Sargent Investment Group as of Dec. 31, 2019
Portfolio Holdings for Sargent Investment Group
Sargent Investment Group holds 152 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Antares Pharma | 6.8 | $18M | 3.8M | 4.70 | |
| Universal Display Corporation (OLED) | 6.3 | $17M | 81k | 206.07 | |
| Carlyle Group | 5.5 | $14M | 449k | 32.08 | |
| Blackstone Group Inc Com Cl A (BX) | 4.5 | $12M | 213k | 55.94 | |
| Apple (AAPL) | 4.5 | $12M | 40k | 293.64 | |
| Exelixis (EXEL) | 3.4 | $8.9M | 502k | 17.62 | |
| Amazon (AMZN) | 3.2 | $8.3M | 4.5k | 1847.92 | |
| Ares Capital Corporation (ARCC) | 2.8 | $7.3M | 389k | 18.65 | |
| Peregrine Pharmaceuticals (CDMO) | 2.6 | $6.9M | 894k | 7.67 | |
| First Tr Exchange Traded Fd nasdaq cea cyb (CIBR) | 2.6 | $6.8M | 227k | 30.03 | |
| Microsoft Corporation (MSFT) | 2.2 | $5.7M | 36k | 157.70 | |
| General Electric Company | 2.1 | $5.6M | 504k | 11.16 | |
| J P Morgan Exchange Traded F ultra shrt (JPST) | 2.0 | $5.2M | 103k | 50.43 | |
| Mitek Systems (MITK) | 1.8 | $4.8M | 631k | 7.65 | |
| Square Inc cl a (SQ) | 1.8 | $4.7M | 76k | 62.55 | |
| Abbott Laboratories (ABT) | 1.8 | $4.7M | 54k | 86.86 | |
| Easterly Government Properti reit (DEA) | 1.6 | $4.3M | 181k | 23.73 | |
| Invesco High Income 2023 Tar | 1.5 | $4.0M | 379k | 10.55 | |
| Pgim Ultra Short Bd Etf etf/closed end- (PULS) | 1.5 | $3.9M | 78k | 50.04 | |
| First Trust DB Strateg Val Idx Fnd (FTCS) | 1.3 | $3.3M | 55k | 60.36 | |
| Alphabet Inc Class C cs (GOOG) | 1.2 | $3.3M | 2.5k | 1337.00 | |
| Cohen & Steers Quality Income Realty (RQI) | 1.2 | $3.2M | 216k | 14.88 | |
| United Bankshares (UBSI) | 1.0 | $2.7M | 70k | 38.66 | |
| Boston Omaha (BOC) | 1.0 | $2.6M | 125k | 21.04 | |
| Johnson & Johnson (JNJ) | 1.0 | $2.5M | 17k | 145.84 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.9 | $2.4M | 92k | 26.20 | |
| Intel Corporation (INTC) | 0.9 | $2.3M | 39k | 59.84 | |
| First Trust Morningstar Divid Ledr (FDL) | 0.9 | $2.3M | 70k | 32.58 | |
| Starwood Property Trust (STWD) | 0.8 | $2.2M | 89k | 24.86 | |
| Wal-Mart Stores (WMT) | 0.8 | $2.2M | 18k | 118.86 | |
| First Trust DJ Internet Index Fund (FDN) | 0.8 | $2.1M | 15k | 139.14 | |
| First Tr Exchange Traded Fd fst low mtg etf (LMBS) | 0.8 | $2.0M | 39k | 51.80 | |
| Tpg Specialty Lnding Inc equity | 0.7 | $1.9M | 90k | 21.47 | |
| Invesco High Income 2024 Tar cmn (IHTA) | 0.7 | $1.8M | 175k | 10.43 | |
| Home Depot (HD) | 0.7 | $1.7M | 7.9k | 218.32 | |
| First Trust Nasdaq Artificial Intelligence And Robotics Etf etf (ROBT) | 0.6 | $1.6M | 47k | 34.38 | |
| JPMorgan Chase & Co. (JPM) | 0.6 | $1.6M | 11k | 139.37 | |
| Coca-Cola Company (KO) | 0.6 | $1.5M | 27k | 55.34 | |
| Facebook Inc cl a (META) | 0.6 | $1.5M | 7.3k | 205.31 | |
| Northrop Grumman Corporation (NOC) | 0.6 | $1.5M | 4.3k | 343.90 | |
| Newell Rubbermaid (NWL) | 0.6 | $1.5M | 76k | 19.22 | |
| Procter & Gamble Company (PG) | 0.6 | $1.5M | 12k | 124.92 | |
| First Tr Exchange Traded Fd dj glbl divid (FGD) | 0.6 | $1.5M | 59k | 24.95 | |
| Costco Wholesale Corporation (COST) | 0.6 | $1.4M | 4.9k | 293.95 | |
| Solar Cap (SLRC) | 0.5 | $1.4M | 69k | 20.62 | |
| Berkshire Hathaway (BRK.B) | 0.5 | $1.3M | 5.7k | 226.47 | |
| Victory Portfolios Ii cemp us 500 vola (CFA) | 0.5 | $1.2M | 21k | 56.44 | |
| Coherus Biosciences (CHRS) | 0.4 | $1.2M | 64k | 18.01 | |
| Gabelli Dividend & Income Trust (GDV) | 0.4 | $1.1M | 52k | 21.95 | |
| ZIOPHARM Oncology | 0.4 | $1.1M | 231k | 4.72 | |
| Exxon Mobil Corporation (XOM) | 0.4 | $1.1M | 16k | 69.81 | |
| Washington Trust Ban (WASH) | 0.4 | $1.1M | 20k | 53.80 | |
| MasterCard Incorporated (MA) | 0.4 | $1.0M | 3.4k | 298.60 | |
| Adobe Systems Incorporated (ADBE) | 0.4 | $956k | 2.9k | 329.66 | |
| Triplepoint Venture Gr Bdc cs (TPVG) | 0.4 | $959k | 68k | 14.22 | |
| Prosperity Bancshares (PB) | 0.4 | $955k | 13k | 71.91 | |
| Firstservice Corp (FSV) | 0.3 | $904k | 9.7k | 93.00 | |
| Boeing Company (BA) | 0.3 | $897k | 2.8k | 325.83 | |
| Cytosorbents (CTSO) | 0.3 | $893k | 232k | 3.85 | |
| Baxter International (BAX) | 0.3 | $851k | 10k | 83.58 | |
| Vanguard REIT ETF (VNQ) | 0.3 | $856k | 9.2k | 92.78 | |
| First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) | 0.3 | $866k | 27k | 31.57 | |
| 3M Company (MMM) | 0.3 | $839k | 4.8k | 176.41 | |
| UnitedHealth (UNH) | 0.3 | $847k | 2.9k | 293.89 | |
| Bank of America Corporation (BAC) | 0.3 | $788k | 22k | 35.23 | |
| Royce Value Trust (RVT) | 0.3 | $778k | 53k | 14.76 | |
| Corning Incorporated (GLW) | 0.3 | $758k | 26k | 29.13 | |
| salesforce (CRM) | 0.3 | $764k | 4.7k | 162.55 | |
| Cohen & Steers Clsd-End Optuny Fnd (FOF) | 0.3 | $758k | 57k | 13.42 | |
| WisdomTree MidCap Earnings Fund (EZM) | 0.3 | $758k | 18k | 42.09 | |
| Alphabet Inc Class A cs (GOOGL) | 0.3 | $757k | 565.00 | 1339.82 | |
| Pepsi (PEP) | 0.3 | $726k | 5.3k | 136.72 | |
| Absolute Shs Tr wbi tct inc sh | 0.3 | $723k | 28k | 25.50 | |
| Chevron Corporation (CVX) | 0.3 | $697k | 5.8k | 120.48 | |
| Merck & Co (MRK) | 0.3 | $692k | 7.6k | 90.98 | |
| iShares Dow Jones US Financial (IYF) | 0.3 | $689k | 5.0k | 137.80 | |
| Nuveen High Income November | 0.3 | $676k | 68k | 10.01 | |
| Spectrum Pharmaceuticals | 0.2 | $656k | 180k | 3.64 | |
| First Trust Tech AlphaDEX Fnd (FXL) | 0.2 | $647k | 8.9k | 72.62 | |
| First Trust Value Line Dividend Indx Fnd (FVD) | 0.2 | $663k | 18k | 36.05 | |
| Citigroup (C) | 0.2 | $638k | 8.0k | 79.90 | |
| Marriott International (MAR) | 0.2 | $606k | 4.0k | 151.50 | |
| Oracle Corporation (ORCL) | 0.2 | $610k | 12k | 53.02 | |
| Zoetis Inc Cl A (ZTS) | 0.2 | $599k | 4.5k | 132.43 | |
| Union Pacific Corporation (UNP) | 0.2 | $575k | 3.2k | 180.82 | |
| International Business Machines (IBM) | 0.2 | $582k | 4.3k | 134.10 | |
| Weyerhaeuser Company (WY) | 0.2 | $573k | 19k | 30.21 | |
| Cedar Fair (FUN) | 0.2 | $571k | 10k | 55.44 | |
| Intuit (INTU) | 0.2 | $584k | 2.2k | 261.88 | |
| At&t (T) | 0.2 | $546k | 14k | 39.06 | |
| First Trust Iv Enhanced Short (FTSM) | 0.2 | $550k | 9.2k | 60.11 | |
| Absolute Shs Tr Wbi Bulbear Tr Added etf | 0.2 | $546k | 27k | 20.40 | |
| Henry Schein (HSIC) | 0.2 | $522k | 7.8k | 66.67 | |
| Illinois Tool Works (ITW) | 0.2 | $535k | 3.0k | 179.53 | |
| First Trust Large Cap Core Alp Fnd (FEX) | 0.2 | $528k | 8.1k | 65.27 | |
| American Express Company (AXP) | 0.2 | $508k | 4.1k | 124.51 | |
| Pfizer (PFE) | 0.2 | $506k | 13k | 39.21 | |
| Starbucks Corporation (SBUX) | 0.2 | $509k | 5.8k | 87.88 | |
| Sandy Spring Ban (SASR) | 0.2 | $493k | 13k | 37.89 | |
| iShares S&P NA Tec. Semi. Idx (SOXX) | 0.2 | $465k | 1.9k | 251.35 | |
| Eaton Vance Mun Income Term Tr (ETX) | 0.2 | $455k | 21k | 21.93 | |
| Absolute Shs Tr wbi pwr fctr etf (WBIY) | 0.2 | $439k | 17k | 26.40 | |
| Enterprise Products Partners (EPD) | 0.2 | $428k | 15k | 28.14 | |
| Absolute Shs Tr wbi lgcp tc yl (WBIG) | 0.2 | $406k | 17k | 24.54 | |
| Cisco Systems (CSCO) | 0.1 | $385k | 8.0k | 48.00 | |
| Las Vegas Sands (LVS) | 0.1 | $385k | 5.6k | 69.12 | |
| Nike (NKE) | 0.1 | $401k | 4.0k | 101.42 | |
| Invesco S&p 500 Equal Weight Etf (RSP) | 0.1 | $403k | 3.5k | 115.64 | |
| World Gold Tr spdr gld minis | 0.1 | $400k | 26k | 15.14 | |
| Janus Detroit Str Tr fund (JMBS) | 0.1 | $392k | 7.5k | 51.99 | |
| Verizon Communications (VZ) | 0.1 | $348k | 5.7k | 61.48 | |
| CVS Caremark Corporation (CVS) | 0.1 | $344k | 4.6k | 74.35 | |
| SPDR S&P Biotech (XBI) | 0.1 | $344k | 3.6k | 95.16 | |
| Global X Fds fintec thmatic (FINX) | 0.1 | $329k | 11k | 30.36 | |
| Vanguard Scottsdale Fds cmn (VTHR) | 0.1 | $307k | 2.1k | 146.19 | |
| Tekla World Healthcare Fd ben int (THW) | 0.1 | $319k | 23k | 13.87 | |
| Paypal Holdings (PYPL) | 0.1 | $308k | 2.8k | 108.26 | |
| Walt Disney Company (DIS) | 0.1 | $277k | 1.9k | 144.42 | |
| Automatic Data Processing (ADP) | 0.1 | $290k | 1.7k | 170.59 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.1 | $278k | 9.5k | 29.26 | |
| Honeywell International (HON) | 0.1 | $257k | 1.5k | 177.00 | |
| Philip Morris International (PM) | 0.1 | $256k | 3.0k | 85.08 | |
| Fiserv (FI) | 0.1 | $249k | 2.2k | 115.44 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $266k | 1.1k | 253.33 | |
| Mondelez Int (MDLZ) | 0.1 | $273k | 5.0k | 55.13 | |
| Invesco S&p 500 Low Volatility Etf (SPLV) | 0.1 | $267k | 4.6k | 58.36 | |
| Paychex (PAYX) | 0.1 | $230k | 2.7k | 85.19 | |
| Qualcomm (QCOM) | 0.1 | $244k | 2.8k | 88.37 | |
| Saul Centers (BFS) | 0.1 | $236k | 4.5k | 52.74 | |
| First Trust Financials AlphaDEX (FXO) | 0.1 | $232k | 6.9k | 33.48 | |
| Huntington Ingalls Inds (HII) | 0.1 | $228k | 910.00 | 250.55 | |
| Goldman Sachs (GS) | 0.1 | $221k | 962.00 | 229.73 | |
| Caterpillar (CAT) | 0.1 | $204k | 1.4k | 147.83 | |
| CarMax (KMX) | 0.1 | $203k | 2.3k | 87.73 | |
| Amgen (AMGN) | 0.1 | $205k | 850.00 | 241.18 | |
| Danaher Corporation (DHR) | 0.1 | $219k | 1.4k | 153.15 | |
| Zimmer Holdings (ZBH) | 0.1 | $210k | 1.4k | 150.00 | |
| EnerSys (ENS) | 0.1 | $203k | 2.7k | 74.91 | |
| Duke Energy (DUK) | 0.1 | $212k | 2.3k | 91.14 | |
| Iron Mountain (IRM) | 0.1 | $205k | 6.4k | 31.86 | |
| Blackrock Tcp Cap Corp (TCPC) | 0.1 | $207k | 15k | 14.08 | |
| Deutsche Bank Ag-registered (DB) | 0.1 | $187k | 24k | 7.79 | |
| Mediwound Ltd cmn | 0.1 | $188k | 61k | 3.11 | |
| B. Riley Wealth Management, Inc. capstone turbine corp | 0.1 | $188k | 62k | 3.05 | |
| Acasti Pharma | 0.1 | $154k | 63k | 2.45 | |
| Atomera (ATOM) | 0.1 | $157k | 51k | 3.08 | |
| Matinas Biopharma Holdings, In (MTNB) | 0.1 | $127k | 56k | 2.27 | |
| J.C. Penney Company | 0.0 | $112k | 100k | 1.12 | |
| Novavax (NVAX) | 0.0 | $73k | 19k | 3.95 | |
| Chromadex Corp (CDXC) | 0.0 | $52k | 12k | 4.33 | |
| Barclays (BCS) | 0.0 | $3.0k | 10k | 0.30 | |
| Lloyds TSB (LYG) | 0.0 | $2.0k | 40k | 0.05 |
