RiverFront Investment Group

RiverFront Investment as of Sept. 30, 2012

Portfolio Holdings for RiverFront Investment

RiverFront Investment holds 97 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Emerging Markets ETF (VWO) 8.7 $241M 5.8M 41.72
SPDR Barclays Capital High Yield B 8.3 $231M 5.7M 40.21
Vanguard Short Term Corporate Bond ETF (VCSH) 5.0 $141M 1.8M 80.33
iShares S&P SmallCap 600 Index (IJR) 4.0 $113M 1.5M 77.07
iShares iBoxx $ High Yid Corp Bond (HYG) 4.0 $110M 1.2M 92.30
Vanguard European ETF (VGK) 4.0 $110M 2.4M 45.26
Vanguard Large-Cap ETF (VV) 3.7 $104M 1.6M 65.69
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 3.4 $94M 779k 121.26
Vanguard Dividend Appreciation ETF (VIG) 3.2 $89M 1.5M 59.68
Powershares Senior Loan Portfo mf 2.8 $77M 3.1M 24.95
SPDR DJ Wilshire REIT (RWR) 2.6 $74M 1.0M 71.96
Merck & Co (MRK) 1.8 $50M 1.1M 45.09
PowerShares Intl. Dividend Achiev. 1.7 $48M 3.1M 15.20
Apple (AAPL) 1.7 $46M 69k 667.10
Pfizer (PFE) 1.6 $46M 1.8M 24.85
General Electric Company 1.6 $46M 2.0M 22.71
iShares Lehman MBS Bond Fund (MBB) 1.6 $44M 398k 109.16
PowerShares Hgh Yield Corporate Bnd 1.5 $43M 2.2M 19.06
Utilities SPDR (XLU) 1.5 $42M 1.2M 36.39
iShares Dow Jones US Financial Svc. (IYG) 1.4 $40M 725k 55.67
Qualcomm (QCOM) 1.4 $39M 621k 62.47
Vanguard Europe Pacific ETF (VEA) 1.3 $36M 1.1M 32.88
iShares MSCI Pacific ex-Japan Idx (EPP) 1.2 $35M 781k 44.59
Chevron Corporation (CVX) 1.2 $35M 298k 116.56
Wal-Mart Stores (WMT) 1.2 $33M 445k 73.80
Bce (BCE) 1.2 $33M 751k 43.94
Powershares Etf Tr Ii s^p500 hgh bet 1.1 $32M 1.5M 20.68
Time Warner 1.1 $30M 671k 45.33
PNC Financial Services (PNC) 1.1 $30M 469k 63.10
Hasbro (HAS) 1.0 $27M 711k 38.16
McDonald's Corporation (MCD) 0.9 $26M 288k 91.75
L-3 Communications Holdings 0.9 $27M 370k 71.71
Johnson & Johnson (JNJ) 0.9 $26M 375k 68.91
UnitedHealth (UNH) 0.9 $26M 468k 55.41
iShares MSCI United Kingdom Index 0.9 $25M 1.5M 17.40
Nordstrom (JWN) 0.9 $25M 456k 55.18
Occidental Petroleum Corporation (OXY) 0.9 $25M 288k 86.06
Ubs Ag Jersey Brh Alerian Infrst 0.9 $25M 726k 34.04
MeadWestva 0.9 $24M 789k 30.60
iShares MSCI EMU Index (EZU) 0.8 $24M 787k 30.05
Credit Suisse Nassau Brh Etn Lkd 30mlp etf 0.8 $24M 946k 25.07
Ca 0.8 $23M 903k 25.76
iShares S&P MidCap 400 Index (IJH) 0.8 $23M 234k 98.68
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.8 $23M 504k 45.86
iShares MSCI Emerging Markets Indx (EEM) 0.8 $23M 550k 41.32
Chubb Corporation 0.8 $22M 282k 76.28
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.7 $20M 355k 56.26
iShares MSCI Germany Index Fund (EWG) 0.7 $19M 841k 22.57
KLA-Tencor Corporation (KLAC) 0.7 $18M 385k 47.70
PowerShares DWA Technical Ldrs Pf 0.7 $19M 670k 27.55
Vanguard Consumer Staples ETF (VDC) 0.6 $17M 180k 91.58
iShares MSCI ACWI ex US Index Fund (ACWX) 0.6 $16M 405k 39.39
Health Care SPDR (XLV) 0.6 $16M 391k 40.12
Global X Fds glb x asean 40 (ASEA) 0.4 $11M 686k 16.61
iShares Russell Microcap Index (IWC) 0.4 $11M 198k 52.84
Tiffany & Co. 0.3 $9.5M 153k 61.88
Vanguard Information Technology ETF (VGT) 0.3 $8.1M 110k 73.40
Phillips 66 (PSX) 0.3 $8.2M 176k 46.37
Claymore/sabrient Stealth Etf cmn 0.3 $7.9M 416k 19.04
Powershares Etf Tr Ii s^p500 low vol 0.3 $7.8M 276k 28.17
Scripps Networks Interactive 0.2 $6.4M 105k 61.22
HCC Insurance Holdings 0.2 $6.1M 180k 33.88
Exxon Mobil Corporation (XOM) 0.2 $5.8M 64k 91.44
Powershares Etf Tr Ii s^p smcp hc po 0.2 $5.8M 158k 36.70
Snap-on Incorporated (SNA) 0.2 $5.2M 72k 71.86
Anixter International 0.2 $5.2M 91k 57.45
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $5.4M 51k 105.76
SPDR S&P Metals and Mining (XME) 0.2 $5.0M 115k 43.51
Cbre Group Inc Cl A (CBRE) 0.2 $5.0M 270k 18.41
Cracker Barrel Old Country Store (CBRL) 0.2 $4.7M 70k 67.10
Synopsys (SNPS) 0.2 $4.8M 145k 32.99
WisdomTree LargeCap Dividend Fund (DLN) 0.2 $4.9M 89k 54.64
EMC Corporation 0.2 $4.4M 162k 27.27
Ball Corporation (BALL) 0.1 $4.3M 101k 42.31
iShares MSCI Canada Index (EWC) 0.1 $4.1M 146k 28.49
First Trust Dow Jones Sel.MicroCap (FDM) 0.1 $4.0M 180k 22.34
Verisign (VRSN) 0.1 $3.7M 77k 48.68
Oracle Corporation (ORCL) 0.1 $3.7M 116k 31.45
People's United Financial 0.0 $295k 24k 12.14
BMC Software 0.0 $267k 6.4k 41.47
Family Dollar Stores 0.0 $251k 3.8k 66.42
Microchip Technology (MCHP) 0.0 $227k 6.9k 32.70
Ryder System (R) 0.0 $216k 5.5k 39.02
Interpublic Group of Companies (IPG) 0.0 $303k 27k 11.13
Sotheby's 0.0 $243k 7.7k 31.44
Henry Schein (HSIC) 0.0 $332k 4.2k 79.29
Penn National Gaming (PENN) 0.0 $314k 7.3k 43.07
East West Ban (EWBC) 0.0 $325k 15k 21.14
Patterson-UTI Energy (PTEN) 0.0 $167k 11k 15.78
Invesco (IVZ) 0.0 $346k 14k 24.98
Sirona Dental Systems 0.0 $299k 5.3k 56.93
Oil States International (OIS) 0.0 $217k 2.7k 79.63
Esterline Technologies Corporation 0.0 $316k 5.6k 56.09
BioMed Realty Trust 0.0 $240k 13k 18.71
Powershares Etf Tr Ii s^p smcp fin p 0.0 $308k 10k 30.82
Powershares Etf Tr Ii s^p smcp it po 0.0 $294k 9.8k 30.14
Powershares Etf Tr Ii s^p smcp uti p 0.0 $379k 12k 32.13