Regent Investment Management as of June 30, 2019
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 206 positions in its portfolio as reported in the June 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.9 | $12M | 60k | 197.92 | |
| JPMorgan Chase & Co. (JPM) | 3.7 | $11M | 102k | 111.80 | |
| Amazon (AMZN) | 2.9 | $9.0M | 4.8k | 1893.60 | |
| Facebook Inc cl a (META) | 2.9 | $9.0M | 47k | 192.99 | |
| Microsoft Corporation (MSFT) | 2.7 | $8.3M | 62k | 133.96 | |
| Alphabet Inc Class C cs (GOOG) | 2.4 | $7.5M | 6.9k | 1080.96 | |
| Johnson & Johnson (JNJ) | 2.3 | $7.1M | 51k | 139.28 | |
| Procter & Gamble Company (PG) | 2.1 | $6.4M | 58k | 109.65 | |
| WesBan (WSBC) | 2.1 | $6.4M | 165k | 38.55 | |
| Brown-Forman Corporation (BF.B) | 1.8 | $5.6M | 101k | 55.43 | |
| Cisco Systems (CSCO) | 1.7 | $5.3M | 97k | 54.73 | |
| Bank of America Corporation (BAC) | 1.5 | $4.5M | 155k | 29.00 | |
| Merck & Co (MRK) | 1.4 | $4.4M | 53k | 83.84 | |
| Dxc Technology (DXC) | 1.4 | $4.4M | 80k | 55.15 | |
| Verizon Communications (VZ) | 1.4 | $4.4M | 77k | 57.13 | |
| Walgreen Boots Alliance (WBA) | 1.3 | $4.0M | 73k | 54.67 | |
| Booking Holdings (BKNG) | 1.3 | $4.0M | 2.1k | 1874.88 | |
| Celgene Corporation | 1.3 | $3.9M | 43k | 92.44 | |
| Alibaba Group Holding (BABA) | 1.3 | $3.9M | 23k | 169.44 | |
| CVS Caremark Corporation (CVS) | 1.2 | $3.8M | 70k | 54.48 | |
| IAC/InterActive | 1.2 | $3.8M | 17k | 217.50 | |
| Williams Companies (WMB) | 1.2 | $3.6M | 127k | 28.04 | |
| At&t (T) | 1.1 | $3.5M | 104k | 33.51 | |
| Citigroup (C) | 1.1 | $3.3M | 47k | 70.02 | |
| Morgan Stanley (MS) | 1.1 | $3.3M | 75k | 43.82 | |
| Unilever (UL) | 1.0 | $3.2M | 51k | 61.98 | |
| Biosante Pharmaceuticals (ANIP) | 1.0 | $3.2M | 39k | 82.21 | |
| UnitedHealth (UNH) | 1.0 | $3.2M | 13k | 244.02 | |
| FedEx Corporation (FDX) | 1.0 | $3.1M | 19k | 164.18 | |
| Visa (V) | 1.0 | $3.1M | 18k | 173.55 | |
| Horizon Therapeutics | 1.0 | $3.1M | 129k | 24.06 | |
| Alphabet Inc Class A cs (GOOGL) | 1.0 | $3.0M | 2.8k | 1082.82 | |
| Workday Inc cl a (WDAY) | 0.9 | $2.7M | 13k | 205.60 | |
| Chevron Corporation (CVX) | 0.8 | $2.5M | 20k | 124.46 | |
| Carnival Corporation (CCL) | 0.8 | $2.5M | 55k | 46.54 | |
| Royal Caribbean Cruises (RCL) | 0.8 | $2.4M | 20k | 121.22 | |
| Pfizer (PFE) | 0.8 | $2.4M | 56k | 43.32 | |
| Prudential Financial (PRU) | 0.8 | $2.4M | 24k | 101.01 | |
| V.F. Corporation (VFC) | 0.8 | $2.4M | 27k | 87.36 | |
| Thermo Fisher Scientific (TMO) | 0.8 | $2.4M | 8.1k | 293.63 | |
| Micron Technology (MU) | 0.8 | $2.3M | 60k | 38.58 | |
| Skyworks Solutions (SWKS) | 0.8 | $2.3M | 30k | 77.29 | |
| TJX Companies (TJX) | 0.7 | $2.2M | 42k | 52.89 | |
| Comcast Corporation (CMCSA) | 0.7 | $2.2M | 52k | 42.29 | |
| Berkshire Hathaway (BRK.B) | 0.7 | $2.2M | 10k | 213.16 | |
| Boeing Company (BA) | 0.7 | $2.2M | 5.9k | 364.07 | |
| Abbott Laboratories (ABT) | 0.7 | $2.1M | 25k | 84.08 | |
| Walt Disney Company (DIS) | 0.7 | $2.1M | 15k | 139.63 | |
| Kinder Morgan (KMI) | 0.7 | $2.1M | 101k | 20.88 | |
| Coca-Cola Company (KO) | 0.7 | $2.0M | 40k | 50.93 | |
| Honeywell International (HON) | 0.7 | $2.0M | 12k | 174.55 | |
| Broadcom (AVGO) | 0.6 | $1.7M | 5.9k | 287.88 | |
| Home Depot (HD) | 0.5 | $1.7M | 8.0k | 208.01 | |
| Ameriprise Financial (AMP) | 0.5 | $1.6M | 11k | 145.17 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.5 | $1.6M | 61k | 26.24 | |
| Oracle Corporation (ORCL) | 0.5 | $1.5M | 26k | 56.98 | |
| Vanguard Emerging Markets ETF (VWO) | 0.5 | $1.5M | 35k | 42.53 | |
| Abbvie (ABBV) | 0.5 | $1.5M | 21k | 72.70 | |
| Intel Corporation (INTC) | 0.5 | $1.4M | 30k | 47.88 | |
| J.M. Smucker Company (SJM) | 0.5 | $1.4M | 12k | 115.17 | |
| Becton, Dickinson and (BDX) | 0.5 | $1.4M | 5.5k | 252.02 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $1.4M | 12k | 114.77 | |
| General Mills (GIS) | 0.4 | $1.4M | 26k | 52.51 | |
| Delta Air Lines (DAL) | 0.4 | $1.4M | 24k | 56.73 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.3M | 9.6k | 133.25 | |
| Stryker Corporation (SYK) | 0.4 | $1.3M | 6.3k | 205.51 | |
| Cardinal Health (CAH) | 0.4 | $1.3M | 27k | 47.08 | |
| 3M Company (MMM) | 0.4 | $1.3M | 7.3k | 173.37 | |
| AmerisourceBergen (COR) | 0.4 | $1.2M | 14k | 85.26 | |
| Anheuser-Busch InBev NV (BUD) | 0.4 | $1.2M | 14k | 88.53 | |
| Lowe's Companies (LOW) | 0.4 | $1.2M | 12k | 100.90 | |
| ConocoPhillips (COP) | 0.4 | $1.2M | 20k | 61.00 | |
| Danaher Corporation (DHR) | 0.4 | $1.2M | 8.1k | 142.94 | |
| Western Digital (WDC) | 0.4 | $1.2M | 24k | 47.54 | |
| Pepsi (PEP) | 0.4 | $1.1M | 8.3k | 131.16 | |
| Chubb (CB) | 0.4 | $1.1M | 7.5k | 147.24 | |
| McKesson Corporation (MCK) | 0.3 | $1.0M | 7.7k | 134.37 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.3 | $1.1M | 7.4k | 142.53 | |
| Mylan Nv | 0.3 | $1.0M | 55k | 19.05 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.0M | 6.1k | 169.05 | |
| Whirlpool Corporation (WHR) | 0.3 | $1.0M | 7.0k | 142.43 | |
| Diageo (DEO) | 0.3 | $1.0M | 5.9k | 172.37 | |
| MetLife (MET) | 0.3 | $1.0M | 20k | 49.68 | |
| Yum! Brands (YUM) | 0.3 | $979k | 8.9k | 110.62 | |
| Humana (HUM) | 0.3 | $989k | 3.7k | 265.29 | |
| Energy Transfer Equity (ET) | 0.3 | $943k | 67k | 14.08 | |
| Mondelez Int (MDLZ) | 0.3 | $950k | 18k | 53.92 | |
| Landmark Infrastructure | 0.3 | $966k | 57k | 16.86 | |
| Charles Schwab Corporation (SCHW) | 0.3 | $925k | 23k | 40.17 | |
| Albemarle Corporation (ALB) | 0.3 | $908k | 13k | 70.41 | |
| Liberty All-Star Equity Fund (USA) | 0.3 | $936k | 146k | 6.43 | |
| Travelers Companies (TRV) | 0.3 | $895k | 6.0k | 149.47 | |
| ON Semiconductor (ON) | 0.3 | $895k | 44k | 20.20 | |
| Palo Alto Networks (PANW) | 0.3 | $906k | 4.5k | 203.66 | |
| United Technologies Corporation | 0.3 | $865k | 6.6k | 130.17 | |
| PPL Corporation (PPL) | 0.3 | $833k | 27k | 31.00 | |
| Illumina (ILMN) | 0.3 | $836k | 2.3k | 368.28 | |
| Dupont De Nemours (DD) | 0.3 | $821k | 11k | 75.09 | |
| U.S. Bancorp (USB) | 0.3 | $803k | 15k | 52.38 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $792k | 10k | 76.66 | |
| Bristol Myers Squibb (BMY) | 0.3 | $810k | 18k | 45.37 | |
| Emerson Electric (EMR) | 0.3 | $814k | 12k | 66.68 | |
| Baidu (BIDU) | 0.3 | $812k | 6.9k | 117.39 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.2 | $763k | 12k | 66.15 | |
| Phillips 66 (PSX) | 0.2 | $767k | 8.2k | 93.59 | |
| Nextera Energy (NEE) | 0.2 | $723k | 3.5k | 204.84 | |
| Rio Tinto (RIO) | 0.2 | $729k | 12k | 62.31 | |
| Hldgs (UAL) | 0.2 | $726k | 8.3k | 87.58 | |
| MasterCard Incorporated (MA) | 0.2 | $704k | 2.7k | 264.66 | |
| Norfolk Southern (NSC) | 0.2 | $719k | 3.6k | 199.45 | |
| CBS Corporation | 0.2 | $705k | 14k | 49.87 | |
| Qualcomm (QCOM) | 0.2 | $708k | 9.3k | 76.03 | |
| Anthem (ELV) | 0.2 | $710k | 2.5k | 282.31 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $684k | 18k | 39.19 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $654k | 2.2k | 294.59 | |
| Royal Dutch Shell | 0.2 | $638k | 9.7k | 65.71 | |
| Enbridge (ENB) | 0.2 | $640k | 18k | 36.06 | |
| Paypal Holdings (PYPL) | 0.2 | $648k | 5.7k | 114.49 | |
| American Express Company (AXP) | 0.2 | $617k | 5.0k | 123.40 | |
| PNC Financial Services (PNC) | 0.2 | $607k | 4.4k | 137.18 | |
| American International (AIG) | 0.2 | $610k | 11k | 53.32 | |
| Eli Lilly & Co. (LLY) | 0.2 | $579k | 5.2k | 110.70 | |
| Maxim Integrated Products | 0.2 | $577k | 9.7k | 59.79 | |
| Philip Morris International (PM) | 0.2 | $587k | 7.5k | 78.60 | |
| Fiserv (FI) | 0.2 | $578k | 6.3k | 91.17 | |
| Capitala Finance | 0.2 | $598k | 63k | 9.46 | |
| Lamar Advertising Co-a (LAMR) | 0.2 | $590k | 7.3k | 80.66 | |
| Apellis Pharmaceuticals (APLS) | 0.2 | $591k | 23k | 25.36 | |
| Gilead Sciences (GILD) | 0.2 | $527k | 7.8k | 67.61 | |
| Dow (DOW) | 0.2 | $516k | 11k | 49.30 | |
| Lincoln National Corporation (LNC) | 0.2 | $503k | 7.8k | 64.49 | |
| Waters Corporation (WAT) | 0.2 | $482k | 2.2k | 215.18 | |
| Henry Schein (HSIC) | 0.2 | $489k | 7.0k | 69.86 | |
| First Solar (FSLR) | 0.2 | $482k | 7.3k | 65.62 | |
| Brixmor Prty (BRX) | 0.2 | $495k | 28k | 17.87 | |
| Hartford Financial Services (HIG) | 0.1 | $446k | 8.0k | 55.75 | |
| McDonald's Corporation (MCD) | 0.1 | $467k | 2.2k | 207.65 | |
| Brown-Forman Corporation (BF.A) | 0.1 | $457k | 8.3k | 54.99 | |
| BGC Partners | 0.1 | $452k | 87k | 5.21 | |
| Moody's Corporation (MCO) | 0.1 | $421k | 2.2k | 195.18 | |
| Applied Materials (AMAT) | 0.1 | $422k | 9.4k | 44.89 | |
| Plains All American Pipeline (PAA) | 0.1 | $419k | 17k | 24.36 | |
| Kraft Heinz (KHC) | 0.1 | $433k | 14k | 31.08 | |
| Hewlett Packard Enterprise (HPE) | 0.1 | $443k | 30k | 14.95 | |
| Perspecta | 0.1 | $434k | 19k | 23.40 | |
| Cigna Corp (CI) | 0.1 | $434k | 2.8k | 157.59 | |
| Costco Wholesale Corporation (COST) | 0.1 | $392k | 1.5k | 263.97 | |
| Wells Fargo & Company (WFC) | 0.1 | $399k | 8.4k | 47.27 | |
| Activision Blizzard | 0.1 | $406k | 8.6k | 47.17 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $359k | 5.5k | 65.63 | |
| Churchill Downs (CHDN) | 0.1 | $380k | 3.3k | 114.98 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $357k | 19k | 18.41 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.1 | $355k | 4.3k | 83.14 | |
| American Airls (AAL) | 0.1 | $381k | 12k | 32.58 | |
| Yum China Holdings (YUMC) | 0.1 | $367k | 8.0k | 46.16 | |
| Livent Corp | 0.1 | $376k | 54k | 6.93 | |
| Caterpillar (CAT) | 0.1 | $337k | 2.5k | 136.16 | |
| Amgen (AMGN) | 0.1 | $332k | 1.8k | 184.44 | |
| ConAgra Foods (CAG) | 0.1 | $324k | 12k | 26.50 | |
| Jabil Circuit (JBL) | 0.1 | $344k | 11k | 31.56 | |
| Mosaic (MOS) | 0.1 | $330k | 13k | 25.00 | |
| Eaton (ETN) | 0.1 | $324k | 3.9k | 83.27 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $312k | 7.3k | 42.86 | |
| Genuine Parts Company (GPC) | 0.1 | $311k | 3.0k | 103.67 | |
| Hillenbrand (HI) | 0.1 | $305k | 7.7k | 39.54 | |
| Kroger (KR) | 0.1 | $293k | 14k | 21.70 | |
| Altria (MO) | 0.1 | $301k | 6.4k | 47.35 | |
| eBay (EBAY) | 0.1 | $316k | 8.0k | 39.50 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $321k | 6.5k | 49.71 | |
| Ciena Corporation (CIEN) | 0.1 | $304k | 7.4k | 41.15 | |
| Corteva (CTVA) | 0.1 | $309k | 11k | 29.52 | |
| Sherwin-Williams Company (SHW) | 0.1 | $264k | 575.00 | 459.13 | |
| Schlumberger (SLB) | 0.1 | $274k | 6.9k | 39.79 | |
| Starbucks Corporation (SBUX) | 0.1 | $271k | 3.2k | 83.80 | |
| Hershey Company (HSY) | 0.1 | $278k | 2.1k | 134.11 | |
| Allergan | 0.1 | $285k | 1.7k | 167.16 | |
| S&p Global (SPGI) | 0.1 | $281k | 1.2k | 227.90 | |
| Fortive (FTV) | 0.1 | $288k | 3.5k | 81.49 | |
| Waste Management (WM) | 0.1 | $254k | 2.2k | 115.56 | |
| Microchip Technology (MCHP) | 0.1 | $231k | 2.7k | 86.87 | |
| Halliburton Company (HAL) | 0.1 | $254k | 11k | 22.78 | |
| Weyerhaeuser Company (WY) | 0.1 | $248k | 9.4k | 26.38 | |
| Beacon Roofing Supply (BECN) | 0.1 | $253k | 6.9k | 36.67 | |
| Seagate Technology Com Stk | 0.1 | $239k | 5.1k | 47.21 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $242k | 2.0k | 120.34 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $251k | 1.3k | 200.80 | |
| Templeton Dragon Fund (TDF) | 0.1 | $240k | 13k | 19.20 | |
| Newmark Group (NMRK) | 0.1 | $235k | 26k | 8.92 | |
| Annaly Capital Management | 0.1 | $211k | 23k | 9.11 | |
| Dominion Resources (D) | 0.1 | $209k | 2.7k | 77.35 | |
| United Parcel Service (UPS) | 0.1 | $210k | 2.0k | 103.45 | |
| Raytheon Company | 0.1 | $209k | 1.2k | 174.17 | |
| Royal Dutch Shell | 0.1 | $218k | 3.4k | 65.07 | |
| Zimmer Holdings (ZBH) | 0.1 | $212k | 1.8k | 117.78 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $201k | 578.00 | 347.75 | |
| LHC | 0.1 | $219k | 1.8k | 119.67 | |
| Coty Inc Cl A (COTY) | 0.1 | $175k | 13k | 13.40 | |
| Etfis Ser Tr I infrac act m | 0.1 | $178k | 32k | 5.56 | |
| General Electric Company | 0.1 | $156k | 15k | 10.48 | |
| Mr Cooper Group (COOP) | 0.1 | $148k | 19k | 7.99 | |
| Golar Lng Partners Lp unit | 0.0 | $124k | 11k | 11.25 | |
| Washington Prime Group | 0.0 | $109k | 28k | 3.88 | |
| Cleveland-cliffs (CLF) | 0.0 | $126k | 12k | 10.70 | |
| BioTime | 0.0 | $22k | 20k | 1.10 | |
| Malin Corp Plc Ordf (MLLNF) | 0.0 | $45k | 10k | 4.50 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |
