Silverback Asset Management

Silverback Asset Management as of Dec. 31, 2020

Portfolio Holdings for Silverback Asset Management

Silverback Asset Management holds 56 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Plug Power NOTE 3.7500% 01-Jun-2025 (Principal) 14.5 $115M 17M 6.74
Bandwidth NOTE 0.2500% 01-Mar-2026 (Principal) 3.6 $28M 16M 1.79
Rapid7 Note 1.250% 8/0 (Principal) 3.3 $26M 12M 2.19
Chegg Note 0.125% 3/1 (Principal) 3.1 $24M 13M 1.82
Infinera Corp Note 2.125% 9/0 (Principal) 2.9 $23M 18M 1.25
Flexion Therapeutics Note 3.375% 5/0 (Principal) 2.8 $22M 25M 0.89
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 2.6 $21M 18M 1.14
Cleveland-cliffs DBCV 1.500% 1/1 (Principal) 2.5 $20M 10M 1.95
Workiva NOTE 1.1250% 15-Aug-2026 (Principal) 2.5 $20M 15M 1.34
Infinera Corp NOTE 2.5000% 01-Mar-2027 (Principal) 2.5 $19M 13M 1.55
Dicks Sporting Goods NOTE 3.2500% 15-Apr-2025 (Principal) 2.4 $19M 11M 1.78
Blackline Note 0.125% 8/0 (Principal) 2.4 $19M 10M 1.88
Magnachip Semiconductor Sa Note 5.000% 3/0 (Principal) 2.3 $18M 11M 1.65
Bloom Energy Corp NOTE 2.5000% 15-Aug-2025 (Principal) 2.3 $18M 9.3M 1.93
Harmonic DBCV 2.000% 9/0 (Principal) 2.1 $17M 16M 1.09
Palo Alto Networks Note 0.750% 7/0 (Principal) 2.1 $17M 12M 1.41
Golar Lng Note 2.750% 2/1 (Principal) 2.1 $16M 18M 0.91
Splunk Note 1.125% 9/1 (Principal) 2.0 $16M 12M 1.35
PetIQ NOTE 4.0000% 01-Jun-2026 (Principal) 1.9 $15M 10M 1.52
United States Stl Corp Note 5.000%11/0 (Principal) 1.9 $15M 10M 1.49
Avadel Fin Cay Ltd/Avadel Pharma NOTE 4.5000% 01-Feb-2023 (Principal) 1.9 $15M 15M 1.01
K12 NOTE 1.1250% 01-Sep-2027 (Principal) 1.8 $14M 18M 0.82
Retrophin Note 2.500% 9/1 (Principal) 1.8 $14M 14M 1.01
Patrick Inds DBCV 1.000% 2/0 (Principal) 1.7 $14M 13M 1.06
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 1.7 $14M 7.0M 1.95
Par Technology Corp NOTE 2.8750% 15-Apr-2026 (Principal) 1.6 $13M 8.0M 1.62
Teekay Corporation Note 5.000% 1/1 (Principal) 1.6 $13M 14M 0.90
Encore Cap Group Note 3.250% 3/1 (Principal) 1.6 $12M 12M 1.08
Eagle Bulk Shipping Note 5.000% 8/0 (Principal) 1.5 $12M 15M 0.82
Fluidigm Corp Del Note 5.250%12/0 (Principal) 1.4 $11M 5.0M 2.23
Invacare Corp Note 5.000%11/1 (Principal) 1.4 $11M 12M 0.97
Allegheny Technologies Note 4.750% 7/0 (Principal) 1.4 $11M 8.0M 1.38
Air Transport Services Grp I Note 1.125%10/1 (Principal) 1.3 $11M 9.0M 1.18
Encore Cap Group Note 3.250%10/0 (Principal) 1.3 $10M 8.8M 1.18
Omeros Corp Note 5.250% 2/1 (Principal) 1.3 $10M 9.5M 1.07
Akamai Technologies Note 0.125% 5/0 (Principal) 1.3 $9.9M 8.0M 1.24
Synaptics Note 0.500% 6/1 (Principal) 1.2 $9.7M 7.0M 1.38
Fireeye Note 0.875% 6/0 (Principal) 1.2 $9.2M 7.5M 1.22
Accuray NOTE 3.7500% 15-Jul-2022 (Principal) 1.2 $9.1M 8.6M 1.06
Snap Note 0.750% 8/0 (Principal) 1.2 $9.1M 4.0M 2.27
Model N NOTE 2.6250% 01-Jun-2025 (Principal) 1.2 $9.1M 7.0M 1.30
Radius Health Note 3.000% 9/0 (Principal) 1.1 $9.0M 10M 0.90
Coupa Software Note 0.125% 6/1 (Principal) 1.1 $8.7M 4.0M 2.18
Gogo Note 6.000% 5/1 (Principal) 1.1 $8.5M 5.0M 1.71
Aerie Pharmaceuticals Note 1.500%10/0 (Principal) 0.9 $7.4M 8.1M 0.92
American Airls Group Note 6.500% 7/0 (Principal) 0.9 $6.9M 5.5M 1.26
Kaman Corp Note 3.250% 5/0 (Principal) 0.8 $6.6M 5.8M 1.15
Rumbleon Com Cl B (RDNW) 0.6 $4.5M 148k 30.20
CLF01/15/21C10 Option Call Option 0.4 $2.8M 601k 4.60
Kindred Biosciences 0.3 $2.6M 611k 4.31
Servicesource 0.3 $2.4M 1.4M 1.76
Scorpio Tankers Note 3.000% 5/1 (Principal) 0.1 $762k 790k 0.96
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 0.1 $749k 80k 9.36
Contura Energy 0.1 $417k 37k 11.36
Gores Holdings Vi Unit 08/24/2027 0.0 $265k 25k 10.60
Teligent Com New (TLGTQ) 0.0 $27k 36k 0.75