Regent Investment Management as of March 31, 2019
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 207 positions in its portfolio as reported in the March 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.8 | $12M | 61k | 189.94 | |
| JPMorgan Chase & Co. (JPM) | 3.5 | $11M | 103k | 101.23 | |
| Amazon (AMZN) | 2.9 | $8.6M | 4.9k | 1780.71 | |
| Alphabet Inc Class C cs (GOOG) | 2.8 | $8.3M | 7.1k | 1173.27 | |
| Facebook Inc cl a (META) | 2.6 | $7.7M | 46k | 166.69 | |
| Microsoft Corporation (MSFT) | 2.4 | $7.3M | 62k | 117.94 | |
| Johnson & Johnson (JNJ) | 2.4 | $7.1M | 51k | 139.78 | |
| WesBan (WSBC) | 2.2 | $6.8M | 170k | 39.75 | |
| Procter & Gamble Company (PG) | 2.1 | $6.4M | 62k | 104.05 | |
| Brown-Forman Corporation (BF.B) | 1.8 | $5.3M | 101k | 52.78 | |
| Dxc Technology (DXC) | 1.7 | $5.2M | 80k | 64.30 | |
| Cisco Systems (CSCO) | 1.6 | $4.7M | 87k | 53.99 | |
| Walgreen Boots Alliance (WBA) | 1.6 | $4.7M | 74k | 63.26 | |
| Bank of America Corporation (BAC) | 1.4 | $4.3M | 157k | 27.59 | |
| Verizon Communications (VZ) | 1.4 | $4.3M | 73k | 59.13 | |
| Celgene Corporation | 1.4 | $4.1M | 43k | 94.33 | |
| Merck & Co (MRK) | 1.3 | $4.0M | 48k | 83.18 | |
| CVS Caremark Corporation (CVS) | 1.3 | $3.9M | 72k | 53.93 | |
| Alibaba Group Holding (BABA) | 1.3 | $3.9M | 21k | 182.43 | |
| Booking Holdings (BKNG) | 1.3 | $3.8M | 2.2k | 1744.99 | |
| IAC/InterActive | 1.3 | $3.8M | 18k | 210.12 | |
| FedEx Corporation (FDX) | 1.1 | $3.4M | 19k | 181.42 | |
| Morgan Stanley (MS) | 1.1 | $3.4M | 80k | 42.21 | |
| Alphabet Inc Class A cs (GOOGL) | 1.1 | $3.3M | 2.8k | 1176.95 | |
| Biosante Pharmaceuticals (ANIP) | 1.0 | $3.0M | 43k | 70.54 | |
| Unilever (UL) | 1.0 | $3.0M | 51k | 57.72 | |
| Citigroup (C) | 1.0 | $2.9M | 47k | 62.22 | |
| Williams Companies (WMB) | 1.0 | $2.9M | 100k | 28.72 | |
| Visa (V) | 0.9 | $2.9M | 18k | 156.19 | |
| UnitedHealth (UNH) | 0.9 | $2.8M | 11k | 247.24 | |
| At&t (T) | 0.9 | $2.8M | 88k | 31.37 | |
| Carnival Corporation (CCL) | 0.9 | $2.7M | 53k | 50.72 | |
| Micron Technology (MU) | 0.8 | $2.5M | 61k | 41.33 | |
| Workday Inc cl a (WDAY) | 0.8 | $2.5M | 13k | 192.86 | |
| Lowe's Companies (LOW) | 0.8 | $2.5M | 23k | 109.46 | |
| Chevron Corporation (CVX) | 0.8 | $2.5M | 20k | 123.17 | |
| Pfizer (PFE) | 0.8 | $2.4M | 57k | 42.47 | |
| Comcast Corporation (CMCSA) | 0.8 | $2.4M | 59k | 39.98 | |
| Horizon Pharma | 0.8 | $2.4M | 90k | 26.43 | |
| Dowdupont | 0.8 | $2.4M | 45k | 53.30 | |
| V.F. Corporation (VFC) | 0.8 | $2.4M | 27k | 86.91 | |
| Royal Caribbean Cruises (RCL) | 0.8 | $2.3M | 20k | 114.61 | |
| Abbott Laboratories (ABT) | 0.7 | $2.2M | 28k | 79.93 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $2.2M | 8.1k | 273.67 | |
| Prudential Financial (PRU) | 0.7 | $2.2M | 24k | 91.88 | |
| Berkshire Hathaway (BRK.B) | 0.7 | $2.2M | 11k | 200.89 | |
| TJX Companies (TJX) | 0.7 | $2.1M | 40k | 53.21 | |
| Kinder Morgan (KMI) | 0.7 | $2.1M | 105k | 20.01 | |
| Coca-Cola Company (KO) | 0.6 | $1.9M | 40k | 46.87 | |
| Honeywell International (HON) | 0.6 | $1.9M | 12k | 158.89 | |
| Mylan Nv | 0.6 | $1.8M | 64k | 28.33 | |
| Walt Disney Company (DIS) | 0.6 | $1.7M | 15k | 111.05 | |
| Abbvie (ABBV) | 0.6 | $1.7M | 21k | 80.61 | |
| Intel Corporation (INTC) | 0.6 | $1.7M | 31k | 53.71 | |
| Skyworks Solutions (SWKS) | 0.6 | $1.6M | 20k | 82.49 | |
| Broadcom (AVGO) | 0.5 | $1.6M | 5.2k | 300.77 | |
| Home Depot (HD) | 0.5 | $1.5M | 8.0k | 191.94 | |
| 3M Company (MMM) | 0.5 | $1.5M | 7.3k | 207.82 | |
| Vanguard Emerging Markets ETF (VWO) | 0.5 | $1.5M | 35k | 42.50 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.5 | $1.5M | 58k | 26.01 | |
| Oracle Corporation (ORCL) | 0.5 | $1.4M | 26k | 53.71 | |
| J.M. Smucker Company (SJM) | 0.5 | $1.4M | 12k | 116.50 | |
| Baidu (BIDU) | 0.5 | $1.4M | 8.4k | 164.88 | |
| Ameriprise Financial (AMP) | 0.5 | $1.4M | 11k | 128.12 | |
| Kimberly-Clark Corporation (KMB) | 0.5 | $1.4M | 11k | 123.90 | |
| General Mills (GIS) | 0.5 | $1.3M | 26k | 51.74 | |
| ConocoPhillips (COP) | 0.4 | $1.3M | 20k | 66.76 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $1.3M | 12k | 106.06 | |
| AmerisourceBergen (COR) | 0.4 | $1.3M | 16k | 79.51 | |
| Stryker Corporation (SYK) | 0.4 | $1.2M | 6.3k | 197.60 | |
| Anheuser-Busch InBev NV (BUD) | 0.4 | $1.3M | 15k | 83.97 | |
| Cardinal Health (CAH) | 0.4 | $1.2M | 26k | 48.16 | |
| Delta Air Lines (DAL) | 0.4 | $1.2M | 24k | 51.64 | |
| Western Digital (WDC) | 0.4 | $1.2M | 24k | 48.06 | |
| McKesson Corporation (MCK) | 0.4 | $1.1M | 9.7k | 117.08 | |
| Danaher Corporation (DHR) | 0.4 | $1.1M | 8.1k | 132.02 | |
| Palo Alto Networks (PANW) | 0.4 | $1.1M | 4.5k | 242.97 | |
| Albemarle Corporation (ALB) | 0.3 | $1.1M | 13k | 81.97 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.3 | $1.0M | 7.7k | 135.66 | |
| Chubb (CB) | 0.3 | $1.0M | 7.5k | 140.11 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.0M | 6.1k | 167.24 | |
| Diageo (DEO) | 0.3 | $1.0M | 6.2k | 163.67 | |
| Pepsi (PEP) | 0.3 | $1.0M | 8.4k | 122.52 | |
| Humana (HUM) | 0.3 | $1.0M | 3.8k | 265.94 | |
| Energy Transfer Equity (ET) | 0.3 | $1.0M | 66k | 15.37 | |
| United Technologies Corporation | 0.3 | $1.0M | 7.8k | 128.83 | |
| Landmark Infrastructure | 0.3 | $978k | 58k | 16.96 | |
| Charles Schwab Corporation (SCHW) | 0.3 | $972k | 23k | 42.77 | |
| Whirlpool Corporation (WHR) | 0.3 | $948k | 7.1k | 132.87 | |
| Yum! Brands (YUM) | 0.3 | $903k | 9.1k | 99.78 | |
| ON Semiconductor (ON) | 0.3 | $911k | 44k | 20.57 | |
| Mondelez Int (MDLZ) | 0.3 | $879k | 18k | 49.91 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $835k | 10k | 80.82 | |
| Bristol Myers Squibb (BMY) | 0.3 | $852k | 18k | 47.73 | |
| Emerson Electric (EMR) | 0.3 | $836k | 12k | 68.49 | |
| Becton, Dickinson and (BDX) | 0.3 | $833k | 3.3k | 249.63 | |
| Liberty All-Star Equity Fund (USA) | 0.3 | $828k | 136k | 6.11 | |
| Travelers Companies (TRV) | 0.3 | $821k | 6.0k | 137.11 | |
| Nextera Energy (NEE) | 0.3 | $798k | 4.1k | 193.45 | |
| iShares MSCI Brazil Index (EWZ) | 0.3 | $788k | 19k | 41.00 | |
| Phillips 66 (PSX) | 0.3 | $780k | 8.2k | 95.18 | |
| MetLife (MET) | 0.2 | $754k | 18k | 42.60 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $715k | 18k | 40.97 | |
| U.S. Bancorp (USB) | 0.2 | $722k | 15k | 48.17 | |
| Norfolk Southern (NSC) | 0.2 | $717k | 3.8k | 187.01 | |
| Rio Tinto (RIO) | 0.2 | $706k | 12k | 58.83 | |
| Anthem (ELV) | 0.2 | $722k | 2.5k | 287.08 | |
| MasterCard Incorporated (MA) | 0.2 | $699k | 3.0k | 235.43 | |
| Illumina (ILMN) | 0.2 | $705k | 2.3k | 310.57 | |
| CBS Corporation | 0.2 | $672k | 14k | 47.53 | |
| Philip Morris International (PM) | 0.2 | $647k | 7.3k | 88.43 | |
| Hldgs (UAL) | 0.2 | $661k | 8.3k | 79.73 | |
| Royal Dutch Shell | 0.2 | $645k | 10k | 63.96 | |
| Enbridge (ENB) | 0.2 | $640k | 18k | 36.27 | |
| Marvell Technology Group | 0.2 | $641k | 32k | 19.89 | |
| Capitala Finance | 0.2 | $635k | 80k | 7.96 | |
| PPL Corporation (PPL) | 0.2 | $609k | 19k | 31.72 | |
| Lamar Advertising Co-a (LAMR) | 0.2 | $594k | 7.5k | 79.31 | |
| Kraft Heinz (KHC) | 0.2 | $586k | 18k | 32.67 | |
| Paypal Holdings (PYPL) | 0.2 | $588k | 5.7k | 103.89 | |
| Moody's Corporation (MCO) | 0.2 | $572k | 3.2k | 181.18 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $565k | 2.1k | 266.51 | |
| Waters Corporation (WAT) | 0.2 | $564k | 2.2k | 251.79 | |
| Fiserv (FI) | 0.2 | $560k | 6.3k | 88.33 | |
| Livent Corp | 0.2 | $565k | 46k | 12.29 | |
| American Express Company (AXP) | 0.2 | $547k | 5.0k | 109.40 | |
| PNC Financial Services (PNC) | 0.2 | $543k | 4.4k | 122.68 | |
| Eli Lilly & Co. (LLY) | 0.2 | $550k | 4.2k | 129.89 | |
| Maxim Integrated Products | 0.2 | $542k | 10k | 53.14 | |
| Gilead Sciences (GILD) | 0.2 | $519k | 8.0k | 65.04 | |
| American International (AIG) | 0.2 | $516k | 12k | 43.04 | |
| Lincoln National Corporation (LNC) | 0.1 | $458k | 7.8k | 58.72 | |
| McDonald's Corporation (MCD) | 0.1 | $443k | 2.3k | 189.80 | |
| Boeing Company (BA) | 0.1 | $450k | 1.2k | 381.36 | |
| First Solar (FSLR) | 0.1 | $441k | 8.3k | 52.85 | |
| Hewlett Packard Enterprise (HPE) | 0.1 | $457k | 30k | 15.42 | |
| Perspecta | 0.1 | $453k | 22k | 20.21 | |
| Cigna Corp (CI) | 0.1 | $443k | 2.8k | 160.86 | |
| Wells Fargo & Company (WFC) | 0.1 | $408k | 8.4k | 48.34 | |
| Henry Schein (HSIC) | 0.1 | $421k | 7.0k | 60.14 | |
| Brown-Forman Corporation (BF.A) | 0.1 | $425k | 8.3k | 51.14 | |
| Hartford Financial Services (HIG) | 0.1 | $398k | 8.0k | 49.75 | |
| Applied Materials (AMAT) | 0.1 | $401k | 10k | 39.69 | |
| Activision Blizzard | 0.1 | $392k | 8.6k | 45.54 | |
| Yum China Holdings (YUMC) | 0.1 | $384k | 8.6k | 44.91 | |
| Costco Wholesale Corporation (COST) | 0.1 | $360k | 1.5k | 242.42 | |
| Altria (MO) | 0.1 | $365k | 6.4k | 57.42 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $355k | 5.5k | 64.96 | |
| Magna Intl Inc cl a (MGA) | 0.1 | $367k | 7.6k | 48.64 | |
| BGC Partners | 0.1 | $354k | 67k | 5.30 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $353k | 19k | 18.18 | |
| American Airls (AAL) | 0.1 | $371k | 12k | 31.73 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $319k | 7.4k | 42.94 | |
| Caterpillar (CAT) | 0.1 | $335k | 2.5k | 135.35 | |
| Genuine Parts Company (GPC) | 0.1 | $336k | 3.0k | 112.00 | |
| Hillenbrand (HI) | 0.1 | $320k | 7.7k | 41.49 | |
| Kroger (KR) | 0.1 | $332k | 14k | 24.59 | |
| Amgen (AMGN) | 0.1 | $342k | 1.8k | 190.00 | |
| Schlumberger (SLB) | 0.1 | $331k | 7.6k | 43.63 | |
| Jabil Circuit (JBL) | 0.1 | $324k | 12k | 26.56 | |
| Plains All American Pipeline (PAA) | 0.1 | $319k | 13k | 24.54 | |
| Mosaic (MOS) | 0.1 | $333k | 12k | 27.30 | |
| eBay (EBAY) | 0.1 | $312k | 8.4k | 37.14 | |
| Halliburton Company (HAL) | 0.1 | $314k | 11k | 29.33 | |
| Churchill Downs (CHDN) | 0.1 | $291k | 3.2k | 90.23 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $295k | 1.5k | 196.67 | |
| Eaton (ETN) | 0.1 | $314k | 3.9k | 80.66 | |
| Coty Inc Cl A (COTY) | 0.1 | $311k | 27k | 11.50 | |
| Fortive (FTV) | 0.1 | $296k | 3.5k | 83.76 | |
| Qualcomm (QCOM) | 0.1 | $256k | 4.5k | 56.99 | |
| ConAgra Foods (CAG) | 0.1 | $270k | 9.7k | 27.76 | |
| Ventas (VTR) | 0.1 | $265k | 4.2k | 63.69 | |
| Ciena Corporation (CIEN) | 0.1 | $283k | 7.6k | 37.30 | |
| Schwab U S Large Cap Growth ETF (SCHG) | 0.1 | $260k | 3.3k | 79.44 | |
| S&p Global (SPGI) | 0.1 | $260k | 1.2k | 210.87 | |
| Annaly Capital Management | 0.1 | $233k | 23k | 9.98 | |
| Waste Management (WM) | 0.1 | $230k | 2.2k | 104.44 | |
| Microchip Technology (MCHP) | 0.1 | $237k | 2.9k | 82.90 | |
| Sherwin-Williams Company (SHW) | 0.1 | $248k | 575.00 | 431.30 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $232k | 3.5k | 66.29 | |
| Weyerhaeuser Company (WY) | 0.1 | $248k | 9.4k | 26.38 | |
| Starbucks Corporation (SBUX) | 0.1 | $240k | 3.2k | 74.21 | |
| Hershey Company (HSY) | 0.1 | $238k | 2.1k | 114.81 | |
| Beacon Roofing Supply (BECN) | 0.1 | $238k | 7.4k | 32.16 | |
| Zimmer Holdings (ZBH) | 0.1 | $230k | 1.8k | 127.78 | |
| Seagate Technology Com Stk | 0.1 | $239k | 5.0k | 47.80 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $241k | 2.0k | 119.84 | |
| Templeton Dragon Fund (TDF) | 0.1 | $249k | 13k | 19.92 | |
| Devon Energy Corporation (DVN) | 0.1 | $217k | 6.9k | 31.49 | |
| Dominion Resources (D) | 0.1 | $207k | 2.7k | 76.61 | |
| Raytheon Company | 0.1 | $200k | 1.1k | 181.82 | |
| Royal Dutch Shell | 0.1 | $213k | 3.4k | 62.65 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $202k | 578.00 | 349.48 | |
| LHC | 0.1 | $203k | 1.8k | 110.93 | |
| Tesla Motors (TSLA) | 0.1 | $215k | 769.00 | 279.58 | |
| Allergan | 0.1 | $203k | 1.4k | 146.57 | |
| Kkr & Co (KKR) | 0.1 | $211k | 9.0k | 23.44 | |
| General Electric Company | 0.1 | $149k | 15k | 10.01 | |
| Golar Lng Partners Lp unit | 0.1 | $143k | 11k | 13.00 | |
| Washington Prime Group | 0.1 | $157k | 28k | 5.59 | |
| Newmark Group (NMRK) | 0.1 | $138k | 16k | 8.43 | |
| Mr Cooper Group (COOP) | 0.1 | $149k | 16k | 9.60 | |
| Cleveland-cliffs (CLF) | 0.0 | $118k | 12k | 10.00 | |
| Etfis Ser Tr I infrac act m | 0.0 | $72k | 12k | 6.00 | |
| Malin Corp Plc Ordf (MLLNF) | 0.0 | $58k | 10k | 5.80 | |
| BioTime | 0.0 | $26k | 20k | 1.30 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 10k | 0.00 |
