Sargent Investment Group

Sargent Investment Group as of Sept. 30, 2021

Portfolio Holdings for Sargent Investment Group

Sargent Investment Group holds 191 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 5.5 $23M 165k 141.50
Cantaloupe (CTLP) 4.2 $18M 1.7M 10.78
Peregrine Pharmaceuticals (CDMO) 4.1 $18M 812k 21.57
First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) 3.7 $16M 324k 48.72
Blackstone Group Inc Com Cl A (BX) 3.7 $16M 135k 116.34
General Electric Company 3.7 $16M 153k 103.04
Carlyle Group (CG) 3.4 $15M 312k 47.28
Antares Pharma 3.2 $14M 3.7M 3.64
Universal Display Corporation (OLED) 3.1 $13M 78k 170.96
Square Cl A (SQ) 3.0 $13M 54k 239.83
Microsoft Corporation (MSFT) 2.6 $11M 39k 281.93
First Tr Exchange-traded Cap Strength Etf (FTCS) 2.6 $11M 146k 74.82
Digitalbridge Group Cl A Com 2.4 $10M 1.7M 6.03
Palantir Technologies Cl A (PLTR) 2.2 $9.3M 388k 24.04
Cytosorbents Corp Com New (CTSO) 1.8 $7.8M 964k 8.12
Iron Mountain (IRM) 1.7 $7.1M 164k 43.45
First Tr Exchange-traded Nasdq Artfcial (ROBT) 1.6 $6.9M 129k 53.67
Mitek Sys Com New (MITK) 1.5 $6.6M 356k 18.50
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 1.4 $6.0M 118k 50.72
Amazon (AMZN) 1.4 $5.9M 1.8k 3284.93
First Tr Exchange Trad Fd Vi FST TR GLB FD (FTGC) 1.3 $5.5M 229k 24.11
Alphabet Cap Stk Cl C (GOOG) 1.3 $5.5M 2.1k 2665.37
Ares Capital Corporation (ARCC) 1.3 $5.5M 268k 20.33
Carrier Global Corporation (CARR) 1.2 $5.2M 101k 51.76
International Business Machines (IBM) 1.2 $5.1M 36k 138.93
Global X Fds Fintech Etf (FINX) 1.2 $5.0M 104k 48.02
First Tr Exchange-traded Dj Internt Idx (FDN) 1.1 $4.9M 21k 235.89
Xerox Holdings Corp Com New (XRX) 1.1 $4.6M 230k 20.17
Exelixis (EXEL) 1.0 $4.4M 210k 21.14
Novavax Com New (NVAX) 1.0 $4.3M 21k 207.30
Matinas Biopharma Holdings, In 1.0 $4.2M 3.2M 1.30
Johnson & Johnson (JNJ) 1.0 $4.2M 26k 161.50
Atomera (ATOM) 0.9 $3.8M 164k 23.09
Invesco Exchange Traded Fd T Wilderhil Clan (PBW) 0.8 $3.5M 45k 77.23
Cohen & Steers Quality Income Realty (RQI) 0.8 $3.3M 222k 14.90
JPMorgan Chase & Co. (JPM) 0.8 $3.3M 20k 163.67
Ford Motor Company (F) 0.7 $3.1M 217k 14.16
Easterly Government Properti reit (DEA) 0.7 $2.8M 136k 20.66
Pgim Etf Tr Ultra Short (PULS) 0.7 $2.8M 56k 49.68
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.6 $2.7M 9.8k 272.90
Alphabet Cap Stk Cl A (GOOGL) 0.6 $2.6M 969.00 2673.89
Home Depot (HD) 0.6 $2.5M 7.7k 328.25
Firstservice Corp (FSV) 0.5 $2.2M 12k 180.48
First Tr Value Line Divid In SHS (FVD) 0.5 $2.0M 52k 39.20
Broadstone Net Lease (BNL) 0.5 $2.0M 82k 24.81
Teva Pharmaceutical Inds Sponsored Ads (TEVA) 0.5 $2.0M 203k 9.80
Akoustis Technologies 0.5 $2.0M 204k 9.70
Cohen & Steers infrastucture Fund (UTF) 0.5 $1.9M 72k 27.11
Costco Wholesale Corporation (COST) 0.4 $1.8M 4.0k 449.24
Aspen Aerogels (ASPN) 0.4 $1.8M 39k 46.01
Sixth Street Specialty Lending (TSLX) 0.4 $1.8M 79k 22.21
Procter & Gamble Company (PG) 0.4 $1.7M 12k 139.82
Wal-Mart Stores (WMT) 0.4 $1.6M 12k 139.39
Qualcomm (QCOM) 0.4 $1.5M 12k 128.95
Gabelli Dividend & Income Trust (GDV) 0.3 $1.5M 57k 25.80
LivePerson (LPSN) 0.3 $1.4M 24k 58.95
Northrop Grumman Corporation (NOC) 0.3 $1.4M 3.8k 360.26
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.3 $1.3M 25k 50.58
Pepsi (PEP) 0.3 $1.2M 8.2k 150.42
Oracle Corporation (ORCL) 0.3 $1.2M 14k 87.16
Boeing Company (BA) 0.3 $1.2M 5.3k 219.95
salesforce (CRM) 0.3 $1.2M 4.3k 271.16
First Tr Morningstar Divid L SHS (FDL) 0.3 $1.2M 35k 32.77
Adobe Systems Incorporated (ADBE) 0.3 $1.1M 2.0k 575.51
Mediwound Ord Shs 0.3 $1.1M 334k 3.34
Washington Trust Ban (WASH) 0.2 $1.0M 20k 52.96
Starbucks Corporation (SBUX) 0.2 $1.0M 9.2k 110.36
Intuit (INTU) 0.2 $1.0M 1.9k 539.36
Abbott Laboratories (ABT) 0.2 $1.0M 8.6k 118.08
Starwood Property Trust (STWD) 0.2 $1.0M 41k 24.41
Walt Disney Company (DIS) 0.2 $998k 5.9k 169.28
Danaher Corporation (DHR) 0.2 $954k 3.1k 304.31
Mattel (MAT) 0.2 $904k 49k 18.56
First Tr Exchange Traded Tech Alphadex (FXL) 0.2 $899k 7.3k 122.81
Chevron Corporation (CVX) 0.2 $892k 8.8k 101.44
Shopify Cl A (SHOP) 0.2 $891k 657.00 1356.16
Visa Com Cl A (V) 0.2 $889k 4.0k 222.86
Zoetis Cl A (ZTS) 0.2 $878k 4.5k 194.12
Marriott Intl Cl A (MAR) 0.2 $872k 5.9k 148.10
Bank of America Corporation (BAC) 0.2 $860k 20k 42.43
UnitedHealth (UNH) 0.2 $857k 2.2k 390.79
Tesla Motors (TSLA) 0.2 $845k 1.1k 775.23
Exxon Mobil Corporation (XOM) 0.2 $845k 14k 58.83
Energy Recovery (ERII) 0.2 $838k 44k 19.04
First Tr Exchange-traded Dorsey Wrt 5 Etf (FV) 0.2 $826k 18k 45.78
Ishares Tr Ishares Semicdtr (SOXX) 0.2 $825k 1.9k 445.95
CVS Caremark Corporation (CVS) 0.2 $813k 9.6k 84.85
Paypal Holdings (PYPL) 0.2 $807k 3.1k 260.32
Nike CL B (NKE) 0.2 $803k 5.5k 145.18
Abbvie (ABBV) 0.2 $782k 7.2k 107.89
Citigroup Com New (C) 0.2 $778k 11k 70.20
Emerson Electric (EMR) 0.2 $770k 8.2k 94.14
American Express Company (AXP) 0.2 $768k 4.6k 167.54
Verizon Communications (VZ) 0.2 $763k 14k 53.98
Intel Corporation (INTC) 0.2 $763k 14k 53.30
World Gold Tr Spdr Gld Minis 0.2 $760k 44k 17.45
Coherus Biosciences (CHRS) 0.2 $748k 47k 16.07
Merck & Co (MRK) 0.2 $735k 9.8k 75.09
Baxter International (BAX) 0.2 $730k 9.1k 80.38
Ishares Tr U.s. Tech Etf (IYW) 0.2 $703k 6.9k 101.30
Union Pacific Corporation (UNP) 0.2 $664k 3.4k 195.99
3M Company (MMM) 0.2 $662k 3.8k 175.55
Bristol Myers Squibb (BMY) 0.2 $648k 11k 59.19
Pfizer (PFE) 0.1 $612k 14k 43.00
Amplify Etf Tr Seymour Cannbs (CNBS) 0.1 $612k 32k 19.29
Apa Corporation (APA) 0.1 $600k 28k 21.43
Caterpillar (CAT) 0.1 $600k 3.1k 192.00
United Parcel Service CL B (UPS) 0.1 $581k 3.2k 182.25
Eli Lilly & Co. (LLY) 0.1 $561k 2.4k 230.96
Cedar Fair Depositry Unit 0.1 $560k 12k 46.40
Kinder Morgan (KMI) 0.1 $545k 33k 16.72
Freeport-mcmoran CL B (FCX) 0.1 $538k 17k 32.51
Atlantica Sustainable Infr P SHS 0.1 $522k 15k 34.48
TJX Companies (TJX) 0.1 $513k 7.8k 65.94
Dow (DOW) 0.1 $504k 8.8k 57.58
United Bankshares (UBSI) 0.1 $500k 14k 36.38
Henry Schein (HSIC) 0.1 $499k 6.6k 76.18
Enterprise Products Partners (EPD) 0.1 $496k 23k 21.63
Moderna (MRNA) 0.1 $489k 1.3k 385.04
B. Riley Wealth Management, Inc. capstone turbine corp 0.1 $481k 100k 4.81
FedEx Corporation (FDX) 0.1 $479k 2.2k 219.10
Cisco Systems (CSCO) 0.1 $476k 8.7k 54.48
Coca-Cola Company (KO) 0.1 $475k 9.1k 52.47
Prosperity Bancshares (PB) 0.1 $465k 6.5k 71.16
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.1 $463k 4.2k 111.57
Goldman Sachs (GS) 0.1 $463k 1.2k 377.96
First Tr Lrge Cp Core Alpha Com Shs (FEX) 0.1 $462k 5.4k 85.32
Janus Detroit Str Tr Henderson Mtg (JMBS) 0.1 $447k 8.4k 53.15
Spdr Ser Tr S&p Biotech (XBI) 0.1 $445k 3.5k 125.71
Wisdomtree Tr Us Midcap Fund (EZM) 0.1 $442k 8.5k 52.00
The Trade Desk Com Cl A (TTD) 0.1 $427k 6.1k 70.23
Ishares Tr U.s. Finls Etf (IYF) 0.1 $423k 5.1k 82.46
Weyerhaeuser Co Mtn Be Com New (WY) 0.1 $417k 12k 35.54
Dupont De Nemours (DD) 0.1 $405k 6.0k 67.96
Philip Morris International (PM) 0.1 $400k 4.2k 94.81
Capital One Financial (COF) 0.1 $377k 2.3k 162.15
Honeywell International (HON) 0.1 $364k 1.7k 212.24
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $358k 17k 21.68
Broadcom (AVGO) 0.1 $353k 727.00 485.56
Ishares Tr Ishares Biotech (IBB) 0.1 $352k 2.2k 161.69
Corning Incorporated (GLW) 0.1 $350k 9.6k 36.46
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $347k 3.4k 101.91
Spectrum Pharmaceuticals 0.1 $346k 159k 2.18
Paychex (PAYX) 0.1 $346k 3.1k 112.52
Facebook Cl A (META) 0.1 $344k 1.0k 339.17
Comcast Corp Cl A (CMCSA) 0.1 $343k 6.1k 55.88
BlackRock 0.1 $343k 409.00 838.63
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $343k 950.00 361.05
Illinois Tool Works (ITW) 0.1 $338k 1.6k 206.73
Tekla World Healthcare Ben Int Shs (THW) 0.1 $329k 20k 16.45
Sandy Spring Ban (SASR) 0.1 $321k 7.0k 45.86
Futu Hldgs Spon Ads Cl A (FUTU) 0.1 $314k 3.5k 91.01
Target Corporation (TGT) 0.1 $312k 1.4k 228.57
American Tower Reit (AMT) 0.1 $296k 1.1k 265.47
Mondelez Intl Cl A (MDLZ) 0.1 $294k 5.1k 58.19
First Tr Exchange Traded Finls Alphadex (FXO) 0.1 $284k 6.4k 44.31
Palisade Bio 0.1 $278k 105k 2.65
Deere & Company (DE) 0.1 $277k 828.00 334.54
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.1 $260k 19k 13.62
Iridium Communications (IRDM) 0.1 $259k 6.5k 39.85
At&t (T) 0.1 $257k 9.5k 27.02
General Motors Company (GM) 0.1 $248k 4.7k 52.77
ConocoPhillips (COP) 0.1 $247k 3.6k 67.76
Ball Corporation (BALL) 0.1 $247k 2.8k 89.82
Triplepoint Venture Gr Bdc cs (TPVG) 0.1 $246k 16k 15.87
Saul Centers (BFS) 0.1 $241k 5.5k 44.02
Automatic Data Processing (ADP) 0.1 $240k 1.2k 200.00
Mastercard Incorporated Cl A (MA) 0.1 $237k 681.00 348.02
Select Sector Spdr Tr Sbi Cons Discr (XLY) 0.1 $237k 1.3k 179.14
Intercontinental Exchange (ICE) 0.1 $234k 2.0k 114.59
Vanguard Specialized Funds Div App Etf (VIG) 0.1 $231k 1.5k 153.90
Solar Cap (SLRC) 0.1 $226k 12k 19.15
Fiserv (FI) 0.1 $223k 2.1k 108.52
Zimmer Holdings (ZBH) 0.1 $222k 1.5k 146.44
Intra Cellular Therapies (ITCI) 0.1 $221k 5.9k 37.31
Vanguard Scottsdale Fds Vng Rus3000idx (VTHR) 0.1 $219k 1.1k 198.19
McDonald's Corporation (MCD) 0.0 $209k 868.00 240.78
Amgen (AMGN) 0.0 $205k 964.00 212.66
Aberdeen Std Gold Etf Tr Physcl Gold Shs (SGOL) 0.0 $191k 11k 16.86
Golub Capital BDC (GBDC) 0.0 $178k 11k 15.82
Invesco High Income 2023 Tar 0.0 $152k 16k 9.73
Chromadex Corp Com New (CDXC) 0.0 $132k 21k 6.29
Deutsche Bank A G Namen Akt (DB) 0.0 $127k 10k 12.70
Barclays Adr (BCS) 0.0 $112k 11k 10.20
Sirius Xm Holdings 0.0 $70k 12k 6.10
Donnelley R R & Sons Co when issued 0.0 $69k 14k 5.11
ZIOPHARM Oncology 0.0 $55k 30k 1.83
Contango Oil & Gas Com New 0.0 $46k 10k 4.60
Ardelyx (ARDX) 0.0 $14k 11k 1.30
Transocean Reg Shs Call Option (RIG) 0.0 $13k 50k 0.26
Lloyds Banking Group Sponsored Adr Call Option (LYG) 0.0 $0 20k 0.00