Regent Investment Management as of Dec. 31, 2019
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 210 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 5.2 | $17M | 58k | 293.65 | |
| JPMorgan Chase & Co. (JPM) | 4.2 | $14M | 98k | 139.40 | |
| Facebook Inc cl a (META) | 3.0 | $9.7M | 47k | 205.26 | |
| Microsoft Corporation (MSFT) | 2.9 | $9.4M | 60k | 157.70 | |
| Amazon (AMZN) | 2.8 | $9.2M | 5.0k | 1847.75 | |
| Alphabet Inc Class C cs (GOOG) | 2.7 | $9.0M | 6.7k | 1336.97 | |
| Johnson & Johnson (JNJ) | 2.2 | $7.2M | 49k | 145.86 | |
| Brown-Forman Corporation (BF.B) | 2.1 | $6.9M | 101k | 67.60 | |
| Procter & Gamble Company (PG) | 1.9 | $6.4M | 51k | 124.91 | |
| WesBan (WSBC) | 1.8 | $6.0M | 158k | 37.79 | |
| CVS Caremark Corporation (CVS) | 1.6 | $5.3M | 71k | 74.29 | |
| Alibaba Group Holding (BABA) | 1.6 | $5.2M | 24k | 212.09 | |
| Bank of America Corporation (BAC) | 1.6 | $5.1M | 146k | 35.22 | |
| Bristol Myers Squibb (BMY) | 1.6 | $5.1M | 80k | 64.19 | |
| Merck & Co (MRK) | 1.5 | $4.9M | 54k | 90.96 | |
| Verizon Communications (VZ) | 1.5 | $4.9M | 79k | 61.41 | |
| Qualcomm (QCOM) | 1.5 | $4.8M | 54k | 88.24 | |
| Horizon Therapeutics | 1.5 | $4.8M | 133k | 36.20 | |
| Cisco Systems (CSCO) | 1.4 | $4.7M | 98k | 47.96 | |
| At&t (T) | 1.3 | $4.2M | 108k | 39.08 | |
| IAC/InterActive | 1.2 | $4.0M | 16k | 249.11 | |
| UnitedHealth (UNH) | 1.2 | $3.8M | 13k | 293.96 | |
| Alphabet Inc Class A cs (GOOGL) | 1.1 | $3.7M | 2.8k | 1339.25 | |
| Citigroup (C) | 1.1 | $3.6M | 46k | 79.88 | |
| Walgreen Boots Alliance (WBA) | 1.1 | $3.6M | 60k | 58.96 | |
| Morgan Stanley (MS) | 1.1 | $3.5M | 68k | 51.12 | |
| Williams Companies (WMB) | 1.0 | $3.3M | 139k | 23.72 | |
| Visa (V) | 1.0 | $3.2M | 17k | 187.88 | |
| Skyworks Solutions (SWKS) | 1.0 | $3.2M | 27k | 120.90 | |
| Royal Caribbean Cruises (RCL) | 1.0 | $3.2M | 24k | 133.53 | |
| Micron Technology (MU) | 0.9 | $3.0M | 57k | 53.77 | |
| Booking Holdings (BKNG) | 0.9 | $3.0M | 1.5k | 2053.78 | |
| Thermo Fisher Scientific (TMO) | 0.8 | $2.6M | 8.1k | 324.86 | |
| Unilever (UL) | 0.8 | $2.6M | 46k | 57.17 | |
| Walt Disney Company (DIS) | 0.8 | $2.5M | 18k | 144.63 | |
| Biosante Pharmaceuticals (ANIP) | 0.8 | $2.5M | 41k | 61.68 | |
| TJX Companies (TJX) | 0.8 | $2.5M | 41k | 61.06 | |
| Comcast Corporation (CMCSA) | 0.7 | $2.4M | 53k | 44.97 | |
| Chevron Corporation (CVX) | 0.7 | $2.4M | 20k | 120.52 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.7 | $2.4M | 87k | 27.37 | |
| V.F. Corporation (VFC) | 0.7 | $2.3M | 23k | 99.66 | |
| Berkshire Hathaway (BRK.B) | 0.7 | $2.3M | 10k | 226.30 | |
| Coca-Cola Company (KO) | 0.7 | $2.2M | 39k | 55.36 | |
| Kinder Morgan (KMI) | 0.7 | $2.2M | 102k | 21.17 | |
| Pfizer (PFE) | 0.7 | $2.1M | 54k | 39.18 | |
| Broadcom (AVGO) | 0.7 | $2.1M | 6.8k | 316.04 | |
| Workday Inc cl a (WDAY) | 0.6 | $2.0M | 13k | 164.42 | |
| FedEx Corporation (FDX) | 0.6 | $2.0M | 14k | 151.22 | |
| Prudential Financial (PRU) | 0.6 | $2.0M | 22k | 93.75 | |
| Ameriprise Financial (AMP) | 0.6 | $1.9M | 12k | 166.54 | |
| Honeywell International (HON) | 0.6 | $1.9M | 11k | 176.99 | |
| Home Depot (HD) | 0.6 | $1.8M | 8.3k | 218.33 | |
| Carnival Corporation (CCL) | 0.6 | $1.8M | 36k | 50.83 | |
| Intel Corporation (INTC) | 0.5 | $1.8M | 30k | 59.84 | |
| Abbott Laboratories (ABT) | 0.5 | $1.6M | 19k | 86.85 | |
| Boeing Company (BA) | 0.5 | $1.6M | 4.9k | 325.67 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $1.5M | 12k | 128.30 | |
| Abbvie (ABBV) | 0.5 | $1.5M | 17k | 88.57 | |
| Expedia (EXPE) | 0.5 | $1.5M | 14k | 108.18 | |
| Becton, Dickinson and (BDX) | 0.4 | $1.4M | 5.1k | 271.93 | |
| Oracle Corporation (ORCL) | 0.4 | $1.4M | 26k | 52.98 | |
| Delta Air Lines (DAL) | 0.4 | $1.4M | 24k | 58.49 | |
| 3M Company (MMM) | 0.4 | $1.4M | 7.8k | 176.47 | |
| General Mills (GIS) | 0.4 | $1.4M | 26k | 53.56 | |
| Vanguard Emerging Markets ETF (VWO) | 0.4 | $1.4M | 31k | 44.47 | |
| Stryker Corporation (SYK) | 0.4 | $1.3M | 6.3k | 210.00 | |
| Verisign (VRSN) | 0.4 | $1.3M | 6.6k | 192.63 | |
| Anheuser-Busch InBev NV (BUD) | 0.4 | $1.3M | 15k | 82.07 | |
| Danaher Corporation (DHR) | 0.4 | $1.2M | 8.1k | 153.49 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.2M | 8.9k | 137.50 | |
| Western Digital (WDC) | 0.4 | $1.2M | 19k | 63.48 | |
| Humana (HUM) | 0.4 | $1.2M | 3.3k | 366.54 | |
| Lowe's Companies (LOW) | 0.3 | $1.1M | 9.2k | 119.74 | |
| McKesson Corporation (MCK) | 0.3 | $1.1M | 7.8k | 138.28 | |
| ConocoPhillips (COP) | 0.3 | $1.1M | 17k | 65.04 | |
| Chubb (CB) | 0.3 | $1.1M | 6.8k | 155.68 | |
| Pepsi (PEP) | 0.3 | $1.1M | 7.7k | 136.67 | |
| MetLife (MET) | 0.3 | $1.0M | 21k | 50.95 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.0M | 5.6k | 180.74 | |
| Mylan Nv | 0.3 | $977k | 49k | 20.09 | |
| United Technologies Corporation | 0.3 | $965k | 6.4k | 149.73 | |
| iShares Russell 2000 Growth Index (IWO) | 0.3 | $939k | 4.4k | 214.14 | |
| Emerson Electric (EMR) | 0.3 | $931k | 12k | 76.27 | |
| Yum! Brands (YUM) | 0.3 | $904k | 9.0k | 100.78 | |
| Diageo (DEO) | 0.3 | $909k | 5.4k | 168.33 | |
| J.M. Smucker Company (SJM) | 0.3 | $924k | 8.9k | 104.12 | |
| ON Semiconductor (ON) | 0.3 | $907k | 37k | 24.38 | |
| Liberty All-Star Equity Fund (USA) | 0.3 | $914k | 135k | 6.77 | |
| Mondelez Int (MDLZ) | 0.3 | $932k | 17k | 55.09 | |
| Palo Alto Networks (PANW) | 0.3 | $931k | 4.0k | 231.30 | |
| U.S. Bancorp (USB) | 0.3 | $872k | 15k | 59.27 | |
| AmerisourceBergen (COR) | 0.3 | $895k | 11k | 85.00 | |
| PPL Corporation (PPL) | 0.3 | $896k | 25k | 35.88 | |
| Albemarle Corporation (ALB) | 0.3 | $888k | 12k | 73.06 | |
| Nextera Energy (NEE) | 0.3 | $849k | 3.5k | 242.04 | |
| Energy Transfer Equity (ET) | 0.3 | $850k | 66k | 12.82 | |
| Travelers Companies (TRV) | 0.2 | $817k | 6.0k | 137.01 | |
| Livent Corp | 0.2 | $816k | 95k | 8.55 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $782k | 14k | 58.13 | |
| Dxc Technology (DXC) | 0.2 | $799k | 21k | 37.57 | |
| American Express Company (AXP) | 0.2 | $747k | 6.0k | 124.50 | |
| Whirlpool Corporation (WHR) | 0.2 | $741k | 5.0k | 147.61 | |
| Hldgs (UAL) | 0.2 | $766k | 8.7k | 88.15 | |
| Phillips 66 (PSX) | 0.2 | $742k | 6.7k | 111.44 | |
| Anthem (ELV) | 0.2 | $760k | 2.5k | 302.19 | |
| Landmark Infrastructure | 0.2 | $738k | 45k | 16.41 | |
| PNC Financial Services (PNC) | 0.2 | $707k | 4.4k | 159.73 | |
| Exxon Mobil Corporation (XOM) | 0.2 | $735k | 11k | 69.79 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $732k | 2.2k | 329.73 | |
| Eli Lilly & Co. (LLY) | 0.2 | $688k | 5.2k | 131.44 | |
| Norfolk Southern (NSC) | 0.2 | $685k | 3.5k | 194.05 | |
| Cardinal Health (CAH) | 0.2 | $695k | 14k | 50.55 | |
| Rio Tinto (RIO) | 0.2 | $695k | 12k | 59.40 | |
| Illumina (ILMN) | 0.2 | $695k | 2.1k | 331.74 | |
| iShares MSCI Brazil Index (EWZ) | 0.2 | $692k | 15k | 47.48 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.2 | $703k | 13k | 53.77 | |
| Brixmor Prty (BRX) | 0.2 | $683k | 32k | 21.61 | |
| MasterCard Incorporated (MA) | 0.2 | $646k | 2.2k | 298.38 | |
| Paypal Holdings (PYPL) | 0.2 | $648k | 6.0k | 108.18 | |
| Apellis Pharmaceuticals (APLS) | 0.2 | $652k | 21k | 30.60 | |
| Philip Morris International (PM) | 0.2 | $635k | 7.5k | 85.04 | |
| American International (AIG) | 0.2 | $633k | 12k | 51.30 | |
| Capitala Finance | 0.2 | $620k | 71k | 8.74 | |
| Lamar Advertising Co-a (LAMR) | 0.2 | $622k | 7.0k | 89.30 | |
| ConAgra Foods (CAG) | 0.2 | $585k | 17k | 34.26 | |
| BGC Partners | 0.2 | $580k | 98k | 5.92 | |
| Dupont De Nemours (DD) | 0.2 | $575k | 9.0k | 64.15 | |
| Royal Dutch Shell | 0.2 | $546k | 9.1k | 59.93 | |
| Cigna Corp (CI) | 0.2 | $563k | 2.8k | 204.43 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $522k | 8.3k | 62.82 | |
| Hartford Financial Services (HIG) | 0.1 | $489k | 8.1k | 60.73 | |
| Gilead Sciences (GILD) | 0.1 | $490k | 7.5k | 64.94 | |
| Churchill Downs (CHDN) | 0.1 | $481k | 3.5k | 137.23 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $480k | 26k | 18.18 | |
| Lincoln National Corporation (LNC) | 0.1 | $460k | 7.8k | 58.97 | |
| Henry Schein (HSIC) | 0.1 | $467k | 7.0k | 66.71 | |
| Enbridge (ENB) | 0.1 | $472k | 12k | 39.78 | |
| Costco Wholesale Corporation (COST) | 0.1 | $436k | 1.5k | 293.60 | |
| McDonald's Corporation (MCD) | 0.1 | $433k | 2.2k | 197.81 | |
| Amgen (AMGN) | 0.1 | $434k | 1.8k | 241.11 | |
| Applied Materials (AMAT) | 0.1 | $439k | 7.2k | 60.97 | |
| Activision Blizzard | 0.1 | $411k | 6.9k | 59.49 | |
| Jabil Circuit (JBL) | 0.1 | $432k | 11k | 41.34 | |
| Kroger (KR) | 0.1 | $391k | 14k | 28.96 | |
| Maxim Integrated Products | 0.1 | $391k | 6.4k | 61.57 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.1 | $388k | 4.2k | 92.93 | |
| Kraft Heinz (KHC) | 0.1 | $377k | 12k | 32.15 | |
| Yum China Holdings (YUMC) | 0.1 | $397k | 8.3k | 48.00 | |
| Dow (DOW) | 0.1 | $393k | 7.2k | 54.75 | |
| Caterpillar (CAT) | 0.1 | $366k | 2.5k | 147.88 | |
| Eaton (ETN) | 0.1 | $365k | 3.9k | 94.59 | |
| Newmark Group (NMRK) | 0.1 | $346k | 26k | 13.55 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $327k | 7.3k | 44.92 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $341k | 7.2k | 47.53 | |
| Genuine Parts Company (GPC) | 0.1 | $319k | 3.0k | 106.33 | |
| eBay (EBAY) | 0.1 | $318k | 8.8k | 36.14 | |
| Baidu (BIDU) | 0.1 | $318k | 2.5k | 126.56 | |
| Plains All American Pipeline (PAA) | 0.1 | $335k | 18k | 18.41 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $317k | 1.3k | 252.99 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $320k | 2.1k | 152.38 | |
| S&p Global (SPGI) | 0.1 | $337k | 1.2k | 273.32 | |
| Waters Corporation (WAT) | 0.1 | $290k | 1.2k | 233.87 | |
| Schlumberger (SLB) | 0.1 | $281k | 7.0k | 40.22 | |
| Weyerhaeuser Company (WY) | 0.1 | $284k | 9.4k | 30.21 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $283k | 4.1k | 69.45 | |
| Ciena Corporation (CIEN) | 0.1 | $281k | 6.6k | 42.66 | |
| Ishares Tr usa min vo (USMV) | 0.1 | $291k | 4.4k | 65.63 | |
| Allergan | 0.1 | $301k | 1.6k | 191.35 | |
| Vici Pptys (VICI) | 0.1 | $309k | 12k | 25.54 | |
| Perspecta | 0.1 | $310k | 12k | 26.44 | |
| Moody's Corporation (MCO) | 0.1 | $271k | 1.1k | 237.51 | |
| Waste Management (WM) | 0.1 | $252k | 2.2k | 114.44 | |
| Hillenbrand (HI) | 0.1 | $257k | 7.7k | 33.32 | |
| Microchip Technology (MCHP) | 0.1 | $278k | 2.7k | 104.55 | |
| Altria (MO) | 0.1 | $263k | 5.3k | 49.95 | |
| Starbucks Corporation (SBUX) | 0.1 | $274k | 3.1k | 87.99 | |
| Zimmer Holdings (ZBH) | 0.1 | $269k | 1.8k | 149.44 | |
| Seagate Technology Com Stk | 0.1 | $268k | 4.5k | 59.56 | |
| LHC | 0.1 | $252k | 1.8k | 137.70 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $259k | 2.0k | 128.79 | |
| Mosaic (MOS) | 0.1 | $258k | 12k | 21.68 | |
| Ishares Msci Usa Quality Facto invalid (QUAL) | 0.1 | $263k | 2.6k | 100.96 | |
| Fortive (FTV) | 0.1 | $270k | 3.5k | 76.40 | |
| Corteva (CTVA) | 0.1 | $265k | 9.0k | 29.56 | |
| Carlyle Group (CG) | 0.1 | $263k | 8.2k | 32.09 | |
| Dominion Resources (D) | 0.1 | $215k | 2.6k | 82.63 | |
| United Parcel Service (UPS) | 0.1 | $243k | 2.1k | 116.83 | |
| Sherwin-Williams Company (SHW) | 0.1 | $239k | 409.00 | 584.35 | |
| Raytheon Company | 0.1 | $220k | 1.0k | 220.00 | |
| Halliburton Company (HAL) | 0.1 | $226k | 9.3k | 24.43 | |
| iShares S&P 500 Index (IVV) | 0.1 | $217k | 678.00 | 320.00 | |
| Take-Two Interactive Software (TTWO) | 0.1 | $245k | 2.0k | 122.50 | |
| Templeton Dragon Fund (TDF) | 0.1 | $243k | 13k | 19.44 | |
| Etfis Ser Tr I infrac act m | 0.1 | $240k | 55k | 4.40 | |
| Blackstone Group Inc Com Cl A (BX) | 0.1 | $224k | 4.0k | 56.00 | |
| Viacomcbs (PARA) | 0.1 | $234k | 5.6k | 41.92 | |
| Annaly Capital Management | 0.1 | $208k | 22k | 9.40 | |
| Vertex Pharmaceuticals Incorporated (VRTX) | 0.1 | $208k | 950.00 | 218.95 | |
| Newell Rubbermaid (NWL) | 0.1 | $204k | 11k | 19.25 | |
| Hill-Rom Holdings | 0.1 | $204k | 1.8k | 113.33 | |
| Tesla Motors (TSLA) | 0.1 | $202k | 484.00 | 417.36 | |
| General Electric Company | 0.1 | $167k | 15k | 11.18 | |
| Coty Inc Cl A (COTY) | 0.1 | $164k | 15k | 11.22 | |
| Golar Lng Partners Lp unit | 0.0 | $142k | 16k | 8.89 | |
| Cleveland-cliffs (CLF) | 0.0 | $141k | 17k | 8.42 | |
| Rts/bristol-myers Squibb Compa | 0.0 | $107k | 36k | 3.00 | |
| Malin Corp Plc Ordf (MLLNF) | 0.0 | $51k | 10k | 5.10 | |
| Lineage Cell Therapeutics In (LCTX) | 0.0 | $18k | 20k | 0.90 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 | |
| Cinedigm | 0.0 | $8.0k | 11k | 0.72 |
