 189 positions in its portfolio as reported in the September 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 7.6 | $25M | 214k | 115.81 | |
| Amazon (AMZN) | 4.8 | $16M | 4.9k | 3148.73 | |
| Facebook Inc Class A Cl A (META) | 3.9 | $13M | 48k | 261.90 | |
| Microsoft Corporation (MSFT) | 3.7 | $12M | 57k | 210.33 | |
| Alphabet Inc. Class C Cap Stk Cl C (GOOG) | 3.1 | $9.9M | 6.7k | 1469.62 | |
| JPMorgan Chase & Co. (JPM) | 2.8 | $9.2M | 96k | 96.27 | |
| Johnson & Johnson (JNJ) | 2.8 | $9.2M | 62k | 148.89 | |
| Horizon Therapeutics P F SHS | 2.8 | $9.2M | 118k | 77.68 | |
| Qualcomm (QCOM) | 2.4 | $7.8M | 66k | 117.69 | |
| Brown Forman Corp CL B (BF.B) | 2.2 | $7.1M | 95k | 75.32 | |
| Procter & Gamble Company (PG) | 2.2 | $7.0M | 50k | 138.99 | |
| Alibaba Group Holding F Sponso Sponsored Ads (BABA) | 1.9 | $6.1M | 21k | 293.97 | |
| Bristol Myers Squibb (BMY) | 1.9 | $6.0M | 100k | 60.29 | |
| Verizon Communications (VZ) | 1.5 | $4.7M | 80k | 59.49 | |
| Merck & Co (MRK) | 1.4 | $4.7M | 56k | 82.95 | |
| Skyworks Solutions (SWKS) | 1.4 | $4.5M | 31k | 145.51 | |
| CVS Caremark Corporation (CVS) | 1.3 | $4.3M | 74k | 58.40 | |
| Broadcom (AVGO) | 1.2 | $3.9M | 11k | 364.30 | |
| At&t (T) | 1.1 | $3.7M | 129k | 28.51 | |
| Alphabet Inc. Class A Cap Stk Cl A (GOOGL) | 1.1 | $3.7M | 2.5k | 1465.70 | |
| Thermo Fisher Scientific (TMO) | 1.1 | $3.5M | 7.9k | 441.54 | |
| Visa Inc Class A Com Cl A (V) | 1.1 | $3.4M | 17k | 199.95 | |
| Cisco Systems (CSCO) | 1.0 | $3.4M | 85k | 39.39 | |
| Match Group (MTCH) | 1.0 | $3.3M | 30k | 110.64 | |
| UnitedHealth (UNH) | 0.9 | $3.1M | 9.8k | 311.79 | |
| Morgan Stanley Com New (MS) | 0.9 | $2.9M | 60k | 48.34 | |
| WesBan (WSBC) | 0.9 | $2.8M | 133k | 21.36 | |
| Bank of America Corporation (BAC) | 0.9 | $2.8M | 116k | 24.09 | |
| Workday Inc Com Usd0.001cl A Cl A (WDAY) | 0.8 | $2.7M | 13k | 215.10 | |
| Micron Technology (MU) | 0.8 | $2.6M | 56k | 46.96 | |
| Toro Company (TTC) | 0.8 | $2.6M | 31k | 83.94 | |
| Pfizer (PFE) | 0.8 | $2.6M | 70k | 36.70 | |
| Comcast Corp Class A Cl A (CMCSA) | 0.8 | $2.5M | 54k | 46.26 | |
| TJX Companies (TJX) | 0.8 | $2.5M | 45k | 55.64 | |
| Williams Companies (WMB) | 0.7 | $2.4M | 122k | 19.65 | |
| Citigroup Com New (C) | 0.7 | $2.4M | 55k | 43.11 | |
| Home Depot (HD) | 0.7 | $2.2M | 8.1k | 277.67 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.7 | $2.2M | 10k | 212.53 | |
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.7 | $2.2M | 82k | 26.76 | |
| Disney Walt Com Disney (DIS) | 0.7 | $2.2M | 18k | 124.09 | |
| Iac Interactive Ord | 0.7 | $2.1M | 18k | 119.78 | |
| Unilever Spon Adr New (UL) | 0.6 | $2.1M | 34k | 61.68 | |
| Abbott Laboratories (ABT) | 0.6 | $2.0M | 19k | 108.84 | |
| Coca-Cola Company (KO) | 0.6 | $2.0M | 41k | 49.36 | |
| McKesson Corporation (MCK) | 0.6 | $1.9M | 13k | 148.96 | |
| Ameriprise Financial (AMP) | 0.6 | $1.9M | 12k | 154.15 | |
| Walgreen Boots Alliance (WBA) | 0.6 | $1.9M | 52k | 35.92 | |
| Abbvie (ABBV) | 0.6 | $1.8M | 21k | 87.57 | |
| General Mills (GIS) | 0.5 | $1.7M | 27k | 61.68 | |
| Danaher Corporation (DHR) | 0.5 | $1.7M | 7.7k | 215.29 | |
| FedEx Corporation (FDX) | 0.5 | $1.6M | 6.4k | 251.51 | |
| V.F. Corporation (VFC) | 0.5 | $1.6M | 22k | 70.24 | |
| Honeywell International (HON) | 0.5 | $1.5M | 9.2k | 164.65 | |
| Fiserv (FI) | 0.5 | $1.5M | 15k | 103.02 | |
| Raytheon Technologies Corp (RTX) | 0.5 | $1.5M | 26k | 57.56 | |
| Lowe's Companies (LOW) | 0.4 | $1.4M | 8.7k | 165.90 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $1.4M | 10k | 142.79 | |
| Paypal Holdings (PYPL) | 0.4 | $1.4M | 6.9k | 197.10 | |
| Becton, Dickinson and (BDX) | 0.4 | $1.4M | 5.8k | 232.67 | |
| Oracle Corporation (ORCL) | 0.4 | $1.3M | 22k | 59.70 | |
| Stryker Corporation (SYK) | 0.4 | $1.3M | 6.3k | 208.41 | |
| Verisign (VRSN) | 0.4 | $1.3M | 6.4k | 204.85 | |
| Chevron Corporation (CVX) | 0.4 | $1.3M | 18k | 71.97 | |
| Philip Morris International (PM) | 0.4 | $1.3M | 17k | 74.97 | |
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.4 | $1.3M | 29k | 43.23 | |
| Prudential Financial (PRU) | 0.4 | $1.2M | 20k | 63.51 | |
| Intel Corporation (INTC) | 0.4 | $1.2M | 24k | 51.76 | |
| Pepsi (PEP) | 0.4 | $1.2M | 8.8k | 138.56 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.2M | 8.2k | 147.60 | |
| Humana (HUM) | 0.4 | $1.2M | 2.9k | 413.98 | |
| Mondelez Intl Cl A (MDLZ) | 0.4 | $1.2M | 21k | 57.44 | |
| Emerson Electric (EMR) | 0.4 | $1.2M | 18k | 65.54 | |
| Liberty All Star Equity Sh Ben Int (USA) | 0.4 | $1.1M | 190k | 6.01 | |
| 3M Company (MMM) | 0.4 | $1.1M | 7.1k | 160.23 | |
| Smucker J M Com New (SJM) | 0.3 | $1.1M | 9.6k | 115.53 | |
| Booking Holdings (BKNG) | 0.3 | $1.1M | 645.00 | 1710.08 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.1M | 5.6k | 196.85 | |
| Biosante Pharmaceuticals (ANIP) | 0.3 | $1.0M | 37k | 28.21 | |
| Tesla Motors (TSLA) | 0.3 | $1.0M | 2.4k | 428.93 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $1.0M | 2.1k | 490.51 | |
| United Parcel Service CL B (UPS) | 0.3 | $966k | 5.8k | 166.70 | |
| Western Digital (WDC) | 0.3 | $960k | 26k | 36.54 | |
| ConAgra Foods (CAG) | 0.3 | $914k | 26k | 35.70 | |
| Ishares Tr Rus Md Cp Gr Etf (IWP) | 0.3 | $868k | 5.0k | 172.94 | |
| Kinder Morgan (KMI) | 0.3 | $863k | 70k | 12.33 | |
| Albemarle Corporation (ALB) | 0.3 | $849k | 9.5k | 89.23 | |
| MetLife (MET) | 0.3 | $827k | 22k | 37.18 | |
| AmerisourceBergen (COR) | 0.2 | $802k | 8.3k | 96.92 | |
| PPL Corporation (PPL) | 0.2 | $777k | 29k | 27.21 | |
| Norfolk Southern (NSC) | 0.2 | $771k | 3.6k | 214.05 | |
| Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) | 0.2 | $743k | 5.4k | 137.59 | |
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.2 | $725k | 8.9k | 81.08 | |
| Anheuser Busch Inbev S F Spons Sponsored Adr (BUD) | 0.2 | $720k | 13k | 53.89 | |
| American Express Company (AXP) | 0.2 | $713k | 7.1k | 100.27 | |
| Anthem (ELV) | 0.2 | $676k | 2.5k | 268.79 | |
| Illumina (ILMN) | 0.2 | $648k | 2.1k | 309.31 | |
| Apellis Pharmaceuticals (APLS) | 0.2 | $643k | 21k | 30.18 | |
| Ishares Tr Rus 1000 Grw Etf (IWF) | 0.2 | $642k | 3.0k | 216.89 | |
| Livent Corp | 0.2 | $629k | 70k | 8.97 | |
| Nextera Energy (NEE) | 0.2 | $623k | 2.2k | 277.78 | |
| Take-Two Interactive Software (TTWO) | 0.2 | $620k | 3.8k | 165.11 | |
| Ishares Tr Msci Chinaetf Msci China Etf (MCHI) | 0.2 | $605k | 8.2k | 74.14 | |
| Mastercard Inc Class A Cl A (MA) | 0.2 | $604k | 1.8k | 338.38 | |
| Yum! Brands (YUM) | 0.2 | $593k | 6.5k | 91.23 | |
| Eli Lilly & Co. (LLY) | 0.2 | $592k | 4.0k | 148.04 | |
| ON Semiconductor (ON) | 0.2 | $586k | 27k | 21.69 | |
| Brown Forman Corp Cl A (BF.A) | 0.2 | $573k | 8.3k | 68.74 | |
| Illinois Tool Works (ITW) | 0.2 | $567k | 2.9k | 193.19 | |
| McDonald's Corporation (MCD) | 0.2 | $566k | 2.6k | 219.55 | |
| Travelers Companies (TRV) | 0.2 | $558k | 5.2k | 108.12 | |
| Chubb (CB) | 0.2 | $552k | 4.8k | 116.16 | |
| Applied Materials (AMAT) | 0.2 | $552k | 9.3k | 59.42 | |
| Churchill Downs (CHDN) | 0.2 | $541k | 3.3k | 163.69 | |
| Lumentum Hldgs (LITE) | 0.2 | $528k | 7.0k | 75.11 | |
| Whirlpool Corporation (WHR) | 0.2 | $521k | 2.8k | 183.90 | |
| Landmark Infrastructu Com Unit Ltd | 0.2 | $518k | 57k | 9.05 | |
| Brixmor Prty (BRX) | 0.2 | $500k | 43k | 11.69 | |
| Rio Tinto Sponsored Adr (RIO) | 0.1 | $483k | 8.0k | 60.38 | |
| Atmos Energy Corporation (ATO) | 0.1 | $478k | 5.0k | 95.60 | |
| Bausch Health Companies (BHC) | 0.1 | $471k | 30k | 15.55 | |
| PNC Financial Services (PNC) | 0.1 | $464k | 4.2k | 109.79 | |
| ConocoPhillips (COP) | 0.1 | $463k | 14k | 32.83 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $456k | 13k | 34.33 | |
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $446k | 3.9k | 115.10 | |
| Costco Wholesale Corporation (COST) | 0.1 | $443k | 1.2k | 355.25 | |
| eBay (EBAY) | 0.1 | $443k | 8.5k | 52.12 | |
| Palo Alto Networks (PANW) | 0.1 | $434k | 1.8k | 244.51 | |
| Cigna Corp (CI) | 0.1 | $421k | 2.5k | 169.28 | |
| S&p Global (SPGI) | 0.1 | $421k | 1.2k | 360.45 | |
| Cardinal Health (CAH) | 0.1 | $411k | 8.8k | 46.97 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $407k | 1.8k | 223.87 | |
| Kraft Heinz (KHC) | 0.1 | $393k | 13k | 29.95 | |
| LHC | 0.1 | $389k | 1.8k | 212.57 | |
| Gilead Sciences (GILD) | 0.1 | $384k | 6.1k | 63.26 | |
| Eaton Corp Plc F SHS (ETN) | 0.1 | $377k | 3.7k | 102.16 | |
| Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) | 0.1 | $371k | 3.6k | 103.86 | |
| Activision Blizzard | 0.1 | $369k | 4.6k | 81.01 | |
| Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp | 0.1 | $367k | 109k | 3.38 | |
| Select Sector Spdr Trusttechno Technology (XLK) | 0.1 | $366k | 3.1k | 116.63 | |
| Henry Schein (HSIC) | 0.1 | $364k | 6.2k | 58.71 | |
| Amgen (AMGN) | 0.1 | $362k | 1.4k | 254.04 | |
| Lamar Advertising Cl A (LAMR) | 0.1 | $362k | 5.5k | 66.24 | |
| Phillips 66 (PSX) | 0.1 | $361k | 7.0k | 51.79 | |
| Kroger (KR) | 0.1 | $356k | 11k | 33.90 | |
| Caterpillar (CAT) | 0.1 | $354k | 2.4k | 149.05 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $343k | 10k | 34.30 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $331k | 11k | 29.57 | |
| Mylan Nv F Shs Euro | 0.1 | $329k | 22k | 14.84 | |
| American Intl Group Com New (AIG) | 0.1 | $322k | 12k | 27.54 | |
| Mosaic (MOS) | 0.1 | $301k | 17k | 18.24 | |
| Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) | 0.1 | $296k | 4.6k | 63.74 | |
| Weyerhaeuser Co Mtn Be Com New (WY) | 0.1 | $294k | 10k | 28.47 | |
| Energy Transfer Com Ut Ltd Ptn (ET) | 0.1 | $294k | 54k | 5.42 | |
| Baidu Spon Adr Rep A (BIDU) | 0.1 | $292k | 2.3k | 126.68 | |
| Jabil Circuit (JBL) | 0.1 | $289k | 8.5k | 34.20 | |
| Lincoln National Corporation (LNC) | 0.1 | $286k | 9.1k | 31.32 | |
| Us Bancorp Del Com New (USB) | 0.1 | $277k | 7.7k | 35.82 | |
| Ishares Tr Rus 2000 Grw Etf (IWO) | 0.1 | $277k | 1.3k | 221.60 | |
| Yum China Holdings (YUMC) | 0.1 | $270k | 5.1k | 52.94 | |
| Fortive (FTV) | 0.1 | $269k | 3.5k | 76.12 | |
| Carrier Global Corporation (CARR) | 0.1 | $268k | 8.8k | 30.59 | |
| Moody's Corporation (MCO) | 0.1 | $266k | 918.00 | 289.76 | |
| Seagate Technology F SHS | 0.1 | $251k | 5.1k | 49.22 | |
| Zimmer Holdings (ZBH) | 0.1 | $245k | 1.8k | 136.11 | |
| Waters Corporation (WAT) | 0.1 | $243k | 1.2k | 195.97 | |
| Ciena Corp Com New (CIEN) | 0.1 | $242k | 6.1k | 39.76 | |
| Hartford Financial Services (HIG) | 0.1 | $240k | 6.5k | 36.92 | |
| Ventas (VTR) | 0.1 | $235k | 5.6k | 41.96 | |
| Medtronic Plc F SHS (MDT) | 0.1 | $234k | 2.2k | 104.14 | |
| Enbridge (ENB) | 0.1 | $228k | 7.8k | 29.15 | |
| Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) | 0.1 | $227k | 17k | 13.79 | |
| Tractor Supply Company (TSCO) | 0.1 | $225k | 1.6k | 143.31 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $224k | 6.2k | 36.28 | |
| Vici Pptys (VICI) | 0.1 | $224k | 9.6k | 23.33 | |
| National Retail Properties (NNN) | 0.1 | $223k | 6.5k | 34.57 | |
| Hillenbrand (HI) | 0.1 | $219k | 7.7k | 28.39 | |
| Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) | 0.1 | $213k | 1.4k | 147.51 | |
| Altria (MO) | 0.1 | $207k | 5.4k | 38.58 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $176k | 19k | 9.09 | |
| Vale Sa F Sponsored Adr 1 Sponsored Ads (VALE) | 0.1 | $169k | 16k | 10.56 | |
| Salient Midstream & Mlpfund Sh Ben Int | 0.0 | $161k | 46k | 3.50 | |
| Annaly Capital Management | 0.0 | $141k | 20k | 7.13 | |
| Equinox Gold Corp equities (EQX) | 0.0 | $117k | 10k | 11.70 | |
| Bgc Partners Inc Com Usd0.01cl Cl A | 0.0 | $113k | 47k | 2.40 | |
| Capitala Fin Com New | 0.0 | $105k | 11k | 9.39 | |
| General Electric Company | 0.0 | $87k | 14k | 6.24 | |
| Bristol-myers Squibb Right 99/99/9999 | 0.0 | $49k | 22k | 2.26 | |
| Coty Com Cl A (COTY) | 0.0 | $37k | 14k | 2.72 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |
