Rochdale Investment Management

Rochdale Investment Management as of Sept. 30, 2012

Portfolio Holdings for Rochdale Investment Management

Rochdale Investment Management holds 427 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verizon Communications (VZ) 2.4 $47M 1.0M 45.57
Philip Morris International (PM) 2.2 $45M 501k 89.94
At&t (T) 2.2 $43M 1.1M 37.70
B&G Foods (BGS) 2.1 $43M 1.4M 30.31
Altria (MO) 2.0 $39M 1.2M 33.39
Northeast Utilities System 1.9 $37M 973k 38.23
Kraft Foods 1.9 $37M 899k 41.35
Bristol Myers Squibb (BMY) 1.8 $35M 1.0M 33.75
Plains All American Pipeline (PAA) 1.7 $35M 393k 88.20
Enterprise Products Partners (EPD) 1.6 $33M 616k 53.60
Vector (VGR) 1.6 $32M 1.9M 16.59
National Retail Properties (NNN) 1.6 $32M 1.0M 30.50
Xcel Energy (XEL) 1.6 $31M 1.1M 27.71
UIL Holdings Corporation 1.4 $28M 783k 35.86
Health Care REIT 1.4 $27M 469k 57.74
Oneok Partners 1.3 $26M 439k 59.50
Brookfield Infrastructure Part (BIP) 1.2 $25M 700k 35.55
Entertainment Properties Trust 1.2 $25M 560k 44.43
CenturyLink 1.2 $24M 597k 40.40
Liberty Property Trust 1.2 $24M 651k 36.24
Consolidated Communications Holdings 1.2 $23M 1.3M 17.19
Duke Energy (DUK) 1.1 $23M 350k 64.79
Energy Transfer Partners 1.1 $21M 494k 42.57
Paychex (PAYX) 1.0 $21M 621k 33.29
Transcanada Corp 1.0 $21M 452k 45.50
Kinder Morgan Energy Partners 1.0 $20M 244k 82.50
AmeriGas Partners 1.0 $20M 449k 43.66
Exxon Mobil Corporation (XOM) 1.0 $20M 213k 91.45
Cincinnati Financial Corporation (CINF) 1.0 $19M 506k 37.87
Apple (AAPL) 0.9 $19M 28k 667.12
International Business Machines (IBM) 0.9 $19M 90k 207.45
Ventas (VTR) 0.9 $18M 291k 62.25
Pepsi (PEP) 0.9 $18M 251k 70.77
NuStar Energy 0.8 $17M 324k 50.88
Kimberly-Clark Corporation (KMB) 0.8 $16M 189k 85.78
AFLAC Incorporated (AFL) 0.8 $16M 340k 47.88
Dominion Resources (D) 0.8 $16M 294k 52.94
Buckeye Partners 0.8 $16M 327k 47.97
Visa (V) 0.8 $15M 114k 134.28
Atmos Energy Corporation (ATO) 0.8 $15M 429k 35.79
Home Depot (HD) 0.8 $15M 250k 60.37
Walt Disney Company (DIS) 0.8 $15M 291k 52.28
Google 0.8 $15M 20k 754.48
Suburban Propane Partners (SPH) 0.8 $15M 367k 41.36
National Health Investors (NHI) 0.8 $15M 296k 51.44
FirstEnergy (FE) 0.7 $15M 334k 44.10
Abbott Laboratories (ABT) 0.7 $14M 210k 68.56
JPMorgan Chase & Co. (JPM) 0.7 $14M 345k 40.48
Costco Wholesale Corporation (COST) 0.7 $14M 138k 100.16
EMC Corporation 0.7 $14M 507k 27.27
Oracle Corporation (ORCL) 0.7 $14M 437k 31.46
Regency Energy Partners 0.7 $14M 580k 23.32
CVS Caremark Corporation (CVS) 0.7 $13M 271k 48.42
United Technologies Corporation 0.6 $13M 165k 78.29
Vectren Corporation 0.6 $13M 442k 28.60
Covidien 0.6 $13M 211k 59.42
International Paper Company (IP) 0.6 $12M 339k 36.32
National-Oilwell Var 0.6 $12M 155k 80.11
Accenture (ACN) 0.6 $13M 178k 70.03
Wells Fargo & Company (WFC) 0.6 $12M 355k 34.53
Directv 0.6 $12M 233k 52.44
Occidental Petroleum Corporation (OXY) 0.6 $12M 137k 86.06
Spectra Energy 0.6 $12M 394k 29.36
American Electric Power Company (AEP) 0.6 $12M 264k 43.94
Dr Pepper Snapple 0.6 $12M 261k 44.53
Ensco Plc Shs Class A 0.6 $12M 212k 54.56
Travelers Companies (TRV) 0.6 $11M 168k 68.26
LTC Properties (LTC) 0.6 $12M 361k 31.85
Comcast Corporation (CMCSA) 0.6 $11M 308k 35.74
Ferrellgas Partners 0.6 $11M 568k 19.40
Southern Company (SO) 0.5 $11M 232k 46.09
Associated Estates Realty Corporation 0.5 $11M 690k 15.16
Government Properties Income Trust 0.5 $10M 427k 23.40
E.I. du Pont de Nemours & Company 0.5 $9.7M 194k 50.27
Yum! Brands (YUM) 0.5 $9.7M 147k 66.34
MetLife (MET) 0.5 $9.7M 280k 34.46
Celgene Corporation 0.5 $9.7M 127k 76.40
Chevron Corporation (CVX) 0.5 $9.4M 81k 116.56
H.J. Heinz Company 0.5 $9.5M 170k 55.95
Johnson Controls 0.5 $9.1M 333k 27.40
PPL Corporation (PPL) 0.5 $9.1M 314k 29.05
Qualcomm (QCOM) 0.5 $9.0M 144k 62.47
M&T Bank Corporation (MTB) 0.4 $8.9M 93k 95.16
Snap-on Incorporated (SNA) 0.4 $8.7M 121k 71.87
Mattel (MAT) 0.4 $8.6M 242k 35.47
El Paso Pipeline Partners 0.4 $8.6M 230k 37.22
Parker-Hannifin Corporation (PH) 0.4 $8.4M 100k 83.58
Realty Income (O) 0.4 $8.3M 203k 40.89
Tanger Factory Outlet Centers (SKT) 0.4 $8.1M 252k 32.33
McDonald's Corporation (MCD) 0.4 $8.0M 87k 91.75
Schlumberger (SLB) 0.4 $8.0M 111k 72.33
Thermo Fisher Scientific (TMO) 0.4 $7.9M 134k 58.83
Broadcom Corporation 0.4 $7.8M 226k 34.57
Cameron International Corporation 0.4 $7.8M 139k 56.07
Mead Johnson Nutrition 0.4 $7.3M 100k 73.28
3M Company (MMM) 0.4 $7.2M 78k 92.41
Varian Medical Systems 0.4 $7.2M 120k 60.32
Intuit (INTU) 0.4 $7.2M 123k 58.88
St. Jude Medical 0.3 $7.1M 168k 42.13
American Express Company (AXP) 0.3 $6.8M 120k 56.86
Lennar Corporation (LEN) 0.3 $6.7M 193k 34.77
Vanguard Mid-Cap Growth ETF (VOT) 0.3 $6.7M 100k 67.75
Bed Bath & Beyond 0.3 $6.5M 103k 63.00
SYSCO Corporation (SYY) 0.3 $6.4M 206k 31.27
Vanguard Mid-Cap Value ETF (VOE) 0.3 $6.4M 111k 57.93
Citigroup (C) 0.3 $6.2M 190k 32.72
Johnson & Johnson (JNJ) 0.3 $6.1M 88k 68.91
Allergan 0.3 $6.0M 65k 91.58
Oneok (OKE) 0.3 $5.9M 123k 48.31
Atwood Oceanics 0.3 $5.8M 127k 45.45
Procter & Gamble Company (PG) 0.3 $5.6M 81k 69.36
SCANA Corporation 0.3 $5.3M 111k 48.27
Praxair 0.2 $4.8M 47k 103.87
Coca-Cola Company (KO) 0.2 $4.3M 115k 37.93
iShares S&P SmallCap 600 Growth (IJT) 0.2 $4.2M 50k 83.60
Hawaiian Electric Industries (HE) 0.2 $4.0M 152k 26.31
iShares Russell Midcap Value Index (IWS) 0.2 $4.0M 81k 48.71
iShares Russell Midcap Growth Idx. (IWP) 0.2 $3.9M 63k 62.16
Wal-Mart Stores (WMT) 0.2 $3.8M 51k 73.79
Capital One Financial (COF) 0.2 $3.8M 66k 57.02
iShares S&P SmallCap 600 Value Idx (IJS) 0.2 $3.9M 49k 79.00
Microsoft Corporation (MSFT) 0.2 $3.5M 117k 29.76
Pfizer (PFE) 0.2 $3.3M 133k 24.85
DTE Energy Company (DTE) 0.1 $2.9M 49k 59.93
General Electric Company 0.1 $2.7M 120k 22.71
Kellogg Company (K) 0.1 $2.8M 54k 51.66
Restricted Berry Petroleum 0.1 $2.8M 70k 40.63
United Parcel Service (UPS) 0.1 $2.7M 37k 71.57
Intel Corporation (INTC) 0.1 $2.6M 113k 22.65
General Mills (GIS) 0.1 $2.7M 67k 39.85
Merck & Co (MRK) 0.1 $2.5M 56k 45.10
iShares MSCI EAFE Index Fund (EFA) 0.1 $2.6M 49k 53.01
Eli Lilly & Co. (LLY) 0.1 $2.5M 52k 47.40
Emerson Electric (EMR) 0.1 $2.3M 48k 48.27
Wisconsin Energy Corporation 0.1 $2.4M 65k 37.67
Hershey Company (HSY) 0.1 $2.4M 34k 70.89
iShares S&P MidCap 400 Growth (IJK) 0.1 $2.3M 21k 111.97
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $2.5M 27k 92.29
eBay (EBAY) 0.1 $2.2M 45k 48.36
Lorillard 0.1 $2.2M 19k 116.45
Arthur J. Gallagher & Co. (AJG) 0.1 $2.0M 57k 35.82
Williams-Sonoma (WSM) 0.1 $2.0M 47k 43.96
Halliburton Company (HAL) 0.1 $2.1M 62k 33.69
Clorox Company (CLX) 0.1 $1.9M 27k 72.05
HCP 0.1 $2.0M 45k 44.48
ConocoPhillips (COP) 0.1 $1.8M 31k 57.17
Westar Energy 0.1 $1.8M 61k 29.66
Maximus (MMS) 0.1 $1.8M 30k 59.71
Altera Corporation 0.1 $1.8M 53k 34.00
Imperial Tobac 0.1 $1.7M 23k 74.03
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.1 $1.9M 203k 9.12
NorthWestern Corporation (NWE) 0.1 $1.8M 50k 36.24
ExlService Holdings (EXLS) 0.1 $1.7M 59k 29.51
John Wiley & Sons (WLYB) 0.1 $1.7M 38k 45.76
Assurant (AIZ) 0.1 $1.5M 41k 37.30
Comcast Corporation 0.1 $1.6M 46k 34.80
LKQ Corporation (LKQ) 0.1 $1.6M 87k 18.47
iShares S&P 500 Index (IVV) 0.1 $1.6M 11k 144.37
G-III Apparel (GIII) 0.1 $1.6M 44k 35.89
UGI Corporation (UGI) 0.1 $1.7M 53k 31.76
NetGear (NTGR) 0.1 $1.6M 41k 38.14
iShares S&P 500 Growth Index (IVW) 0.1 $1.6M 20k 77.83
iShares S&P 500 Value Index (IVE) 0.1 $1.5M 23k 65.81
Industries N shs - a - (LYB) 0.1 $1.5M 30k 51.66
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $1.5M 18k 85.04
Huntington Bancshares Incorporated (HBAN) 0.1 $1.4M 208k 6.89
Eaton Corporation 0.1 $1.5M 32k 47.27
GlaxoSmithKline 0.1 $1.5M 32k 46.25
Windstream Corporation 0.1 $1.5M 145k 10.09
Sears Holdings Corporation 0.1 $1.3M 24k 55.50
Wabtec Corporation (WAB) 0.1 $1.3M 17k 80.29
Mednax (MD) 0.1 $1.5M 20k 74.45
Portland General Electric Company (POR) 0.1 $1.3M 48k 27.03
Monsanto Company 0.1 $1.2M 13k 91.01
Plum Creek Timber 0.1 $1.2M 28k 43.85
Colgate-Palmolive Company (CL) 0.1 $1.2M 11k 107.19
National Grid 0.1 $1.2M 22k 55.34
Northwest Natural Gas 0.1 $1.3M 26k 49.23
Corporate Office Properties Trust (CDP) 0.1 $1.1M 47k 23.98
Tortoise Energy Infrastructure 0.1 $1.1M 28k 40.47
Haverty Furniture Companies (HVT.A) 0.1 $1.2M 88k 13.90
Caterpillar (CAT) 0.1 $982k 11k 86.06
Trimble Navigation (TRMB) 0.1 $1.0M 22k 47.64
Anadarko Petroleum Corporation 0.1 $929k 13k 69.95
BB&T Corporation 0.1 $1.1M 32k 33.16
Berkshire Hathaway (BRK.A) 0.1 $1.1M 8.00 132750.00
Nextera Energy (NEE) 0.1 $986k 14k 70.35
Regal Entertainment 0.1 $975k 69k 14.07
Aptar (ATR) 0.1 $920k 18k 51.72
Entergy Corporation (ETR) 0.1 $983k 14k 69.33
Mack-Cali Realty (VRE) 0.1 $931k 35k 26.60
MarketAxess Holdings (MKTX) 0.1 $918k 29k 31.61
Raymond James Financial (RJF) 0.1 $961k 26k 36.65
Belden (BDC) 0.1 $930k 25k 36.88
Camden Property Trust (CPT) 0.1 $930k 14k 64.52
CommonWealth REIT 0.1 $1.1M 72k 14.56
Embraer S A (ERJ) 0.1 $990k 37k 26.62
Devon Energy Corporation (DVN) 0.0 $769k 13k 60.48
Union Pacific Corporation (UNP) 0.0 $828k 7.0k 118.66
Casey's General Stores (CASY) 0.0 $774k 14k 57.14
Olin Corporation (OLN) 0.0 $826k 38k 21.74
Wolverine World Wide (WWW) 0.0 $764k 17k 44.38
Liberty Global 0.0 $835k 14k 60.77
Liberty Global 0.0 $714k 13k 56.53
Exelon Corporation (EXC) 0.0 $726k 20k 35.57
TJX Companies (TJX) 0.0 $771k 17k 44.78
ConAgra Foods (CAG) 0.0 $768k 28k 27.59
Deutsche Telekom (DTEGY) 0.0 $895k 73k 12.32
Sovran Self Storage 0.0 $793k 14k 57.86
Dresser-Rand 0.0 $770k 14k 55.09
Unilever (UL) 0.0 $811k 22k 36.53
Kansas City Southern 0.0 $700k 9.2k 75.83
National Fuel Gas (NFG) 0.0 $729k 14k 54.06
Ihs 0.0 $763k 7.8k 97.30
EQT Corporation (EQT) 0.0 $811k 14k 58.97
Kinder Morgan (KMI) 0.0 $720k 20k 35.52
Liberty Media Corp lcpad 0.0 $812k 7.8k 104.04
MasterCard Incorporated (MA) 0.0 $610k 1.4k 451.18
State Street Corporation (STT) 0.0 $658k 16k 41.94
U.S. Bancorp (USB) 0.0 $565k 17k 34.29
Berkshire Hathaway (BRK.B) 0.0 $696k 7.9k 88.18
Cisco Systems (CSCO) 0.0 $589k 31k 19.10
Nucor Corporation (NUE) 0.0 $662k 17k 38.25
Universal Corporation (UVV) 0.0 $560k 11k 50.91
Campbell Soup Company (CPB) 0.0 $532k 15k 34.83
Aetna 0.0 $515k 13k 39.62
NiSource (NI) 0.0 $521k 21k 25.48
Lancaster Colony (LANC) 0.0 $586k 8.0k 73.25
Baker Hughes Incorporated 0.0 $687k 15k 45.20
Sigma-Aldrich Corporation 0.0 $646k 9.0k 71.99
Target Corporation (TGT) 0.0 $511k 8.0k 63.52
Gilead Sciences (GILD) 0.0 $694k 11k 66.30
Starbucks Corporation (SBUX) 0.0 $586k 12k 50.69
Amphenol Corporation (APH) 0.0 $657k 11k 58.88
Quanta Services (PWR) 0.0 $562k 23k 24.72
Enbridge Energy Partners 0.0 $578k 20k 29.46
Greatbatch 0.0 $550k 23k 24.32
United Bankshares (UBSI) 0.0 $585k 24k 24.91
NBT Ban (NBTB) 0.0 $572k 26k 22.06
PacWest Ban 0.0 $538k 23k 23.39
Rbc Cad (RY) 0.0 $501k 8.7k 57.39
Senior Housing Properties Trust 0.0 $634k 29k 21.79
KEYW Holding 0.0 $500k 40k 12.50
Crestwood Midstream Partners 0.0 $602k 25k 23.79
Fly Leasing 0.0 $572k 42k 13.50
Reckitt Benckiser Group Gbp Pa (RBGPF) 0.0 $613k 11k 57.56
Advisors Disciplined Ut 326ten 0.0 $690k 630.00 1095.24
Advisors Disciplined Ut 327 Tx 0.0 $689k 656.00 1050.30
Phillips 66 (PSX) 0.0 $660k 14k 46.35
BP (BP) 0.0 $480k 11k 42.37
Genworth Financial (GNW) 0.0 $499k 96k 5.23
Ace Limited Cmn 0.0 $403k 5.3k 75.68
PNC Financial Services (PNC) 0.0 $412k 6.5k 63.05
Legg Mason 0.0 $379k 15k 24.70
Suntrust Banks Inc $1.00 Par Cmn 0.0 $362k 13k 28.28
FedEx Corporation (FDX) 0.0 $349k 4.1k 84.65
Baxter International (BAX) 0.0 $441k 7.3k 60.21
Teva Pharmaceutical Industries (TEVA) 0.0 $399k 9.6k 41.45
BMC Software 0.0 $443k 11k 41.53
Cooper Industries 0.0 $335k 4.5k 75.01
PPG Industries (PPG) 0.0 $478k 4.2k 114.93
Reynolds American 0.0 $493k 11k 43.35
Airgas 0.0 $461k 5.6k 82.32
Boeing Company (BA) 0.0 $470k 6.7k 69.65
Nordstrom (JWN) 0.0 $320k 5.8k 55.13
Apartment Investment and Management 0.0 $448k 17k 26.00
Healthcare Realty Trust Incorporated 0.0 $392k 17k 23.06
Helmerich & Payne (HP) 0.0 $380k 8.0k 47.63
Amgen (AMGN) 0.0 $428k 5.1k 84.25
Deere & Company (DE) 0.0 $354k 4.3k 82.56
Liberty Media 0.0 $450k 24k 18.52
Walgreen Company 0.0 $382k 11k 36.46
PG&E Corporation (PCG) 0.0 $344k 8.1k 42.71
ITC Holdings 0.0 $490k 6.5k 75.64
Fifth Third Ban (FITB) 0.0 $409k 26k 15.52
J.M. Smucker Company (SJM) 0.0 $448k 5.2k 86.37
priceline.com Incorporated 0.0 $360k 581.00 619.62
Marathon Oil Corporation (MRO) 0.0 $317k 11k 29.59
Zimmer Holdings (ZBH) 0.0 $323k 4.8k 67.60
Estee Lauder Companies (EL) 0.0 $370k 6.0k 61.56
iShares Russell 2000 Index (IWM) 0.0 $416k 5.0k 83.35
CARBO Ceramics 0.0 $452k 7.2k 62.95
Noble Corporation Com Stk 0.0 $325k 9.1k 35.73
BorgWarner (BWA) 0.0 $436k 6.3k 69.10
Bk Nova Cad (BNS) 0.0 $353k 6.4k 54.76
EastGroup Properties (EGP) 0.0 $367k 6.9k 53.19
FirstMerit Corporation 0.0 $420k 29k 14.70
McCormick & Company, Incorporated (MKC) 0.0 $464k 7.5k 61.97
Southern Copper Corporation (SCCO) 0.0 $438k 13k 34.40
iShares Russell Midcap Index Fund (IWR) 0.0 $333k 3.0k 110.70
Vanguard Emerging Markets ETF (VWO) 0.0 $441k 11k 41.73
O'reilly Automotive (ORLY) 0.0 $418k 5.0k 83.55
Vanguard REIT ETF (VNQ) 0.0 $412k 6.3k 64.98
Penn West Energy Trust 0.0 $353k 25k 14.23
United Utilities (UUGRY) 0.0 $447k 19k 23.14
Beam 0.0 $448k 7.8k 57.49
Acadian Timber (ACAZF) 0.0 $464k 36k 12.89
Allianz Fds Nfj Smcp Val C 0.0 $339k 12k 28.48
Massey Energy Co note 3.250% 8/0 0.0 $230k 250k 0.92
Advanced Micro Devices Inc note 6.000% 5/0 0.0 $261k 256k 1.02
Focus Media Holding 0.0 $233k 9.9k 23.44
Goldman Sachs (GS) 0.0 $153k 1.3k 114.01
Leucadia National 0.0 $212k 9.3k 22.73
Bank of America Corporation (BAC) 0.0 $124k 14k 8.81
Peabody Energy Corporation 0.0 $253k 11k 22.33
Via 0.0 $288k 5.4k 53.60
Norfolk Southern (NSC) 0.0 $170k 2.7k 63.77
Consolidated Edison (ED) 0.0 $265k 4.4k 60.00
Cerner Corporation 0.0 $220k 2.8k 77.36
Citrix Systems 0.0 $191k 2.5k 76.40
Genuine Parts Company (GPC) 0.0 $176k 2.9k 61.01
Stanley Black & Decker (SWK) 0.0 $252k 3.3k 76.36
Sherwin-Williams Company (SHW) 0.0 $104k 700.00 148.57
Automatic Data Processing (ADP) 0.0 $256k 4.4k 58.77
Dow Chemical Company 0.0 $182k 6.3k 29.03
Comerica Incorporated (CMA) 0.0 $122k 3.9k 30.95
Mettler-Toledo International (MTD) 0.0 $261k 1.5k 170.59
Raytheon Company 0.0 $258k 4.5k 57.24
Valero Energy Corporation (VLO) 0.0 $247k 7.8k 31.67
Lockheed Martin Corporation (LMT) 0.0 $270k 2.9k 93.46
CIGNA Corporation 0.0 $203k 4.3k 47.10
Hewlett-Packard Company 0.0 $191k 11k 17.04
Honeywell International (HON) 0.0 $226k 3.8k 59.80
News Corporation 0.0 $272k 11k 24.52
Royal Dutch Shell 0.0 $243k 3.5k 69.55
Royal Dutch Shell 0.0 $257k 3.6k 71.21
Symantec Corporation 0.0 $241k 13k 17.96
Texas Instruments Incorporated (TXN) 0.0 $251k 9.1k 27.50
UnitedHealth (UNH) 0.0 $235k 4.2k 55.49
Weyerhaeuser Company (WY) 0.0 $240k 9.2k 26.17
Agilent Technologies Inc C ommon (A) 0.0 $233k 6.1k 38.45
Freeport-McMoRan Copper & Gold (FCX) 0.0 $148k 3.7k 39.61
Imperial Oil (IMO) 0.0 $230k 5.0k 46.00
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $187k 3.0k 62.94
Bce (BCE) 0.0 $253k 5.8k 44.00
Public Service Enterprise (PEG) 0.0 $174k 5.4k 32.10
Chesapeake Energy Corporation 0.0 $253k 13k 18.88
Amazon (AMZN) 0.0 $240k 942.00 254.78
Amdocs Ltd ord (DOX) 0.0 $274k 8.3k 33.01
Select Comfort 0.0 $234k 7.4k 31.49
Dorchester Minerals (DMLP) 0.0 $232k 11k 22.10
Landauer 0.0 $243k 4.1k 59.65
Oge Energy Corp (OGE) 0.0 $233k 4.2k 55.44
MannKind Corporation 0.0 $109k 38k 2.87
Teekay Lng Partners 0.0 $225k 6.0k 37.60
Clarcor 0.0 $274k 6.1k 44.69
Cleco Corporation 0.0 $207k 4.9k 41.94
Vicor Corporation (VICR) 0.0 $299k 45k 6.66
Peapack-Gladstone Financial (PGC) 0.0 $225k 14k 16.36
Universal Travel 0.0 $179k 260k 0.69
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $116k 951.00 121.98
iShares S&P MidCap 400 Index (IJH) 0.0 $296k 3.0k 98.54
Pinnacle West Capital Corporation (PNW) 0.0 $243k 4.6k 52.73
iShares Silver Trust (SLV) 0.0 $103k 3.1k 33.49
iShares MSCI Taiwan Index 0.0 $145k 11k 13.41
iShares Barclays TIPS Bond Fund (TIP) 0.0 $217k 1.8k 121.98
General Growth Properties 0.0 $270k 14k 19.45
Piedmont Office Realty Trust (PDM) 0.0 $247k 14k 17.36
iShares MSCI United Kingdom Index 0.0 $222k 13k 17.38
Yongye International 0.0 $253k 55k 4.59
Longwei Petroleum Investment Hold 0.0 $137k 78k 1.76
Kingold Jewelry 0.0 $110k 78k 1.42
Focus Business Bank Cal 0.0 $244k 33k 7.51
Vanguard Mid Cap Gwth Index 0.0 $291k 11k 26.59
Vanguard Mid Cap Value Index F 0.0 $278k 12k 22.78
Chorus Aviation Inc Com Ltd Vt 0.0 $214k 55k 3.89
Vicor Corp. Class B Common 0.0 $266k 40k 6.67
Aurelian Oil & Gas Plc Isin#gb 0.0 $205k 1.5M 0.14
Student Transn 0.0 $105k 16k 6.76
Fortune Brands (FBIN) 0.0 $210k 7.8k 26.95
Pretium Res Inc Com Isin# Ca74 0.0 $143k 11k 13.12
Heritage Bancshares Inc Nc 0.0 $232k 1.9k 122.11
Sino Agro Food 0.0 $153k 269k 0.57
Kinder Morgan Inc/delaware Wts 0.0 $206k 59k 3.49
Ipath S&p 500 Vix Short Term F 0.0 $139k 15k 9.01
Keryx Biopharmaceuticals 0.0 $28k 10k 2.80
Coach 0.0 $23k 410.00 56.10
Northrop Grumman Corporation (NOC) 0.0 $15k 225.00 66.67
Air Products & Chemicals (APD) 0.0 $17k 200.00 85.00
McKesson Corporation (MCK) 0.0 $40k 466.00 85.84
Lowe's Companies (LOW) 0.0 $43k 1.4k 30.05
Newcastle Investment 0.0 $23k 3.0k 7.67
First Horizon Nat Corp 100,000 0.0 $0 988k 0.00
China XD Plastics 0.0 $40k 10k 3.83
Usec 0.0 $10k 14k 0.74
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $34k 4.4k 7.72
Quest Diagnostics Incorporated (DGX) 0.0 $14k 221.00 63.35
Parker Drilling Company 0.0 $52k 12k 4.20
Gulf Resources 0.0 $86k 77k 1.12
Weatherford International Lt reg 0.0 $11k 880.00 12.50
TerreStar Corporation 0.0 $0 10k 0.00
iShares Russell 1000 Growth Index (IWF) 0.0 $65k 977.00 66.53
Hemispherx BioPharma 0.0 $10k 12k 0.83
iShares Lehman Aggregate Bond (AGG) 0.0 $41k 367.00 111.72
Putnam Master Int. Income (PIM) 0.0 $56k 11k 5.22
iShares Dow Jones Select Dividend (DVY) 0.0 $21k 370.00 56.76
Intelli-Check - Mobilisa 0.0 $78k 47k 1.66
Vanguard Total Bond Market ETF (BND) 0.0 $73k 860.00 84.88
Inovio Pharmaceuticals 0.0 $6.0k 10k 0.60
Walmart De Mexico-ser V 0.0 $28k 10k 2.80
Enbridge Energy Management 0.0 $0 10k 0.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $92k 2.3k 39.91
PowerShares DB Agriculture Fund 0.0 $29k 1.0k 29.00
Kinder Morgan Mgmt Llc Frac Sh 0.0 $0 665k 0.00
Cohen & Steers Quality Rlty 0.0 $0 21k 0.00
Fractional Marriott Internatio 0.0 $0 21k 0.00
Csusdgb59r109 0.0 $0 100k 0.00
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $8.0k 93.00 86.02
Axion Power International 0.0 $5.0k 20k 0.25
PositiveID Corporation (PSID) 0.0 $1.1k 27k 0.04
Command Security Corporation 0.0 $15k 13k 1.20
PureSafe Water Systems 0.0 $700.000000 70k 0.01
Americ Int Gr Frac Warrant 0.0 $0 120k 0.00
Commonwealth Reit Fractional R 0.0 $0 69k 0.00
Powershares Senior Loan Portfo mf 0.0 $70k 2.8k 24.87
Avinci Media Corp.com 0.0 $0 68k 0.00
100,000 Trump Resort 0.0 $0 43k 0.00
Advanced Res Group 0.0 $1.0k 25k 0.04
China Milk Prod Grp Lt 0.0 $7.8k 52k 0.15
Lapolla Inds 0.0 $2.9k 16k 0.18
Rstk E-smart Technologies 0.0 $0 125k 0.00
Rstk Datatec Sys 0.0 $0 53k 0.00
Rstk Intermarket Ventures 0.0 $0 2.5M 0.00
Sure Trace Sec Corp (SSTY) 0.0 $0 250k 0.00
Express Scripts Holding 0.0 $65k 1.0k 63.11
Sears Holding Copr 10-18-2012 0.0 $65k 24k 2.71
Rstk Landmark Bancorp Inc Pa C 0.0 $0 13k 0.00