Shepherd Kaplan Krochuk as of Sept. 30, 2017
Portfolio Holdings for Shepherd Kaplan Krochuk
Shepherd Kaplan Krochuk holds 213 positions in its portfolio as reported in the September 2017 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Berkshire Hathaway (BRK.B) | 9.9 | $12M | 65k | 183.31 | |
| Proshares Tr Ii sht vix st trm | 2.5 | $3.0M | 32k | 93.74 | |
| Noble Energy | 2.4 | $2.9M | 103k | 28.36 | |
| Spdr S&p 500 Etf (SPY) | 2.1 | $2.5M | 10k | 251.20 | |
| Resolute Energy | 1.9 | $2.3M | 78k | 29.68 | |
| American Express Company (AXP) | 1.8 | $2.2M | 25k | 90.45 | |
| Copart (CPRT) | 1.8 | $2.1M | 62k | 34.37 | |
| Callon Pete Co Del Com Stk | 1.7 | $2.1M | 184k | 11.24 | |
| Pioneer Natural Resources (PXD) | 1.7 | $2.0M | 14k | 147.51 | |
| California Res Corp | 1.6 | $1.9M | 178k | 10.46 | |
| S&p Global (SPGI) | 1.5 | $1.8M | 12k | 156.28 | |
| Gulfport Energy Corporation | 1.4 | $1.6M | 115k | 14.34 | |
| Delta Air Lines (DAL) | 1.3 | $1.6M | 33k | 48.21 | |
| UnitedHealth (UNH) | 1.2 | $1.5M | 7.7k | 195.89 | |
| Marathon Petroleum Corp (MPC) | 1.2 | $1.5M | 26k | 56.10 | |
| Wpx Energy | 1.2 | $1.4M | 122k | 11.50 | |
| Express Scripts Holding | 1.1 | $1.4M | 22k | 63.32 | |
| CVS Caremark Corporation (CVS) | 1.1 | $1.3M | 16k | 81.84 | |
| Citigroup (C) | 1.1 | $1.3M | 18k | 72.74 | |
| Avis Budget (CAR) | 1.1 | $1.3M | 34k | 38.07 | |
| Thermo Fisher Scientific (TMO) | 1.0 | $1.2M | 6.6k | 189.14 | |
| American International (AIG) | 1.0 | $1.2M | 20k | 61.41 | |
| DaVita (DVA) | 1.0 | $1.2M | 20k | 59.38 | |
| Gilead Sciences (GILD) | 1.0 | $1.2M | 14k | 81.03 | |
| Methanex Corp (MEOH) | 0.9 | $1.1M | 23k | 50.31 | |
| Newfield Exploration | 0.9 | $1.1M | 36k | 29.68 | |
| Tesla Motors (TSLA) | 0.9 | $1.1M | 3.1k | 340.97 | |
| Pepsi (PEP) | 0.9 | $1.1M | 9.5k | 111.44 | |
| Bill Barrett Corporation | 0.8 | $1.0M | 235k | 4.29 | |
| Anthem (ELV) | 0.8 | $1.0M | 5.3k | 189.87 | |
| Phillips 66 (PSX) | 0.8 | $993k | 11k | 91.61 | |
| Sanchez Energy Corp C ommon stocks | 0.8 | $948k | 197k | 4.82 | |
| EQT Corporation (EQT) | 0.8 | $932k | 14k | 65.27 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.8 | $916k | 34k | 26.74 | |
| Concho Resources | 0.8 | $915k | 7.0k | 131.65 | |
| Zimmer Holdings (ZBH) | 0.7 | $884k | 7.6k | 117.04 | |
| Whiting Petroleum Corporation | 0.7 | $859k | 157k | 5.46 | |
| Energen Corporation | 0.7 | $851k | 16k | 54.70 | |
| Fidelity National Information Services (FIS) | 0.7 | $845k | 9.0k | 93.43 | |
| Travelers Companies (TRV) | 0.7 | $840k | 6.9k | 122.54 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.7 | $811k | 49k | 16.57 | |
| American Airls (AAL) | 0.7 | $799k | 17k | 47.48 | |
| Agrium | 0.7 | $790k | 7.4k | 107.23 | |
| Microsoft Corporation (MSFT) | 0.6 | $768k | 10k | 74.50 | |
| Alphabet Inc Class C cs (GOOG) | 0.6 | $767k | 800.00 | 958.75 | |
| Coca-Cola Company (KO) | 0.6 | $755k | 17k | 44.99 | |
| Hyde Park Bancorp, Mhc | 0.6 | $751k | 39k | 19.20 | |
| Snap-on Incorporated (SNA) | 0.6 | $739k | 5.0k | 149.08 | |
| Hldgs (UAL) | 0.6 | $732k | 12k | 60.85 | |
| VeriFone Systems | 0.6 | $730k | 36k | 20.28 | |
| Hudson Technologies (HDSN) | 0.6 | $719k | 92k | 7.82 | |
| Cara Therapeutics (CARA) | 0.6 | $725k | 53k | 13.70 | |
| Sinclair Broadcast | 0.5 | $635k | 20k | 32.03 | |
| Core Laboratories | 0.5 | $628k | 6.4k | 98.77 | |
| Stryker Corporation (SYK) | 0.5 | $623k | 4.4k | 141.95 | |
| Johnson & Johnson (JNJ) | 0.5 | $611k | 4.7k | 129.92 | |
| 8point Energy Partners Lp ml | 0.5 | $621k | 41k | 15.03 | |
| Berry Plastics (BERY) | 0.5 | $603k | 11k | 56.63 | |
| Biogen Idec (BIIB) | 0.5 | $564k | 1.8k | 313.33 | |
| NCI Building Systems | 0.5 | $563k | 36k | 15.60 | |
| MasterCard Incorporated (MA) | 0.5 | $542k | 3.8k | 141.29 | |
| Abbott Laboratories (ABT) | 0.5 | $541k | 10k | 53.41 | |
| Liberty All-Star Equity Fund (USA) | 0.5 | $538k | 89k | 6.03 | |
| Royce Value Trust (RVT) | 0.5 | $548k | 35k | 15.79 | |
| Asbury Automotive (ABG) | 0.4 | $531k | 8.7k | 61.10 | |
| General American Investors (GAM) | 0.4 | $537k | 15k | 36.04 | |
| iShares Lehman Short Treasury Bond (SHV) | 0.4 | $530k | 4.8k | 110.42 | |
| Vanguard Sht Term Govt Bond ETF (VGSH) | 0.4 | $528k | 8.7k | 60.69 | |
| Schwab Strategic Tr sht tm us tres (SCHO) | 0.4 | $529k | 11k | 50.38 | |
| Blackrock Res & Commodities Strategy Tr (BCX) | 0.4 | $531k | 60k | 8.89 | |
| Wal-Mart Stores (WMT) | 0.4 | $516k | 6.6k | 78.21 | |
| Paratek Pharmaceuticals | 0.4 | $520k | 21k | 25.09 | |
| Neurocrine Biosciences (NBIX) | 0.4 | $501k | 8.2k | 61.33 | |
| Mondelez Int (MDLZ) | 0.4 | $510k | 13k | 40.65 | |
| Antero Res (AR) | 0.4 | $504k | 25k | 19.89 | |
| Nexgen Energy (NXE) | 0.4 | $502k | 226k | 2.22 | |
| Mohawk Industries (MHK) | 0.4 | $496k | 2.0k | 247.38 | |
| Hanesbrands (HBI) | 0.4 | $468k | 19k | 24.63 | |
| Olin Corporation (OLN) | 0.4 | $476k | 14k | 34.28 | |
| FMC Corporation (FMC) | 0.4 | $465k | 5.2k | 89.39 | |
| Pattern Energy | 0.4 | $474k | 20k | 24.10 | |
| Amgen (AMGN) | 0.4 | $462k | 2.5k | 186.59 | |
| Procter & Gamble Company (PG) | 0.4 | $449k | 4.9k | 90.98 | |
| Penn National Gaming (PENN) | 0.4 | $433k | 19k | 23.41 | |
| Hannon Armstrong (HASI) | 0.4 | $438k | 18k | 24.40 | |
| Tree (TREE) | 0.4 | $440k | 1.8k | 244.44 | |
| Pcsb Fncl | 0.4 | $436k | 23k | 18.87 | |
| Wheaton Precious Metals Corp (WPM) | 0.3 | $427k | 22k | 19.12 | |
| Bank of America Corporation (BAC) | 0.3 | $396k | 16k | 25.36 | |
| Emergent BioSolutions (EBS) | 0.3 | $402k | 9.9k | 40.47 | |
| Safeguard Scientifics | 0.3 | $400k | 30k | 13.35 | |
| Templeton Emerging Markets Income Fund (TEI) | 0.3 | $396k | 34k | 11.58 | |
| Cbre Clarion Global Real Estat re (IGR) | 0.3 | $394k | 50k | 7.90 | |
| Paypal Holdings (PYPL) | 0.3 | $382k | 6.0k | 64.00 | |
| iShares Russell 2000 Value Index (IWN) | 0.3 | $380k | 3.1k | 124.26 | |
| Vanguard REIT ETF (VNQ) | 0.3 | $374k | 4.5k | 83.11 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.3 | $363k | 5.3k | 68.49 | |
| Trinity Biotech | 0.3 | $361k | 64k | 5.61 | |
| Fnf (FNF) | 0.3 | $368k | 7.8k | 47.43 | |
| MTS Systems Corporation | 0.3 | $353k | 6.6k | 53.48 | |
| Agnico (AEM) | 0.3 | $346k | 7.6k | 45.24 | |
| KAR Auction Services (KAR) | 0.3 | $346k | 7.3k | 47.70 | |
| Kraft Heinz (KHC) | 0.3 | $336k | 4.3k | 77.46 | |
| Seagate Technology Com Stk | 0.3 | $330k | 10k | 33.14 | |
| MGM Resorts International. (MGM) | 0.3 | $326k | 10k | 32.60 | |
| OraSure Technologies (OSUR) | 0.3 | $323k | 14k | 22.51 | |
| Gastar Exploration | 0.3 | $321k | 365k | 0.88 | |
| Federated Investors (FHI) | 0.3 | $309k | 10k | 29.72 | |
| Sherwin-Williams Company (SHW) | 0.3 | $315k | 881.00 | 357.55 | |
| Visa (V) | 0.3 | $316k | 3.0k | 105.33 | |
| Goldcorp | 0.3 | $310k | 24k | 12.97 | |
| Mednax (MD) | 0.3 | $317k | 7.4k | 43.09 | |
| Harborone Ban | 0.3 | $319k | 17k | 18.82 | |
| Edwards Lifesciences (EW) | 0.2 | $303k | 2.8k | 109.27 | |
| Ford Motor Company (F) | 0.2 | $296k | 25k | 11.97 | |
| Group 1 Automotive (GPI) | 0.2 | $299k | 4.1k | 72.41 | |
| RF Industries (RFIL) | 0.2 | $302k | 133k | 2.26 | |
| ardmore Shipping (ASC) | 0.2 | $307k | 37k | 8.26 | |
| Molson Coors Brewing Company (TAP) | 0.2 | $286k | 3.5k | 81.71 | |
| Patterson Companies (PDCO) | 0.2 | $290k | 7.5k | 38.68 | |
| iShares Russell 2000 Index (IWM) | 0.2 | $289k | 2.0k | 148.13 | |
| New Gold Inc Cda (NGD) | 0.2 | $287k | 77k | 3.71 | |
| Tahoe Resources | 0.2 | $290k | 55k | 5.27 | |
| Merck & Co (MRK) | 0.2 | $283k | 4.4k | 64.11 | |
| Netflix (NFLX) | 0.2 | $272k | 1.5k | 181.33 | |
| Fuel Tech (FTEK) | 0.2 | $282k | 282k | 1.00 | |
| Royce Micro Capital Trust (RMT) | 0.2 | $272k | 29k | 9.38 | |
| Flexion Therapeutics | 0.2 | $276k | 11k | 24.15 | |
| Mag Silver Corp (MAG) | 0.2 | $268k | 24k | 11.24 | |
| Templeton Emerging Markets (EMF) | 0.2 | $262k | 16k | 16.48 | |
| Dividend & Income Fund (BXSY) | 0.2 | $269k | 21k | 12.87 | |
| Dawson Geophysical (DWSN) | 0.2 | $271k | 60k | 4.52 | |
| Atkore Intl (ATKR) | 0.2 | $266k | 14k | 19.52 | |
| SIFCO Industries (SIF) | 0.2 | $248k | 43k | 5.80 | |
| BioDelivery Sciences International | 0.2 | $248k | 84k | 2.95 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.2 | $251k | 11k | 23.03 | |
| Lehman Brothers First Trust IOF (NHS) | 0.2 | $254k | 21k | 12.15 | |
| Cascadian Therapeutics | 0.2 | $252k | 62k | 4.09 | |
| Apple (AAPL) | 0.2 | $247k | 1.6k | 154.38 | |
| Industrial Services of America | 0.2 | $247k | 139k | 1.78 | |
| Ultra Clean Holdings (UCTT) | 0.2 | $242k | 7.9k | 30.58 | |
| Acelrx Pharmaceuticals | 0.2 | $229k | 50k | 4.60 | |
| Allianzgi Equity & Conv In | 0.2 | $232k | 11k | 20.71 | |
| Great Elm Cap | 0.2 | $233k | 22k | 10.44 | |
| Nexstar Broadcasting (NXST) | 0.2 | $218k | 3.5k | 62.29 | |
| Farmland Partners (FPI) | 0.2 | $217k | 24k | 9.04 | |
| McCormick & Company, Incorporated (MKC) | 0.2 | $205k | 2.0k | 102.50 | |
| Schmitt Industries (SMIT) | 0.2 | $203k | 107k | 1.89 | |
| Allianzgi Nfj Divid Int Prem S cefs | 0.2 | $200k | 15k | 13.42 | |
| Otelco Inc cl a | 0.2 | $206k | 22k | 9.39 | |
| Parsley Energy Inc-class A | 0.2 | $206k | 7.8k | 26.34 | |
| Lazard Global Total Return & Income Fund (LGI) | 0.2 | $196k | 12k | 16.75 | |
| Delaware Enhanced Glbl. Div. & Inc. Fund | 0.2 | $198k | 17k | 11.86 | |
| Global Medical Reit (GMRE) | 0.2 | $188k | 21k | 9.00 | |
| TransAct Technologies Incorporated (TACT) | 0.1 | $180k | 18k | 9.76 | |
| Pretium Res Inc Com Isin# Ca74 | 0.1 | $185k | 20k | 9.25 | |
| Hudson Global | 0.1 | $175k | 120k | 1.46 | |
| Hrg | 0.1 | $184k | 12k | 15.65 | |
| Galmed Pharmaceuticals | 0.1 | $167k | 18k | 9.12 | |
| MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) | 0.1 | $154k | 15k | 10.13 | |
| Japan Smaller Capitalizaion Fund (JOF) | 0.1 | $157k | 13k | 12.56 | |
| Champions Oncology (CSBR) | 0.1 | $156k | 41k | 3.80 | |
| Mitcham Industries | 0.1 | $140k | 41k | 3.44 | |
| Alpine Global Premier Properties Fund | 0.1 | $139k | 21k | 6.65 | |
| WSI Industries | 0.1 | $146k | 46k | 3.16 | |
| Ocean Bio-Chem | 0.1 | $150k | 29k | 5.11 | |
| Synergy Pharmaceuticals | 0.1 | $143k | 49k | 2.89 | |
| Vitamin Shoppe | 0.1 | $138k | 26k | 5.41 | |
| Evolving Systems (EVOL) | 0.1 | $138k | 29k | 4.74 | |
| Morgan Stanley Emerging Markets Debt (MSD) | 0.1 | $131k | 13k | 10.08 | |
| Atlantic American Corporation (AAME) | 0.1 | $128k | 40k | 3.19 | |
| Insignia Systems | 0.1 | $135k | 124k | 1.09 | |
| Tandem Diabetes Care | 0.1 | $133k | 182k | 0.73 | |
| Ing Global Advantage And Premium Opportunity Fund (IGA) | 0.1 | $136k | 12k | 11.53 | |
| Viking Therapeutics (VKTX) | 0.1 | $136k | 76k | 1.80 | |
| Boulder Growth & Income Fund (STEW) | 0.1 | $118k | 12k | 10.17 | |
| MFS Multimarket Income Trust (MMT) | 0.1 | $119k | 19k | 6.26 | |
| Crocs (CROX) | 0.1 | $105k | 11k | 9.55 | |
| Alaska Communications Systems | 0.1 | $112k | 49k | 2.28 | |
| Dixie (DXYN) | 0.1 | $110k | 28k | 3.99 | |
| TOR Minerals Int'l (TORM) | 0.1 | $114k | 16k | 7.09 | |
| Kinross Gold Corp (KGC) | 0.1 | $95k | 22k | 4.24 | |
| Optical Cable Corporation (OCC) | 0.1 | $100k | 47k | 2.14 | |
| Summer Infant | 0.1 | $91k | 47k | 1.95 | |
| Helix Energy Solutions note | 0.1 | $100k | 100k | 1.00 | |
| Mei Pharma | 0.1 | $99k | 37k | 2.71 | |
| Dover Downs Gaming & Entertainment | 0.1 | $83k | 82k | 1.02 | |
| RELM Wireless Corporation | 0.1 | $81k | 22k | 3.66 | |
| Alpha Pro Tech (APT) | 0.1 | $81k | 20k | 4.05 | |
| Inuvo (INUV) | 0.1 | $86k | 87k | 0.99 | |
| Global Ship Lease inc usd0.01 class a | 0.1 | $87k | 60k | 1.46 | |
| Coffee Holding (JVA) | 0.1 | $87k | 20k | 4.43 | |
| Flotek Industries | 0.1 | $77k | 17k | 4.67 | |
| Digirad Corporation | 0.1 | $75k | 23k | 3.33 | |
| Aspen Aerogels (ASPN) | 0.1 | $76k | 18k | 4.22 | |
| Moduslink Global Solutions I C | 0.1 | $71k | 37k | 1.94 | |
| Och-Ziff Capital Management | 0.1 | $55k | 18k | 3.06 | |
| Houston Wire & Cable Company | 0.1 | $56k | 10k | 5.40 | |
| Groupon | 0.1 | $63k | 13k | 5.04 | |
| Yume | 0.1 | $65k | 14k | 4.61 | |
| ENGlobal Corporation | 0.0 | $45k | 35k | 1.28 | |
| Crystal Rock Holdings | 0.0 | $43k | 60k | 0.72 | |
| Retractable Technologies (RVP) | 0.0 | $49k | 72k | 0.68 | |
| Arts-Way Manufacturing (ARTW) | 0.0 | $43k | 19k | 2.30 | |
| Ovascience | 0.0 | $45k | 33k | 1.36 | |
| Rmg Networks Hldg Corp | 0.0 | $43k | 21k | 2.09 | |
| WidePoint Corporation | 0.0 | $34k | 50k | 0.68 | |
| Appliance Recycling Centers of America | 0.0 | $40k | 36k | 1.10 | |
| Avalon Holdings Corporation (AWX) | 0.0 | $32k | 16k | 1.98 | |
| Harte-Hanks | 0.0 | $26k | 26k | 1.01 | |
| Eclipse Resources | 0.0 | $30k | 12k | 2.54 | |
| Forward Industries (FORD) | 0.0 | $14k | 12k | 1.16 | |
| SMTC Corporation | 0.0 | $18k | 14k | 1.28 |
