RWC Asset Management as of Sept. 30, 2013
Portfolio Holdings for RWC Asset Management
RWC Asset Management holds 100 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Inear Technology Corp Note (Principal) | 4.2 | $36M | 34M | 1.07 | |
| Ntel Corp Sdcv 3.250% 8/0 Note (Principal) | 4.1 | $35M | 29M | 1.23 | |
| Pfizer (PFE) | 4.1 | $35M | 1.2M | 28.73 | |
| Merck & Co (MRK) | 3.8 | $32M | 677k | 47.61 | |
| Rcher Daniels Midland Note (Principal) | 3.5 | $30M | 29M | 1.02 | |
| Eli Lilly & Co. (LLY) | 3.3 | $28M | 555k | 50.33 | |
| Res Cap Corp Note (Principal) | 3.3 | $28M | 26M | 1.07 | |
| Riceline Note (Principal) | 3.2 | $27M | 21M | 1.29 | |
| Lectronic Arts Note (Principal) | 3.1 | $27M | 25M | 1.09 | |
| Johnson & Johnson (JNJ) | 2.9 | $25M | 287k | 86.69 | |
| Andisk Corp Note (Principal) | 2.9 | $25M | 19M | 1.32 | |
| Microsoft Corporation (MSFT) | 2.8 | $24M | 707k | 33.28 | |
| Emex Sab De Cv Note (Principal) | 2.7 | $23M | 20M | 1.18 | |
| Wal-Mart Stores (WMT) | 2.6 | $22M | 297k | 73.96 | |
| Gm Resorts International Note (Principal) | 2.3 | $20M | 16M | 1.25 | |
| Nternational Game Technolog Note (Principal) | 2.3 | $20M | 18M | 1.10 | |
| Obalt Intl Energy Note (Principal) | 2.0 | $17M | 16M | 1.05 | |
| Rologis Note (Principal) | 1.9 | $17M | 15M | 1.14 | |
| Teel Dynamics Note (Principal) | 1.8 | $15M | 14M | 1.10 | |
| Ifepoint Hospitals Note (Principal) | 1.7 | $15M | 14M | 1.06 | |
| Ake-two Interactive Softwar Note (Principal) | 1.7 | $14M | 12M | 1.19 | |
| Emex Sab De Cv Note (Principal) | 1.6 | $14M | 11M | 1.28 | |
| Tarwood Ppty Tr Note (Principal) | 1.6 | $14M | 13M | 1.04 | |
| Icron Technology Note (Principal) | 1.6 | $13M | 11M | 1.27 | |
| Alix Pharmaceuticals Note (Principal) | 1.5 | $13M | 10M | 1.22 | |
| Edivation Note (Principal) | 1.5 | $13M | 9.0M | 1.40 | |
| Nited Technologies Corp Unit 99/99/9999 Note (Principal) | 1.4 | $12M | 180k | 64.79 | |
| Hewlett-Packard Company | 1.3 | $12M | 549k | 20.99 | |
| Edwood Tr Note (Principal) | 1.2 | $10M | 9.8M | 1.06 | |
| General Mtrs Co jr pfd cnv srb | 1.2 | $10M | 200k | 50.15 | |
| Ovellus Sys Note (Principal) | 1.1 | $9.5M | 6.0M | 1.59 | |
| Right Med Group Note (Principal) | 1.1 | $9.3M | 7.5M | 1.24 | |
| Cme (CME) | 1.1 | $9.2M | 125k | 73.88 | |
| IntercontinentalEx.. | 1.1 | $9.1M | 50k | 181.43 | |
| Ologic Inc | 1.1 | $9.1M | 8.0M | 1.13 | |
| Ornbeck Offshore Svcs Inc N Note (Principal) | 1.1 | $9.0M | 7.0M | 1.29 | |
| Ubist Pharmaceuticals Note (Principal) | 1.0 | $8.5M | 3.8M | 2.26 | |
| NCR Corporation (VYX) | 1.0 | $8.3M | 211k | 39.61 | |
| Ti Intl Metals Note (Principal) | 1.0 | $8.3M | 8.0M | 1.04 | |
| Nuance Communications Inc dbcv 2.750% 8/1 | 0.9 | $8.0M | 7.0M | 1.14 | |
| Ir Lease Corp Note (Principal) | 0.9 | $7.6M | 5.9M | 1.29 | |
| Ealth Care Reit Note (Principal) | 0.9 | $7.4M | 6.0M | 1.24 | |
| Omtech Tele Note (Principal) | 0.8 | $7.3M | 7.1M | 1.02 | |
| Iomarin Pharmaceutical Note (Principal) | 0.8 | $7.2M | 2.0M | 3.60 | |
| Ovanta Hldg Corp Note (Principal) | 0.8 | $6.9M | 5.0M | 1.38 | |
| Ilinx Note (Principal) | 0.8 | $6.5M | 4.0M | 1.63 | |
| KAR Auction Services (KAR) | 0.8 | $6.4M | 229k | 28.21 | |
| Mohawk Industries (MHK) | 0.7 | $6.3M | 48k | 130.26 | |
| Ord Mtr Co Del Note (Principal) | 0.7 | $5.9M | 3.0M | 1.97 | |
| Google Inc | 0.6 | $5.5M | 6.3k | 875.88 | |
| Harley-Davidson (HOG) | 0.6 | $5.5M | 85k | 64.24 | |
| Scientific Games (LNW) | 0.6 | $5.2M | 325k | 16.17 | |
| Ake-two Interactive Softwar Note (Principal) | 0.6 | $5.0M | 4.5M | 1.11 | |
| H&R Block (HRB) | 0.5 | $4.4M | 181k | 24.39 | |
| Tree | 0.5 | $4.0M | 152k | 26.26 | |
| Carter's (CRI) | 0.5 | $3.9M | 52k | 75.90 | |
| EOG Resources (EOG) | 0.4 | $3.8M | 23k | 169.28 | |
| Boyd Gaming Corporation (BYD) | 0.4 | $3.7M | 261k | 14.15 | |
| SPECTRUM BRANDS Hldgs | 0.4 | $3.2M | 49k | 65.84 | |
| Time Warner Cable | 0.3 | $2.9M | 26k | 111.60 | |
| Mastercard Inc (MA) | 0.3 | $2.2M | 3.3k | 672.80 | |
| Facebook Inc (META) | 0.2 | $2.0M | 39k | 50.22 | |
| Groupon | 0.2 | $1.9M | 173k | 11.21 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $1.9M | 37k | 51.93 | |
| priceline.com Incorporated | 0.2 | $1.9M | 1.9k | 1011.13 | |
| Visa (V) | 0.2 | $1.9M | 9.9k | 191.12 | |
| Qualcomm (QCOM) | 0.2 | $1.9M | 28k | 67.31 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $1.8M | 46k | 40.29 | |
| Charter Communications | 0.2 | $1.7M | 13k | 134.73 | |
| Melco Crown Entmt Adr (MLCO) | 0.2 | $1.6M | 51k | 31.82 | |
| Autodesk (ADSK) | 0.2 | $1.5M | 37k | 41.16 | |
| United Rentals (URI) | 0.2 | $1.5M | 26k | 58.28 | |
| FleetCor Technologies | 0.2 | $1.4M | 13k | 110.13 | |
| American Express Company (AXP) | 0.2 | $1.4M | 18k | 75.54 | |
| eBay (EBAY) | 0.2 | $1.4M | 25k | 55.80 | |
| Apple (AAPL) | 0.2 | $1.3M | 2.7k | 476.63 | |
| Amazon (AMZN) | 0.1 | $1.3M | 4.1k | 312.68 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $1.3M | 34k | 37.22 | |
| Linkedin Corp | 0.1 | $1.2M | 4.8k | 246.04 | |
| VeriFone Systems | 0.1 | $1.1M | 48k | 22.85 | |
| Homeaway | 0.1 | $842k | 30k | 27.97 | |
| REPCOM cla | 0.1 | $592k | 13k | 46.80 | |
| Teradata Corporation (TDC) | 0.1 | $558k | 10k | 55.46 | |
| Tripadvisor (TRIP) | 0.0 | $367k | 4.8k | 75.78 | |
| Wynn Resorts Call (WYNN) | 0.0 | $308k | 700.00 | 440.00 | |
| Hewlett Packard Call | 0.0 | $145k | 5.0k | 29.00 | |
| Bank of America Corporation (BAC) | 0.0 | $6.0k | 420.00 | 14.29 | |
| Twenty First Centy Fox Inc | 0.0 | $5.0k | 155.00 | 32.26 | |
| Citigroup (C) | 0.0 | $5.0k | 102.00 | 49.02 | |
| Sprint | 0.0 | $5.0k | 858.00 | 5.83 | |
| Directv | 0.0 | $4.0k | 70.00 | 57.14 | |
| Boston Scientific Corporation (BSX) | 0.0 | $4.0k | 300.00 | 13.33 | |
| Hartford Financial Services (HIG) | 0.0 | $3.0k | 100.00 | 30.00 | |
| Goldman Sachs (GS) | 0.0 | $3.0k | 19.00 | 157.89 | |
| General Motors Company (GM) | 0.0 | $3.0k | 81.00 | 37.04 | |
| Dell | 0.0 | $3.0k | 183.00 | 16.39 | |
| Avon Products | 0.0 | $2.0k | 111.00 | 18.02 | |
| Cisco Systems (CSCO) | 0.0 | $2.0k | 102.00 | 19.61 | |
| Blackberry (BB) | 0.0 | $1.0k | 113.00 | 8.85 | |
| News (NWSA) | 0.0 | $1.0k | 38.00 | 26.32 |
