Regent Investment Management

Regent Investment Management as of Sept. 30, 2019

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 206 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 4.5 $14M 61k 223.97
JPMorgan Chase & Co. (JPM) 3.9 $12M 101k 117.69
Amazon (AMZN) 2.9 $8.7M 5.0k 1735.97
Microsoft Corporation (MSFT) 2.8 $8.6M 62k 139.03
Alphabet Inc Class C cs (GOOG) 2.8 $8.4M 6.9k 1218.94
Facebook Inc cl a (META) 2.7 $8.3M 46k 178.07
Procter & Gamble Company (PG) 2.1 $6.5M 52k 124.37
Johnson & Johnson (JNJ) 2.1 $6.5M 50k 129.38
Brown-Forman Corporation (BF.B) 2.1 $6.3M 101k 62.78
WesBan (WSBC) 1.9 $6.0M 160k 37.37
Cisco Systems (CSCO) 1.8 $5.5M 111k 49.41
CVS Caremark Corporation (CVS) 1.6 $4.8M 76k 63.07
Bank of America Corporation (BAC) 1.5 $4.6M 159k 29.17
Verizon Communications (VZ) 1.5 $4.6M 76k 60.36
Merck & Co (MRK) 1.4 $4.4M 52k 84.18
Celgene Corporation 1.4 $4.2M 43k 99.31
Alibaba Group Holding (BABA) 1.4 $4.1M 25k 167.22
Booking Holdings (BKNG) 1.3 $4.1M 2.1k 1962.84
At&t (T) 1.3 $3.8M 102k 37.84
IAC/InterActive 1.2 $3.6M 17k 217.95
Walgreen Boots Alliance (WBA) 1.2 $3.6M 65k 55.32
Horizon Therapeutics 1.2 $3.5M 130k 27.23
Alphabet Inc Class A cs (GOOGL) 1.1 $3.4M 2.8k 1221.29
Williams Companies (WMB) 1.1 $3.3M 139k 24.06
Citigroup (C) 1.1 $3.4M 49k 69.07
Visa (V) 1.1 $3.3M 19k 172.00
Morgan Stanley (MS) 1.1 $3.3M 77k 42.67
Unilever (UL) 0.9 $2.9M 48k 60.11
Biosante Pharmaceuticals (ANIP) 0.9 $2.9M 40k 72.87
UnitedHealth (UNH) 0.9 $2.8M 13k 217.33
FedEx Corporation (FDX) 0.8 $2.4M 17k 145.57
Micron Technology (MU) 0.8 $2.4M 56k 42.86
Comcast Corporation (CMCSA) 0.8 $2.4M 53k 45.08
Qualcomm (QCOM) 0.8 $2.4M 31k 76.28
Thermo Fisher Scientific (TMO) 0.8 $2.4M 8.1k 291.21
Skyworks Solutions (SWKS) 0.8 $2.3M 29k 79.26
Chevron Corporation (CVX) 0.8 $2.3M 19k 118.60
Carnival Corporation (CCL) 0.8 $2.3M 52k 43.71
TJX Companies (TJX) 0.7 $2.3M 41k 55.74
Boeing Company (BA) 0.7 $2.2M 5.8k 380.39
Royal Caribbean Cruises (RCL) 0.7 $2.2M 20k 108.35
Prudential Financial (PRU) 0.7 $2.2M 25k 89.97
Schwab Emerging Markets Equity ETF (SCHE) 0.7 $2.2M 86k 25.13
Coca-Cola Company (KO) 0.7 $2.1M 39k 54.44
Workday Inc cl a (WDAY) 0.7 $2.1M 13k 169.96
Broadcom (AVGO) 0.7 $2.1M 7.6k 276.11
V.F. Corporation (VFC) 0.7 $2.1M 23k 88.99
Kinder Morgan (KMI) 0.7 $2.1M 101k 20.61
Pfizer (PFE) 0.7 $2.0M 57k 35.93
Home Depot (HD) 0.6 $2.0M 8.5k 232.02
Berkshire Hathaway (BRK.B) 0.6 $1.9M 9.2k 207.99
Walt Disney Company (DIS) 0.6 $1.9M 15k 130.32
Honeywell International (HON) 0.6 $1.8M 11k 169.18
Ameriprise Financial (AMP) 0.6 $1.7M 11k 147.12
Abbott Laboratories (ABT) 0.5 $1.6M 19k 83.69
Texas Instruments Incorporated (TXN) 0.5 $1.6M 12k 129.21
Intel Corporation (INTC) 0.5 $1.5M 30k 51.53
Abbvie (ABBV) 0.5 $1.5M 20k 75.74
Oracle Corporation (ORCL) 0.5 $1.4M 26k 55.04
3M Company (MMM) 0.5 $1.4M 8.7k 164.42
Verisign (VRSN) 0.5 $1.4M 7.4k 188.61
General Mills (GIS) 0.5 $1.4M 25k 55.14
Stryker Corporation (SYK) 0.5 $1.4M 6.3k 216.35
Vanguard Emerging Markets ETF (VWO) 0.5 $1.4M 34k 40.27
Becton, Dickinson and (BDX) 0.4 $1.3M 5.3k 252.89
Anheuser-Busch InBev NV (BUD) 0.4 $1.3M 14k 95.15
Western Digital (WDC) 0.4 $1.3M 22k 59.64
Delta Air Lines (DAL) 0.4 $1.3M 22k 57.61
Kimberly-Clark Corporation (KMB) 0.4 $1.3M 8.9k 142.08
J.M. Smucker Company (SJM) 0.4 $1.3M 12k 110.03
Danaher Corporation (DHR) 0.4 $1.2M 8.1k 144.37
Chubb (CB) 0.4 $1.1M 7.0k 161.40
AmerisourceBergen (COR) 0.3 $1.1M 13k 82.35
Pepsi (PEP) 0.3 $1.1M 7.7k 137.06
Dxc Technology (DXC) 0.3 $1.1M 36k 29.49
Cardinal Health (CAH) 0.3 $1.0M 22k 47.20
McKesson Corporation (MCK) 0.3 $1.0M 7.6k 136.66
ConocoPhillips (COP) 0.3 $1.0M 18k 56.98
Lowe's Companies (LOW) 0.3 $1.0M 9.2k 109.99
Union Pacific Corporation (UNP) 0.3 $986k 6.1k 161.98
Yum! Brands (YUM) 0.3 $981k 8.7k 113.41
MetLife (MET) 0.3 $968k 21k 47.15
iShares Russell 2000 Value Index (IWN) 0.3 $972k 8.1k 119.40
Mylan Nv 0.3 $962k 49k 19.78
Liberty All-Star Equity Fund (USA) 0.3 $959k 150k 6.39
Whirlpool Corporation (WHR) 0.3 $915k 5.8k 158.30
United Technologies Corporation 0.3 $907k 6.6k 136.49
PPL Corporation (PPL) 0.3 $912k 29k 31.48
Humana (HUM) 0.3 $924k 3.6k 255.74
Albemarle Corporation (ALB) 0.3 $909k 13k 69.55
Mondelez Int (MDLZ) 0.3 $919k 17k 55.32
Bristol Myers Squibb (BMY) 0.3 $890k 18k 50.70
Travelers Companies (TRV) 0.3 $887k 6.0k 148.75
Diageo (DEO) 0.3 $883k 5.4k 163.52
Energy Transfer Equity (ET) 0.3 $878k 67k 13.08
Charles Schwab Corporation (SCHW) 0.3 $867k 21k 41.83
ON Semiconductor (ON) 0.3 $851k 44k 19.21
U.S. Bancorp (USB) 0.3 $829k 15k 55.34
Emerson Electric (EMR) 0.3 $816k 12k 66.85
Nextera Energy (NEE) 0.3 $822k 3.5k 232.90
Palo Alto Networks (PANW) 0.3 $835k 4.1k 203.73
Landmark Infrastructure 0.3 $822k 46k 18.05
Phillips 66 (PSX) 0.3 $798k 7.8k 102.37
Hldgs (UAL) 0.2 $768k 8.7k 88.38
Livent Corp 0.2 $775k 116k 6.69
Exxon Mobil Corporation (XOM) 0.2 $730k 10k 70.66
American Express Company (AXP) 0.2 $710k 6.0k 118.33
Illumina (ILMN) 0.2 $691k 2.3k 304.41
WisdomTree Japan Total Dividend (DXJ) 0.2 $710k 14k 50.44
Fiserv (FI) 0.2 $657k 6.3k 103.63
Dupont De Nemours (DD) 0.2 $673k 9.4k 71.30
Norfolk Southern (NSC) 0.2 $648k 3.6k 179.75
American International (AIG) 0.2 $637k 11k 55.68
Taiwan Semiconductor Mfg (TSM) 0.2 $625k 14k 46.46
PNC Financial Services (PNC) 0.2 $620k 4.4k 140.13
Adobe Systems Incorporated (ADBE) 0.2 $613k 2.2k 276.13
Rio Tinto (RIO) 0.2 $609k 12k 52.05
Anthem (ELV) 0.2 $604k 2.5k 240.16
MasterCard Incorporated (MA) 0.2 $593k 2.2k 271.40
Eli Lilly & Co. (LLY) 0.2 $585k 5.2k 111.79
Philip Morris International (PM) 0.2 $567k 7.5k 75.88
Lamar Advertising Co-a (LAMR) 0.2 $571k 7.0k 81.98
Paypal Holdings (PYPL) 0.2 $586k 5.7k 103.53
Royal Dutch Shell 0.2 $552k 9.2k 59.93
Brixmor Prty (BRX) 0.2 $562k 28k 20.29
Hartford Financial Services (HIG) 0.2 $518k 8.5k 60.59
CBS Corporation 0.2 $522k 13k 40.35
ConAgra Foods (CAG) 0.2 $511k 17k 30.66
BGC Partners 0.2 $504k 91k 5.54
Enbridge (ENB) 0.2 $516k 15k 35.10
Capitala Finance 0.2 $512k 62k 8.31
Apellis Pharmaceuticals (APLS) 0.2 $513k 21k 24.07
Waters Corporation (WAT) 0.2 $500k 2.2k 223.21
Maxim Integrated Products 0.2 $501k 8.7k 57.92
Gilead Sciences (GILD) 0.2 $478k 7.5k 63.35
Brown-Forman Corporation (BF.A) 0.2 $497k 8.3k 59.81
Lincoln National Corporation (LNC) 0.1 $470k 7.8k 60.26
McDonald's Corporation (MCD) 0.1 $470k 2.2k 214.71
Henry Schein (HSIC) 0.1 $445k 7.0k 63.57
Apollo Commercial Real Est. Finance (ARI) 0.1 $466k 24k 19.09
Costco Wholesale Corporation (COST) 0.1 $428k 1.5k 288.22
Applied Materials (AMAT) 0.1 $439k 8.8k 49.88
First Solar (FSLR) 0.1 $426k 7.3k 58.00
Baidu (BIDU) 0.1 $422k 4.1k 102.87
Cigna Corp (CI) 0.1 $433k 2.9k 151.72
Dow (DOW) 0.1 $440k 9.2k 47.67
Wells Fargo & Company (WFC) 0.1 $396k 7.8k 50.50
Churchill Downs (CHDN) 0.1 $408k 3.3k 123.45
Perspecta 0.1 $410k 16k 26.15
Jabil Circuit (JBL) 0.1 $376k 11k 35.81
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $363k 4.3k 84.03
Yum China Holdings (YUMC) 0.1 $361k 8.0k 45.41
Kroger (KR) 0.1 $348k 14k 25.78
Amgen (AMGN) 0.1 $348k 1.8k 193.33
eBay (EBAY) 0.1 $327k 8.4k 38.93
Activision Blizzard 0.1 $350k 6.6k 52.97
Plains All American Pipeline (PAA) 0.1 $336k 16k 20.74
Eaton (ETN) 0.1 $321k 3.9k 83.24
American Airls (AAL) 0.1 $323k 12k 26.93
Kraft Heinz (KHC) 0.1 $349k 13k 27.95
iShares MSCI Emerging Markets Indx (EEM) 0.1 $297k 7.3k 40.80
Caterpillar (CAT) 0.1 $313k 2.5k 126.46
Genuine Parts Company (GPC) 0.1 $299k 3.0k 99.67
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $304k 1.2k 250.62
iShares Russell Midcap Growth Idx. (IWP) 0.1 $297k 2.1k 141.43
S&p Global (SPGI) 0.1 $302k 1.2k 244.93
Altria (MO) 0.1 $260k 6.4k 40.90
Weyerhaeuser Company (WY) 0.1 $260k 9.4k 27.66
iShares MSCI EAFE Index Fund (EFA) 0.1 $266k 4.1k 65.27
Starbucks Corporation (SBUX) 0.1 $286k 3.2k 88.44
Seagate Technology Com Stk 0.1 $272k 5.1k 53.73
Ciena Corporation (CIEN) 0.1 $278k 7.1k 39.23
Etfis Ser Tr I infrac act m 0.1 $262k 55k 4.80
Allergan 0.1 $267k 1.6k 168.45
Vici Pptys (VICI) 0.1 $270k 12k 22.69
Moody's Corporation (MCO) 0.1 $239k 1.2k 204.62
Waste Management (WM) 0.1 $254k 2.2k 115.56
United Parcel Service (UPS) 0.1 $243k 2.0k 119.70
Hillenbrand (HI) 0.1 $238k 7.7k 30.86
Microchip Technology (MCHP) 0.1 $247k 2.7k 92.89
Sherwin-Williams Company (SHW) 0.1 $234k 425.00 550.59
Zimmer Holdings (ZBH) 0.1 $247k 1.8k 137.22
iShares Russell 2000 Growth Index (IWO) 0.1 $241k 1.3k 192.80
Mosaic (MOS) 0.1 $256k 13k 20.48
Fortive (FTV) 0.1 $242k 3.5k 68.48
Corteva (CTVA) 0.1 $259k 9.2k 28.02
Annaly Capital Management 0.1 $204k 23k 8.80
Dominion Resources (D) 0.1 $211k 2.6k 81.09
Raytheon Company 0.1 $216k 1.1k 196.36
Halliburton Company (HAL) 0.1 $201k 11k 18.87
Schlumberger (SLB) 0.1 $228k 6.7k 34.10
iShares S&P 500 Index (IVV) 0.1 $203k 678.00 300.00
LHC 0.1 $208k 1.8k 113.66
Templeton Dragon Fund (TDF) 0.1 $224k 13k 17.92
Carlyle Group 0.1 $212k 8.3k 25.58
Medtronic (MDT) 0.1 $219k 2.0k 108.85
Newmark Group (NMRK) 0.1 $228k 26k 8.93
General Electric Company 0.0 $133k 15k 8.93
Coty Inc Cl A (COTY) 0.0 $136k 13k 10.53
Mr Cooper Group (COOP) 0.0 $117k 11k 10.61
Cleveland-cliffs (CLF) 0.0 $78k 11k 7.24
Washington Prime Group 0.0 $46k 11k 4.18
Malin Corp Plc Ordf (MLLNF) 0.0 $44k 10k 4.40
Lineage Cell Therapeutics In (LCTX) 0.0 $20k 20k 1.00
Wonder Auto Tech Inc Xxx Escro 0.0 $0 10k 0.00
Cinedigm 0.0 $10k 11k 0.90