Silverback Asset Management

Silverback Asset Management as of Dec. 31, 2013

Portfolio Holdings for Silverback Asset Management

Silverback Asset Management holds 58 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 15.0 $177M 959k 184.69
Citigroup Inc Com Us cmn 10.4 $123M 2.4M 52.11
Citigroup Inc *w exp 10/28/201 7.9 $93M 1.8M 52.11
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 6.5 $77M 33M 2.32
Kinder Morgan Inc/delaware Wts 5.8 $69M 1.9M 36.00
Notes Gencorp Inc. 4.0625% dbcv 3.4 $40M 20M 2.02
Western Refng Inc note 5.750% 6/1 3.2 $38M 8.5M 4.44
Mu Us conv 3.0 $36M 16M 2.32
Starwood Ppty note 4.0% 1/15/ 2.7 $32M 29M 1.11
Xilinx Inc sdcv 3.125% 3/1 2.4 $29M 18M 1.59
Cemex Sab De Cv conv bnd 2.2 $26M 20M 1.32
L-3 Communications Corp debt 3.000% 8/0 2.0 $24M 20M 1.21
D R Horton Inc note 2.000% 5/1 1.9 $22M 13M 1.72
Exterran Hldgs Inc note 4.250% 6/1 1.9 $22M 15M 1.49
General Mtrs Co *w exp 07/10/201 1.7 $20M 500k 40.87
Group 1 Automotive Inc frnt 2.250% 6/1 1.6 $19M 15M 1.26
Stillwater Mng Co note 1.750%10/1 1.6 $19M 17M 1.13
Navistar Intl Corp New note 3.000%10/1 1.6 $19M 18M 1.03
RF MICRO DEVICE CONVERTIBLE security 1.4 $17M 17M 1.00
American Rlty Cap Pptys Inc note 3.000% 8/0 1.4 $17M 17M 1.00
Phh Corp note 4.000% 9/0 1.4 $17M 16M 1.07
Electronic Arts Inc conv 1.4 $17M 16M 1.07
Usec Inc note 3.000%10/0 1.4 $17M 48M 0.35
Vector Group Ltd frnt 1/1 1.3 $16M 13M 1.19
Green Plains Renewable E note 1.3 $15M 10M 1.45
Covanta Holding Conv conv bnd 1.2 $14M 12M 1.17
Ak Steel Corp. conv 1.2 $14M 8.7M 1.62
Central European Media sr nt cv 5%15 1.1 $13M 15M 0.91
Chesapeake Energy Corp note 2.750%11/1 1.1 $13M 12M 1.05
Take-two Interactive Sof note 1.0 $12M 10M 1.16
Molycorp Inc Del....... Note 6.0% 9/1/17 0.9 $10M 13M 0.78
Bpz Resources Inc note 8.500%10/0 0.8 $9.3M 11M 0.89
American Equity Investment Life Holding (AEL) 0.6 $6.9M 262k 26.38
Blackstone Mtg Tr Inc Note cb 0.5 $6.2M 6.0M 1.04
Solarfun Power Hldgs Conv dbcv 0.5 $6.0M 6.4M 0.93
Bpz Resources Inc bond 0.5 $5.9M 6.5M 0.90
Solarcity Corp note 2.750%11/0 0.5 $6.0M 5.0M 1.19
iStar Financial 0.5 $5.7M 400k 14.27
Biomarin Pharmaceutical Inc note 0.750%10/1 0.5 $5.3M 5.0M 1.06
Comtech Telecommunications Cor conv 0.4 $5.3M 5.0M 1.05
American Rlty Cap Pptys Inc note 3.750%12/1 0.4 $5.1M 5.0M 1.02
Alpha Natural Resources Inc note 3.750%12/1 0.4 $4.7M 4.5M 1.04
Exelixis Inc cnv 0.4 $4.6M 3.8M 1.22
Cheniere Energy (LNG) 0.4 $4.2M 97k 43.13
Merrimack Pharmaceuticals In note 4.500% 7/1 0.4 $4.2M 4.0M 1.05
Cobalt Intl Energy 0.3 $4.1M 250k 16.45
Hologic (HOLX) 0.3 $3.7M 165k 22.34
J.C. Penney Company 0.3 $3.7M 400k 9.15
Cubist Pharmaceutic-cvr 0.3 $3.6M 2.7M 1.35
Albany Molecular Resh Inc note 2.250%11/1 0.2 $2.3M 2.5M 0.93
Molycorp Inc Del note 5.500% 2/0 0.1 $1.4M 1.5M 0.94
Moly 0.1 $1.2M 217k 5.62
Arris 0.1 $1.2M 50k 24.34
Vringo 0.1 $681k 230k 2.96
Sanofi Aventis Wi Conval Rt 0.1 $736k 2.2M 0.34
Advaxis 0.1 $636k 150k 4.24
Advaxis 0.0 $477k 113k 4.24
BPZ Resources 0.0 $81k 45k 1.81