Silverback Asset Management

Silverback Asset Management as of June 30, 2021

Portfolio Holdings for Silverback Asset Management

Silverback Asset Management holds 75 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Plug Power Note 3.750% 6/0 (Principal) 13.0 $107M 16M 6.79
DISH Network Corp NOTE 0.0000% 15-Dec-2025 (Principal) 4.0 $33M 29M 1.17
Dicks Sporting Goods Note 3.250% 4/1 (Principal) 3.6 $30M 10M 2.96
Bandwidth Note 0.250% 3/0 (Principal) 3.4 $28M 17M 1.63
Coupa Software Note 0.125% 6/1 (Principal) 3.1 $25M 15M 1.73
Mongodb Note 0.250% 1/1 (Principal) 3.1 $25M 14M 1.81
Chegg Note 0.125% 3/1 (Principal) 3.0 $25M 15M 1.69
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 2.8 $23M 13M 1.87
Eagle Bulk Shipping Note 5.000% 8/0 (Principal) 2.7 $22M 16M 1.39
Harmonic DBCV 2.000% 9/0 (Principal) 2.6 $22M 18M 1.19
Infinera Corp Note 2.125% 9/0 (Principal) 2.5 $21M 17M 1.23
Scorpio Tankers NOTE 3.0000% 15-May-2025 (Principal) 2.3 $19M 19M 1.04
Encore Cap Group Note 3.250%10/0 (Principal) 2.3 $19M 14M 1.36
Workday Note 0.250%10/0 (Principal) 2.0 $17M 10M 1.65
Lyft NOTE 1.5000% 15-May-2025 (Principal) 2.0 $16M 9.5M 1.71
PetIQ NOTE 4.0000% 01-Jun-2026 (Principal) 1.8 $15M 10M 1.50
Ii-vi Note 0.250% 9/0 (Principal) 1.8 $15M 9.2M 1.58
Flexion Therapeutics Note 3.375% 5/0 (Principal) 1.7 $14M 16M 0.91
Okta Note 0.125% 9/0 (Principal) 1.7 $14M 9.8M 1.44
Cleveland-cliffs DBCV 1.500% 1/1 (Principal) 1.7 $14M 5.0M 2.80
Blackline NOTE 0.0000% 15-Mar-2026 (Principal) 1.6 $13M 14M 0.96
Beyond Meat NOTE 0.0000% 15-Mar-2027 (Principal) 1.5 $12M 12M 1.03
Invacare Corp Note 5.000%11/1 (Principal) 1.4 $12M 12M 1.02
Pure Storage Note 0.125% 4/1 (Principal) 1.4 $12M 11M 1.05
Bloom Energy Corp NOTE 2.5000% 15-Aug-2025 (Principal) 1.4 $11M 6.3M 1.80
Avadel Fin Cay Ltd/Avadel Pharma NOTE 4.5000% 01-Feb-2023 (Principal) 1.4 $11M 11M 1.02
Fastly NOTE 0.0000% 15-Mar-2026 (Principal) 1.3 $11M 12M 0.93
Retrophin Note 2.500% 9/1 (Principal) 1.3 $11M 13M 0.84
Atlas Air Worldwide Hldgs In Note 1.875% 6/0 (Principal) 1.3 $11M 8.5M 1.28
Pegasystems Note 0.750% 3/0 (Principal) 1.3 $11M 9.0M 1.20
Rumbleon Com Cl B (RMBL) 1.3 $11M 262k 40.47
Accuray NOTE 3.7500% 01-Jun-2026 (Principal) 1.3 $11M 9.6M 1.09
Omeros Corp Note 5.250% 2/1 (Principal) 1.2 $10M 9.0M 1.12
Rapid7 NOTE 0.2500% 15-Mar-2027 (Principal) 1.2 $10M 9.0M 1.11
Akoustis Technologies (AKTS) 1.2 $9.9M 922k 10.71
Varonis Systems NOTE 1.2500% 15-Aug-2025 (Principal) 1.2 $9.8M 5.0M 1.96
Airbnb NOTE 0.0000% 15-Mar-2026 (Principal) 1.1 $9.5M 10M 0.94
Magnite NOTE 0.2500% 15-Mar-2026 (Principal) 1.1 $9.3M 10M 0.90
Zogenix NOTE 2.7500% 01-Oct-2027 (Principal) 1.1 $9.2M 9.0M 1.02
Teekay Corporation Note 5.000% 1/1 (Principal) 1.1 $9.2M 9.3M 0.98
Akamai Technologies Note 0.125% 5/0 (Principal) 1.0 $8.5M 6.5M 1.31
Golar Lng Note 2.750% 2/1 (Principal) 1.0 $8.4M 8.5M 0.99
Western Digital Corp. Note 1.500% 2/0 (Principal) 0.9 $7.7M 7.3M 1.07
Radius Health Note 3.000% 9/0 (Principal) 0.9 $7.5M 8.0M 0.94
Etsy Note 0.125%10/0 (Principal) 0.9 $7.2M 3.0M 2.40
Fluidigm Corp Del Note 5.250%12/0 (Principal) 0.8 $6.7M 3.0M 2.23
Ivanhoe Mines NOTE 2.5000% 15-Apr-2026 (Principal) 0.7 $6.1M 5.0M 1.22
Infinera Corp Note 2.500% 3/0 (Principal) 0.7 $6.1M 4.0M 1.52
Paratek Pharmaceuticals Note 4.750% 5/0 (Principal) 0.7 $6.1M 6.7M 0.91
Cleveland-cliffs Call Option (CLF) 0.7 $5.8M 270k 21.56
Magnachip Semiconductor Corp (MX) 0.7 $5.4M 227k 23.86
Enphase Energy Inc Tranche A NOTE 0.0000% 01-Mar-2026 (Principal) 0.6 $4.8M 4.9M 0.98
Encore Cap Group Note 3.250% 3/1 (Principal) 0.6 $4.7M 4.2M 1.14
Patrick Inds DBCV 1.000% 2/0 (Principal) 0.5 $3.8M 3.5M 1.09
MicroStrategy NOTE 0.0000% 15-Feb-2027 (Principal) 0.5 $3.7M 5.0M 0.75
Cree Note 0.875% 9/0 (Principal) 0.3 $2.8M 1.7M 1.67
Kindred Biosciences 0.3 $2.8M 300k 9.17
fuboTV NOTE 3.2500% 15-Feb-2026 (Principal) 0.3 $2.5M 2.5M 0.99
Invacare Corp NOTE 4.2500% 15-Mar-2026 (Principal) 0.2 $2.0M 2.0M 1.01
Teligent Com New (TLGTQ) 0.2 $1.9M 3.5M 0.53
Servicesource 0.2 $1.8M 1.3M 1.41
Viacomcbs CL B (PARA) 0.2 $1.3M 29k 45.20
Mcap Acquisition Corp Com Cl A 0.1 $1.2M 125k 9.62
Accelerate Acquisition Corp Com Cl A 0.1 $969k 100k 9.69
Af Acquisition Corp Class A Com 0.1 $732k 75k 9.76
Gx Acquisition Corp Ii Class A Com 0.0 $241k 25k 9.64
Gores Guggenheim Class A Com 0.0 $146k 15k 9.73
Khosla Ventures Acqut Co Iii Com Cl A 0.0 $99k 10k 9.90
Thunder Bridge Cap Prtnrs Ii Com Cl A 0.0 $97k 10k 9.70
Mcap Acquisition Corp *w Exp 03/02/202 0.0 $44k 42k 1.06
Accelerate Acquisition Corp *w Exp 06/15/202 0.0 $41k 33k 1.23
Af Acquisition Corp *w Exp 03/23/202 0.0 $22k 25k 0.88
Gx Acquisition Corp Ii *w Exp 03/17/202 0.0 $8.0k 8.3k 0.96
Gores Guggenheim *w Exp 03/25/202 0.0 $4.0k 3.0k 1.33
Thunder Bridge Cap Prtnrs Ii *w Exp 02/15/202 0.0 $3.0k 2.0k 1.50