Regent Investment Management as of Dec. 31, 2020
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 194 positions in its portfolio as reported in the December 2020 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 7.8 | $28M | 211k | 132.69 | |
| Amazon (AMZN) | 4.4 | $16M | 4.9k | 3256.89 | |
| Facebook Inc Class A Cl A (META) | 3.5 | $13M | 47k | 273.17 | |
| Microsoft Corporation (MSFT) | 3.5 | $13M | 57k | 222.42 | |
| JPMorgan Chase & Co. (JPM) | 3.3 | $12M | 94k | 127.07 | |
| Alphabet Inc. Class C Cap Stk Cl C (GOOG) | 3.2 | $12M | 6.7k | 1751.91 | |
| Johnson & Johnson (JNJ) | 2.7 | $9.9M | 63k | 157.38 | |
| Qualcomm (QCOM) | 2.6 | $9.5M | 62k | 152.34 | |
| Horizon Therapeutics P F SHS | 2.3 | $8.2M | 113k | 73.15 | |
| Brown Forman Corp CL B (BF.B) | 2.1 | $7.5M | 95k | 79.43 | |
| Procter & Gamble Company (PG) | 1.9 | $7.0M | 50k | 139.13 | |
| Bristol Myers Squibb (BMY) | 1.7 | $6.0M | 97k | 62.03 | |
| Alibaba Group Hldg Ltd F Spons Sponsored Ads (BABA) | 1.5 | $5.4M | 23k | 232.74 | |
| CVS Caremark Corporation (CVS) | 1.4 | $4.9M | 71k | 68.29 | |
| Skyworks Solutions (SWKS) | 1.3 | $4.7M | 31k | 152.87 | |
| Merck & Co (MRK) | 1.3 | $4.6M | 57k | 81.80 | |
| Verizon Communications (VZ) | 1.3 | $4.6M | 78k | 58.75 | |
| Broadcom (AVGO) | 1.2 | $4.5M | 10k | 437.86 | |
| Alphabet Inc. Class A Cap Stk Cl A (GOOGL) | 1.2 | $4.3M | 2.4k | 1752.45 | |
| Pfizer (PFE) | 1.1 | $4.1M | 111k | 36.81 | |
| Micron Technology (MU) | 1.1 | $3.8M | 51k | 75.18 | |
| Morgan Stanley Com New (MS) | 1.0 | $3.7M | 54k | 68.53 | |
| Cisco Systems (CSCO) | 1.0 | $3.7M | 82k | 44.75 | |
| Match Group (MTCH) | 1.0 | $3.6M | 24k | 151.17 | |
| Visa Inc Class A Com Cl A (V) | 1.0 | $3.5M | 16k | 218.74 | |
| UnitedHealth (UNH) | 0.9 | $3.4M | 9.7k | 350.65 | |
| Comcast Corp Class A Cl A (CMCSA) | 0.9 | $3.4M | 65k | 52.40 | |
| Bank of America Corporation (BAC) | 0.9 | $3.3M | 109k | 30.31 | |
| Walt Disney Company (DIS) | 0.9 | $3.3M | 18k | 181.18 | |
| Thermo Fisher Scientific (TMO) | 0.9 | $3.3M | 7.0k | 465.82 | |
| At&t (T) | 0.9 | $3.2M | 113k | 28.76 | |
| TJX Companies (TJX) | 0.9 | $3.1M | 46k | 68.29 | |
| Iac Interactive Ord | 0.9 | $3.1M | 17k | 189.33 | |
| Citigroup Com New (C) | 0.9 | $3.1M | 50k | 61.66 | |
| Toro Company (TTC) | 0.8 | $3.0M | 31k | 94.84 | |
| Workday Inc Com Usd0.001cl A Cl A (WDAY) | 0.8 | $2.9M | 12k | 239.59 | |
| WesBan (WSBC) | 0.8 | $2.9M | 97k | 29.96 | |
| McKesson Corporation (MCK) | 0.7 | $2.6M | 15k | 173.91 | |
| Williams Companies (WMB) | 0.7 | $2.6M | 128k | 20.05 | |
| Raytheon Technologies Corp (RTX) | 0.7 | $2.4M | 33k | 71.50 | |
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.7 | $2.4M | 78k | 30.65 | |
| Ameriprise Financial (AMP) | 0.7 | $2.4M | 12k | 194.32 | |
| Home Depot (HD) | 0.6 | $2.3M | 8.7k | 265.64 | |
| Coca-Cola Company (KO) | 0.6 | $2.3M | 41k | 54.84 | |
| Abbvie (ABBV) | 0.6 | $2.2M | 20k | 107.14 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.6 | $2.1M | 9.2k | 231.90 | |
| Abbott Laboratories (ABT) | 0.5 | $1.9M | 18k | 109.48 | |
| Walgreen Boots Alliance (WBA) | 0.5 | $1.9M | 48k | 39.89 | |
| Unilever Spon Adr New (UL) | 0.5 | $1.9M | 32k | 60.35 | |
| Honeywell International (HON) | 0.5 | $1.8M | 8.3k | 212.65 | |
| Fiserv (FI) | 0.5 | $1.7M | 15k | 113.83 | |
| V.F. Corporation (VFC) | 0.5 | $1.7M | 20k | 85.42 | |
| Tesla Motors (TSLA) | 0.5 | $1.7M | 2.4k | 705.79 | |
| Danaher Corporation (DHR) | 0.5 | $1.7M | 7.7k | 222.08 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $1.6M | 10k | 164.12 | |
| FedEx Corporation (FDX) | 0.4 | $1.6M | 6.2k | 259.64 | |
| Paypal Holdings (PYPL) | 0.4 | $1.6M | 6.8k | 234.14 | |
| General Mills (GIS) | 0.4 | $1.6M | 26k | 58.80 | |
| Stryker Corporation (SYK) | 0.4 | $1.5M | 6.3k | 245.08 | |
| Chevron Corporation (CVX) | 0.4 | $1.5M | 17k | 84.43 | |
| Prudential Financial (PRU) | 0.4 | $1.5M | 19k | 78.07 | |
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.4 | $1.5M | 29k | 50.09 | |
| Becton, Dickinson and (BDX) | 0.4 | $1.4M | 5.8k | 250.17 | |
| Booking Holdings (BKNG) | 0.4 | $1.4M | 650.00 | 2227.69 | |
| ConAgra Foods (CAG) | 0.4 | $1.4M | 40k | 36.27 | |
| Emerson Electric (EMR) | 0.4 | $1.4M | 18k | 80.35 | |
| Pepsi (PEP) | 0.4 | $1.4M | 9.6k | 148.31 | |
| Oracle Corporation (ORCL) | 0.4 | $1.4M | 22k | 64.69 | |
| Lowe's Companies (LOW) | 0.4 | $1.4M | 8.7k | 160.52 | |
| Take-Two Interactive Software (TTWO) | 0.4 | $1.4M | 6.7k | 207.78 | |
| Verisign (VRSN) | 0.4 | $1.4M | 6.4k | 216.43 | |
| Philip Morris International (PM) | 0.4 | $1.4M | 17k | 82.76 | |
| Liberty All Star Equity Sh Ben Int (USA) | 0.4 | $1.4M | 198k | 6.90 | |
| Kimberly-Clark Corporation (KMB) | 0.3 | $1.2M | 9.2k | 134.88 | |
| Mondelez Intl Cl A (MDLZ) | 0.3 | $1.2M | 21k | 58.46 | |
| Apellis Pharmaceuticals (APLS) | 0.3 | $1.2M | 21k | 57.21 | |
| 3M Company (MMM) | 0.3 | $1.2M | 7.0k | 174.82 | |
| Albemarle Corporation (ALB) | 0.3 | $1.2M | 8.1k | 147.53 | |
| Mosaic (MOS) | 0.3 | $1.2M | 51k | 23.02 | |
| Intel Corporation (INTC) | 0.3 | $1.2M | 24k | 49.83 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.2M | 5.6k | 208.24 | |
| Western Digital (WDC) | 0.3 | $1.2M | 21k | 55.37 | |
| Livent Corp | 0.3 | $1.1M | 59k | 18.84 | |
| Humana (HUM) | 0.3 | $1.1M | 2.7k | 410.44 | |
| Kinder Morgan (KMI) | 0.3 | $1.0M | 76k | 13.66 | |
| Smucker J M Com New (SJM) | 0.3 | $1.0M | 8.8k | 115.56 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $1.0M | 2.0k | 500.25 | |
| MetLife (MET) | 0.3 | $997k | 21k | 46.93 | |
| United Parcel Service CL B (UPS) | 0.3 | $985k | 5.9k | 168.38 | |
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.3 | $975k | 8.9k | 109.04 | |
| Norfolk Southern (NSC) | 0.2 | $856k | 3.6k | 237.65 | |
| American Express Company (AXP) | 0.2 | $848k | 7.0k | 120.95 | |
| Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) | 0.2 | $842k | 5.3k | 158.87 | |
| ON Semiconductor (ON) | 0.2 | $827k | 25k | 32.74 | |
| Anthem (ELV) | 0.2 | $808k | 2.5k | 321.27 | |
| AmerisourceBergen (COR) | 0.2 | $795k | 8.1k | 97.73 | |
| Applied Materials (AMAT) | 0.2 | $766k | 8.9k | 86.26 | |
| Anheuser Busch Inbev S F Spons Sponsored Adr (BUD) | 0.2 | $755k | 11k | 69.90 | |
| PPL Corporation (PPL) | 0.2 | $742k | 26k | 28.21 | |
| Travelers Companies (TRV) | 0.2 | $724k | 5.2k | 140.28 | |
| Chubb (CB) | 0.2 | $721k | 4.7k | 153.90 | |
| Yum! Brands (YUM) | 0.2 | $706k | 6.5k | 108.62 | |
| Eli Lilly & Co. (LLY) | 0.2 | $676k | 4.0k | 168.91 | |
| Illumina (ILMN) | 0.2 | $673k | 1.8k | 369.78 | |
| Nextera Energy (NEE) | 0.2 | $668k | 8.7k | 77.20 | |
| Churchill Downs (CHDN) | 0.2 | $644k | 3.3k | 194.86 | |
| Mastercard Inc Class A Cl A (MA) | 0.2 | $637k | 1.8k | 356.86 | |
| Palo Alto Networks (PANW) | 0.2 | $631k | 1.8k | 355.49 | |
| PNC Financial Services (PNC) | 0.2 | $629k | 4.2k | 148.97 | |
| Lumentum Hldgs (LITE) | 0.2 | $617k | 6.5k | 94.78 | |
| Brown Forman Corp Cl A (BF.A) | 0.2 | $611k | 8.3k | 73.53 | |
| Rio Tinto Sponsored Adr (RIO) | 0.2 | $602k | 8.0k | 75.25 | |
| Illinois Tool Works (ITW) | 0.2 | $598k | 2.9k | 203.75 | |
| Biosante Pharmaceuticals (ANIP) | 0.2 | $589k | 20k | 29.04 | |
| Brixmor Prty (BRX) | 0.2 | $576k | 35k | 16.56 | |
| Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) | 0.1 | $520k | 4.5k | 116.12 | |
| Landmark Infrastructu Com Unit Ltd | 0.1 | $514k | 48k | 10.73 | |
| ConocoPhillips (COP) | 0.1 | $514k | 13k | 40.00 | |
| McDonald's Corporation (MCD) | 0.1 | $509k | 2.4k | 214.50 | |
| Bausch Health Companies (BHC) | 0.1 | $505k | 24k | 20.79 | |
| Cardinal Health (CAH) | 0.1 | $503k | 9.4k | 53.51 | |
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $496k | 3.9k | 128.33 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $496k | 1.7k | 287.04 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $494k | 12k | 41.24 | |
| Regency Centers Corporation (REG) | 0.1 | $492k | 11k | 45.56 | |
| Phillips 66 (PSX) | 0.1 | $487k | 7.0k | 69.93 | |
| Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) | 0.1 | $482k | 25k | 19.31 | |
| Atmos Energy Corporation (ATO) | 0.1 | $477k | 5.0k | 95.40 | |
| Costco Wholesale Corporation (COST) | 0.1 | $470k | 1.2k | 376.90 | |
| Whirlpool Corporation (WHR) | 0.1 | $468k | 2.6k | 180.49 | |
| Lamar Advertising Cl A (LAMR) | 0.1 | $455k | 5.5k | 83.26 | |
| Cigna Corp (CI) | 0.1 | $448k | 2.2k | 208.37 | |
| Viatris (VTRS) | 0.1 | $423k | 23k | 18.76 | |
| Caterpillar (CAT) | 0.1 | $419k | 2.3k | 182.17 | |
| Select Sector Spdr Trusttechno Technology (XLK) | 0.1 | $415k | 3.2k | 130.18 | |
| Henry Schein (HSIC) | 0.1 | $415k | 6.2k | 66.94 | |
| Lincoln National Corporation (LNC) | 0.1 | $409k | 8.1k | 50.30 | |
| Eaton Corp Plc F SHS (ETN) | 0.1 | $405k | 3.4k | 120.09 | |
| Stag Industrial (STAG) | 0.1 | $398k | 13k | 31.34 | |
| Baidu Spon Adr Rep A (BIDU) | 0.1 | $396k | 1.8k | 216.39 | |
| American Intl Group Com New (AIG) | 0.1 | $392k | 10k | 37.87 | |
| LHC | 0.1 | $390k | 1.8k | 213.11 | |
| Activision Blizzard | 0.1 | $386k | 4.2k | 92.90 | |
| S&p Global (SPGI) | 0.1 | $384k | 1.2k | 328.77 | |
| Goldman Sachs (GS) | 0.1 | $372k | 1.4k | 263.83 | |
| Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) | 0.1 | $363k | 2.3k | 161.26 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $360k | 11k | 32.17 | |
| Jabil Circuit (JBL) | 0.1 | $359k | 8.5k | 42.49 | |
| Ishares Tr Rus 2000 Grw Etf (IWO) | 0.1 | $358k | 1.3k | 286.40 | |
| Kraft Heinz (KHC) | 0.1 | $358k | 10k | 34.69 | |
| Gilead Sciences (GILD) | 0.1 | $354k | 6.1k | 58.32 | |
| eBay (EBAY) | 0.1 | $342k | 6.8k | 50.29 | |
| Ishares Tr Rus Md Cp Gr Etf (IWP) | 0.1 | $338k | 3.3k | 102.80 | |
| Kroger (KR) | 0.1 | $333k | 11k | 31.71 | |
| Us Bancorp Del Com New (USB) | 0.1 | $332k | 7.1k | 46.58 | |
| Ciena Corp Com New (CIEN) | 0.1 | $322k | 6.1k | 52.90 | |
| Hartford Financial Services (HIG) | 0.1 | $318k | 6.5k | 48.92 | |
| Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) | 0.1 | $315k | 4.6k | 67.83 | |
| Weyerhaeuser Co Mtn Be Com New (WY) | 0.1 | $313k | 9.3k | 33.57 | |
| Carrier Global Corporation (CARR) | 0.1 | $312k | 8.3k | 37.77 | |
| Waters Corporation (WAT) | 0.1 | $307k | 1.2k | 247.58 | |
| Hillenbrand (HI) | 0.1 | $307k | 7.7k | 39.80 | |
| Amgen (AMGN) | 0.1 | $305k | 1.3k | 230.19 | |
| Kkr & Co (KKR) | 0.1 | $304k | 7.5k | 40.53 | |
| Medtronic Plc F SHS (MDT) | 0.1 | $298k | 2.5k | 117.00 | |
| Yum China Holdings (YUMC) | 0.1 | $291k | 5.1k | 57.06 | |
| Seagate Technology F SHS | 0.1 | $280k | 4.5k | 62.22 | |
| Zimmer Holdings (ZBH) | 0.1 | $277k | 1.8k | 153.89 | |
| Chewy Cl A (CHWY) | 0.1 | $276k | 3.1k | 89.99 | |
| Moody's Corporation (MCO) | 0.1 | $266k | 918.00 | 289.76 | |
| National Retail Properties (NNN) | 0.1 | $264k | 6.5k | 40.92 | |
| Maxim Integrated Products | 0.1 | $262k | 3.0k | 88.81 | |
| Energy Transfer Com Ut Ltd Ptn (ET) | 0.1 | $261k | 42k | 6.20 | |
| Fortive (FTV) | 0.1 | $250k | 3.5k | 70.74 | |
| Enbridge (ENB) | 0.1 | $250k | 7.8k | 31.97 | |
| Ishares Tr Msci Eafe Etf (EFA) | 0.1 | $227k | 3.1k | 72.99 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $221k | 4.2k | 52.93 | |
| Poseida Therapeutics I (PSTX) | 0.1 | $219k | 20k | 10.95 | |
| Vici Pptys (VICI) | 0.1 | $219k | 8.6k | 25.47 | |
| Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp | 0.1 | $217k | 80k | 2.71 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $216k | 19k | 11.14 | |
| Nutrien (NTR) | 0.1 | $212k | 4.4k | 48.18 | |
| Starbucks Corporation (SBUX) | 0.1 | $205k | 1.9k | 107.11 | |
| Tractor Supply Company (TSCO) | 0.1 | $204k | 1.5k | 140.69 | |
| Jinkosolar Holding Com F Spons Sponsored Adr (JKS) | 0.1 | $201k | 3.3k | 61.85 | |
| Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.1 | $201k | 2.2k | 90.95 | |
| Salient Midstream & Mlpfund Sh Ben Int | 0.1 | $196k | 46k | 4.27 | |
| Annaly Capital Management | 0.0 | $164k | 20k | 8.43 | |
| Bgc Partners Inc Com Usd0.01cl Cl A | 0.0 | $160k | 40k | 4.00 | |
| General Electric Company | 0.0 | $140k | 13k | 10.82 | |
| Equinox Gold Corp equities (EQX) | 0.0 | $103k | 10k | 10.30 | |
| Kinross Gold Corp (KGC) | 0.0 | $81k | 11k | 7.36 | |
| Coty Com Cl A (COTY) | 0.0 | $74k | 11k | 7.06 | |
| Bristol-myers Squibb Right 99/99/9999 | 0.0 | $15k | 21k | 0.71 |
