Roc Capital Management as of Sept. 30, 2011
Portfolio Holdings for Roc Capital Management
Roc Capital Management holds 118 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Novellus Systems | 2.4 | $699k | 26k | 27.25 | |
| Linear Technology Corporation | 2.0 | $601k | 22k | 27.64 | |
| Merck & Co (MRK) | 2.0 | $586k | 18k | 32.73 | |
| iShares Dow Jones Select Dividend (DVY) | 1.9 | $578k | 12k | 48.24 | |
| Humana (HUM) | 1.8 | $537k | 7.4k | 72.68 | |
| Bristol Myers Squibb (BMY) | 1.8 | $519k | 17k | 31.37 | |
| SPDR S&P Dividend (SDY) | 1.7 | $498k | 10k | 48.61 | |
| Qualcomm (QCOM) | 1.7 | $494k | 10k | 48.58 | |
| Tyco International Ltd S hs | 1.6 | $490k | 12k | 40.71 | |
| Raytheon Company | 1.6 | $486k | 12k | 40.85 | |
| JPMorgan Chase & Co. (JPM) | 1.6 | $460k | 15k | 30.12 | |
| Chubb Corporation | 1.5 | $450k | 7.5k | 60.03 | |
| General Dynamics Corporation (GD) | 1.5 | $439k | 7.7k | 56.87 | |
| Lear Corporation (LEA) | 1.5 | $432k | 10k | 42.94 | |
| Vodafone | 1.3 | $389k | 15k | 25.63 | |
| Target Corporation (TGT) | 1.3 | $385k | 7.9k | 49.00 | |
| Pepsi (PEP) | 1.3 | $377k | 6.1k | 61.87 | |
| Family Dollar Stores | 1.2 | $364k | 7.2k | 50.85 | |
| Fifth Third Ban (FITB) | 1.2 | $362k | 36k | 10.10 | |
| Onyx Pharmaceuticals | 1.2 | $361k | 12k | 30.03 | |
| Las Vegas Sands (LVS) | 1.2 | $357k | 9.3k | 38.35 | |
| Equinix | 1.2 | $350k | 3.9k | 88.74 | |
| Allergan | 1.2 | $345k | 4.2k | 82.48 | |
| 99 Cents Only Stores | 1.2 | $343k | 19k | 18.43 | |
| Mosaic (MOS) | 1.1 | $335k | 6.8k | 48.99 | |
| Arthur J. Gallagher & Co. (AJG) | 1.1 | $332k | 13k | 26.31 | |
| Walt Disney Company (DIS) | 1.1 | $333k | 11k | 30.13 | |
| Altera Corporation | 1.1 | $331k | 11k | 31.55 | |
| Kansas City Southern | 1.1 | $332k | 6.6k | 50.02 | |
| Devon Energy Corporation (DVN) | 1.1 | $327k | 5.9k | 55.49 | |
| Hub (HUBG) | 1.1 | $322k | 11k | 28.29 | |
| Unum (UNM) | 1.1 | $319k | 15k | 20.94 | |
| Symantec Corporation | 1.1 | $320k | 20k | 16.29 | |
| Quest Diagnostics Incorporated (DGX) | 1.1 | $320k | 6.5k | 49.37 | |
| Potash Corp. Of Saskatchewan I | 1.1 | $317k | 7.3k | 43.23 | |
| Mentor Graphics Corporation | 1.0 | $310k | 32k | 9.62 | |
| tw tele | 1.0 | $308k | 19k | 16.53 | |
| Hain Celestial (HAIN) | 1.0 | $304k | 9.9k | 30.57 | |
| Pvh Corporation (PVH) | 1.0 | $305k | 5.2k | 58.16 | |
| Lincoln National Corporation (LNC) | 1.0 | $298k | 19k | 15.62 | |
| Altria (MO) | 1.0 | $298k | 11k | 26.85 | |
| CIGNA Corporation | 1.0 | $298k | 7.1k | 42.00 | |
| salesforce (CRM) | 1.0 | $296k | 2.6k | 114.37 | |
| U.S. Bancorp (USB) | 1.0 | $295k | 13k | 23.57 | |
| Coventry Health Care | 1.0 | $287k | 10k | 28.80 | |
| Travelers Companies (TRV) | 0.9 | $282k | 5.8k | 48.78 | |
| Baxter International (BAX) | 0.9 | $278k | 5.0k | 56.13 | |
| ConocoPhillips (COP) | 0.9 | $278k | 4.4k | 63.37 | |
| ArcelorMittal | 0.9 | $271k | 17k | 15.89 | |
| Pall Corporation | 0.9 | $268k | 6.3k | 42.43 | |
| Cooper Companies | 0.9 | $264k | 3.3k | 79.02 | |
| Broadcom Corporation | 0.9 | $263k | 7.9k | 33.27 | |
| American Axle & Manufact. Holdings (AXL) | 0.9 | $263k | 35k | 7.62 | |
| PNC Financial Services (PNC) | 0.9 | $260k | 5.4k | 48.27 | |
| Bunge | 0.9 | $258k | 4.4k | 58.24 | |
| BE Aerospace | 0.8 | $251k | 7.6k | 33.05 | |
| Red Hat | 0.8 | $251k | 5.9k | 42.34 | |
| Aol | 0.8 | $250k | 21k | 12.00 | |
| Werner Enterprises (WERN) | 0.8 | $248k | 12k | 20.80 | |
| Ens | 0.8 | $245k | 6.1k | 40.48 | |
| Royal Caribbean Cruises (RCL) | 0.8 | $244k | 11k | 21.64 | |
| Walter Energy | 0.8 | $243k | 4.1k | 59.90 | |
| Health Net | 0.8 | $244k | 10k | 23.75 | |
| Hanover Insurance (THG) | 0.8 | $236k | 6.6k | 35.49 | |
| Jones Group | 0.8 | $237k | 26k | 9.22 | |
| Mead Johnson Nutrition | 0.8 | $234k | 3.4k | 68.90 | |
| Directv | 0.8 | $231k | 5.5k | 42.18 | |
| CHECK POINT SOFTWARE Technolog Com Stk (CHKP) | 0.8 | $231k | 4.4k | 52.67 | |
| Stryker Corporation (SYK) | 0.8 | $229k | 4.9k | 47.19 | |
| MetLife (MET) | 0.8 | $224k | 8.0k | 28.05 | |
| McDonald's Corporation (MCD) | 0.7 | $217k | 2.5k | 87.89 | |
| Jack in the Box (JACK) | 0.7 | $216k | 11k | 19.89 | |
| British American Tobac (BTI) | 0.7 | $215k | 2.5k | 84.61 | |
| CSX Corporation (CSX) | 0.7 | $211k | 11k | 18.66 | |
| Prudential Financial (PRU) | 0.7 | $212k | 4.5k | 46.93 | |
| Exxon Mobil Corporation (XOM) | 0.7 | $207k | 2.9k | 72.53 | |
| SanDisk Corporation | 0.7 | $209k | 5.2k | 40.32 | |
| TiVo | 0.7 | $208k | 22k | 9.33 | |
| Telefonaktiebolaget LM Ericsson (ERIC) | 0.7 | $204k | 21k | 9.53 | |
| Macy's (M) | 0.7 | $206k | 7.8k | 26.31 | |
| Ingersoll-rand Co Ltd-cl A | 0.7 | $206k | 7.4k | 28.03 | |
| RadioShack Corporation | 0.6 | $183k | 16k | 11.64 | |
| US Airways | 0.5 | $161k | 29k | 5.51 | |
| Zions Bancorporation (ZION) | 0.5 | $154k | 11k | 14.12 | |
| Patriot Coal Corp | 0.5 | $152k | 18k | 8.48 | |
| JetBlue Airways Corporation (JBLU) | 0.5 | $144k | 35k | 4.09 | |
| Quiksilver | 0.5 | $142k | 47k | 3.05 | |
| Take-Two Interactive Software (TTWO) | 0.5 | $132k | 10k | 12.76 | |
| MGM Resorts International. (MGM) | 0.5 | $132k | 14k | 9.30 | |
| Micron Technology (MU) | 0.4 | $131k | 26k | 5.04 | |
| Delta Air Lines (DAL) | 0.4 | $128k | 17k | 7.52 | |
| Dole Food Company | 0.4 | $127k | 13k | 9.96 | |
| Wendy's/arby's Group (WEN) | 0.4 | $126k | 27k | 4.60 | |
| Barclays (BCS) | 0.4 | $122k | 12k | 9.82 | |
| Applied Micro Circuits Corporation | 0.4 | $120k | 22k | 5.38 | |
| Commercial Metals Company (CMC) | 0.4 | $110k | 12k | 9.55 | |
| Och-Ziff Capital Management | 0.3 | $95k | 10k | 9.13 | |
| Sprint Nextel Corporation | 0.3 | $91k | 30k | 3.04 | |
| Dean Foods Company | 0.3 | $93k | 10k | 8.92 | |
| Office Depot | 0.3 | $90k | 44k | 2.07 | |
| Lloyds TSB (LYG) | 0.3 | $89k | 43k | 2.09 | |
| United Microelectronics (UMC) | 0.3 | $87k | 46k | 1.90 | |
| PMC-Sierra | 0.3 | $84k | 14k | 6.00 | |
| Interpublic Group of Companies (IPG) | 0.3 | $80k | 11k | 7.20 | |
| Gfi | 0.3 | $81k | 20k | 4.01 | |
| Brocade Communications Systems | 0.3 | $77k | 18k | 4.32 | |
| Leap Wireless International | 0.2 | $73k | 11k | 6.94 | |
| FormFactor (FORM) | 0.2 | $73k | 12k | 6.26 | |
| Sunpower Cp B | 0.2 | $74k | 10k | 7.34 | |
| Clearwire Corporation | 0.2 | $70k | 30k | 2.33 | |
| Limelight Networks | 0.2 | $68k | 29k | 2.36 | |
| MGIC Investment (MTG) | 0.2 | $63k | 34k | 1.88 | |
| Pulte (PHM) | 0.2 | $51k | 13k | 3.99 | |
| Standard Pacific | 0.1 | $44k | 18k | 2.46 | |
| Pilgrim's Pride Corporation (PPC) | 0.1 | $43k | 10k | 4.26 | |
| Level 3 Communications | 0.1 | $34k | 23k | 1.47 | |
| Sonus Networks | 0.1 | $34k | 16k | 2.16 | |
| Synovus Financial | 0.1 | $17k | 16k | 1.06 |
