Skaana Management

Skaana Management as of Sept. 30, 2023

Portfolio Holdings for Skaana Management

Skaana Management holds 186 positions in its portfolio as reported in the September 2023 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Occidental Petroleum Corporation (OXY) 14.8 $60M 930k 64.88
RBC Bearings Incorporated Call Option (RBC) 5.7 $23M 99k 234.13
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 4.7 $19M 174k 110.11
COLONY CAPITAL OPERATING CO 5.75 Percent 07/15/2025 Fixed Income (Principal) 3.6 $15M 7.4M 1.95
American Airlines Group Note 6.500% 7/0 (Principal) 3.5 $14M 13M 1.07
Carnival Corp Note 5.750%10/0 (Principal) 3.4 $14M 9.4M 1.49
Spirit Airls Note 4.750% 5/1 (Principal) 3.4 $14M 8.3M 1.68
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 3.2 $13M 299k 43.25
Spdr S&p 500 Etf Tr Tr Unit Call Option (SPY) 3.2 $13M 30k 427.48
Royal Caribbean Group Note 6.000% 8/1 (Principal) 2.9 $12M 6.0M 1.97
On Semiconductor Corp Note 1.625%10/1 (Principal) 2.8 $11M 2.5M 4.48
TRANSOCEAN INC. 144A 4.625 Percent 09/30/2029 Fixed Income (Principal) 2.6 $10M 4.0M 2.59
Ncl Corp Note 6.000% 5/1 (Principal) 2.5 $10M 7.6M 1.31
Epr Pptys PFD C CV 5.75% (EPR.PC) 2.4 $9.9M 531k 18.68
Algonquin Pwr Utils Corp Unit 06/15/2024 (AQNU) 2.3 $9.5M 438k 21.59
Garrett Motion (GTX) 1.8 $7.5M 954k 7.88
Apollo Global Mgmt Ser A Mand Cnv (APO.PA) 1.8 $7.3M 133k 55.10
Cinemark Hldgs Note 4.500% 8/1 (Principal) 1.6 $6.6M 4.5M 1.46
Brookdale Sr Living Unit 11/15/2025 (BKDT) 1.6 $6.5M 112k 58.28
California Resources Corp Exp10/23/2024 Warr (CRCQW) 1.6 $6.3M 298k 21.31
Fluor Corporation Put Option (FLR) 1.5 $6.2M 169k 36.70
Vertex Energy (VTNR) 1.3 $5.4M 1.2M 4.45
Target Hospitality Corp *w Exp 03/15/202 1.3 $5.1M 1.0M 5.11
ENOVIX CORP 144A 3 Percent 05/01/2028 Fixed Income (Principal) 1.2 $5.1M 4.8M 1.06
Chart Inds 6.75DP CNV PFD B (GTLS.PB) 1.2 $5.0M 76k 66.68
Wayfair Note 3.250% 9/1 (Principal) 1.2 $4.8M 4.0M 1.20
NOVAVAX INC. 144A 5 Percent 12/15/2027 Fixed Income (Principal) 1.2 $4.7M 6.2M 0.76
STEM INC. 144A 4.25 Percent 04/01/2030 Fixed Income (Principal) 1.1 $4.6M 5.8M 0.81
RIVIAN AUTOMOTIVE INC 144A 4.625 Percent 03/15/2029 Fixed Income (Principal) 1.1 $4.3M 3.0M 1.45
Target Hospitality Corp Call Option (TH) 1.1 $4.3M 273k 15.88
Dynavax Technologies Corp Note 2.500% 5/1 (Principal) 1.0 $4.2M 2.7M 1.52
Li Auto Note 0.250% 5/0 (Principal) 1.0 $4.1M 2.9M 1.41
CTO REALTY GROWTH INC. 3.875 Percent 04/15/2025 Fixed Income (Principal) 0.9 $3.8M 3.6M 1.07
Verra Mobility Corp Cl A Com Stk (VRRM) 0.9 $3.7M 196k 18.70
Great Ajax Corp 7.25 CV SR NT 24 (AJXA) 0.8 $3.2M 131k 24.12
Microstrategy Note 0.750%12/1 (Principal) 0.7 $2.7M 2.5M 1.08
Royal Caribbean Group Note 2.875%11/1 (Principal) 0.6 $2.3M 2.0M 1.13
Sarepta Therapeutics Note 1.250% 9/1 (Principal) 0.5 $2.2M 2.0M 1.12
American Airls Put Option (AAL) 0.5 $2.2M 172k 12.81
Spirit Airlines Call Option (SAVE) 0.5 $2.2M 132k 16.50
HERBALIFE NUTRITION LTD. 144A 4.25 Percent 06/15/2028 Fixed Income (Principal) 0.5 $2.1M 2.0M 1.07
Enovix Corp Put Option (ENVX) 0.5 $2.1M 168k 12.55
Sofi Technologies (SOFI) 0.5 $2.1M 260k 7.99
Ast Spacemobile Com Cl A Call Option (ASTS) 0.5 $2.1M 544k 3.80
Carnival Corp Common Stock Call Option (CCL) 0.5 $2.0M 147k 13.72
Intercept Pharmaceuticals In Note 2.000% 5/1 (Principal) 0.5 $2.0M 2.0M 0.98
Kaman Corp Note 3.250% 5/0 (Principal) 0.5 $1.9M 2.0M 0.97
FISKER INC. 144A 2.5 Percent 09/15/2026 Fixed Income (Principal) 0.4 $1.8M 3.6M 0.51
Fisker Cl A Com Stk Call Option (FSRN) 0.4 $1.6M 244k 6.42
Novavax Com New (NVAX) 0.4 $1.5M 210k 7.24
Peabody Engr Corp Note 3.250% 3/0 (Principal) 0.4 $1.5M 1.0M 1.51
CSG SYSTEMS INTERNATIONAL IN 3.875 Percent 09/15/2028 Fixed Income (Principal) 0.4 $1.5M 1.5M 0.97
Chesapeake Energy Corp Put Option (CHK) 0.3 $1.4M 16k 86.23
Array Technologies Note 1.000%12/0 (Principal) 0.3 $1.3M 1.1M 1.14
NIO INC. 144A 4.625 Percent 10/15/2030 Fixed Income (Principal) 0.3 $1.3M 1.3M 1.04
ARBOR REALTY TRUST INC. 144A 7.5 Percent 08/01/2025 Fixed Income (Principal) 0.3 $1.2M 1.2M 1.01
Nextera Energy Put Option (NEE) 0.3 $1.1M 19k 57.29
NIO INC. 144A 3.875 Percent 10/15/2029 Fixed Income (Principal) 0.3 $1.0M 1.0M 1.03
HAT HOLDINGS I LLC 144A 3.75 Percent 08/15/2028 Fixed Income (Principal) 0.2 $972k 1.0M 0.97
Nio Spon Ads Put Option (NIO) 0.2 $949k 105k 9.04
LUMENTUM HOLDINGS INC. 144A 1.5 Percent 12/15/2029 Fixed Income (Principal) 0.2 $909k 1.0M 0.91
Intercept Pharmaceuticals In 0.2 $871k 47k 18.54
Microstrategy Cl A New Call Option (MSTR) 0.2 $854k 2.6k 328.28
Vinfast Auto *w Exp 08/11/202 (VFSWW) 0.2 $829k 212k 3.91
Royal Caribbean Cruises Call Option (RCL) 0.2 $737k 8.0k 92.14
Ast Spacemobile *w Exp 04/06/202 (ASTSW) 0.2 $686k 730k 0.94
Nio Note 4.500% 2/0 (Principal) 0.1 $589k 530k 1.11
Faraday Futre Intlgt Elctr I Com Cl A New Call Option 0.1 $574k 432k 1.33
Norwegian Cruise Line Hldg L SHS Call Option (NCLH) 0.1 $506k 31k 16.48
United States Steel Corporation Put Option (X) 0.1 $471k 15k 32.48
Bigbear Ai Hldgs (BBAI) 0.1 $427k 283k 1.51
Paysafe SHS Call Option (PSFE) 0.1 $419k 35k 11.99
Purecycle Technologies (PCT) 0.1 $416k 74k 5.61
SELINA HOSPITALITY PLC 6 Percent 11/01/2026 Fixed Income (Principal) 0.1 $368k 5.3M 0.07
Stem Put Option (STEM) 0.1 $361k 85k 4.24
Algonquin Power & Utilities equs Put Option (AQN) 0.1 $361k 61k 5.92
Astra Space Cl A New Call Option (ASTR) 0.1 $352k 191k 1.85
Vinfast Auto SHS (VFS) 0.1 $336k 27k 12.50
Cano Health Com Cl A Call Option 0.1 $279k 11k 25.36
Ginkgo Bioworks Holdings Cl A Shs Call Option (DNA) 0.1 $260k 144k 1.81
Peabody Energy Put Option (BTU) 0.1 $244k 9.4k 25.99
United States Stl Corp Note 5.000%11/0 (Principal) 0.1 $222k 90k 2.46
Cinemark Holdings Call Option (CNK) 0.0 $165k 9.0k 18.35
The Lion Electric Company *w Exp 12/16/202 (LEV.WS.A) 0.0 $162k 312k 0.52
Virgin Galactic Holdings Inc virgin galactic holdings Call Option (SPCE) 0.0 $144k 80k 1.80
Blade Air Mobility Cl A Com Call Option (BLDE) 0.0 $137k 53k 2.59
Chart Industries Call Option (GTLS) 0.0 $118k 700.00 169.12
Indie Semiconductor Class A Com Call Option (INDI) 0.0 $116k 18k 6.30
Blackstone Mtg Tr Com Cl A Put Option (BXMT) 0.0 $109k 5.0k 21.75
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $99k 367k 0.27
Psq Holdings *w Exp 99/99/999 (PSQH.WS) 0.0 $81k 58k 1.39
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $75k 167k 0.45
Weatherford International Exp11/26/2023 Warr 0.0 $74k 31k 2.40
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $64k 184k 0.35
Herbalife Com Shs Call Option (HLF) 0.0 $56k 4.0k 13.99
Sabre (SABR) 0.0 $48k 11k 4.49
23andme Holding Class A Com Call Option (ME) 0.0 $47k 48k 0.98
Ford Motor Company Call Option (F) 0.0 $39k 3.1k 12.42
Rumble Com Cl A Call Option (RUM) 0.0 $38k 7.4k 5.10
Freyr Battery SHS Call Option 0.0 $35k 7.2k 4.89
Eve Hldg *w Exp 05/09/202 (EVEX.WS) 0.0 $30k 42k 0.71
Offerpad Solutions Com Cl A Call Option (OPAD) 0.0 $27k 2.8k 9.76
Canoo Com Cl A Call Option 0.0 $22k 46k 0.49
Brilliant Acquisition Corp Right 99/99/9999 0.0 $21k 100k 0.21
Cytokinetics Com New Put Option (CYTK) 0.0 $21k 700.00 29.46
Forafric Global *w Exp 06/09/202 (AFRIW) 0.0 $20k 16k 1.20
Faraday Futre Intlgt Elctr I *w Exp 07/21/202 (FFIEW) 0.0 $18k 708k 0.03
Psq Holdings Cl A Call Option (PSQH) 0.0 $18k 2.0k 9.08
Better Home & Finance Holdin Com Cl A (BETR) 0.0 $14k 30k 0.48
Brookdale Senior Living Call Option (BKD) 0.0 $9.9k 2.4k 4.14
Custom Truck One Source *w Exp 01/01/202 (CTOSW) 0.0 $9.5k 119k 0.08
Edoc Acquisition Corp Right 11/30/2027 0.0 $9.0k 100k 0.09
A Spac Ii Acquisition Corp Right 10/15/2026 (ASCBR) 0.0 $9.0k 100k 0.09
Getty Images Holdings Cl A Com Call Option (GETY) 0.0 $7.8k 1.2k 6.49
Bridgetown Holdings *w Exp 09/30/202 0.0 $6.7k 20k 0.34
Abacus Life *w Exp 06/30/202 (ABLLW) 0.0 $6.2k 16k 0.38
Better Home & Finance Holdin *w Exp 12/15/202 (BETRW) 0.0 $5.7k 57k 0.10
Eos Energy Enterprises *w Exp 11/17/202 (EOSEW) 0.0 $5.4k 13k 0.41
Clever Leaves Holdings *w Exp 12/18/202 (CLVRW) 0.0 $5.0k 290k 0.02
Rocket Pharmaceuticals *w Exp 09/02/202 (RCKTW) 0.0 $4.0k 23k 0.17
Faze Holdings *w Exp 03/01/202 0.0 $3.6k 258k 0.01
Faze Holdings Common Stock Call Option 0.0 $3.3k 20k 0.17
Katapult Holdings Com New Call Option (KPLT) 0.0 $3.1k 300.00 10.24
Blacksky Technology Com Cl A Call Option (BKSY) 0.0 $2.9k 2.5k 1.17
Lgl Systems Acquisition C11.5000 Exp08/26/2026 Warr 0.0 $2.9k 291k 0.01
Onespaworld Holdings Limi11.5000 Exp03/19/2024 Warr 0.0 $2.7k 2.7k 1.00
Freyr Battery *w Exp 09/01/202 0.0 $2.2k 2.2k 1.00
Climaterock Right 10/31/2028 (CLRCR) 0.0 $1.8k 20k 0.09
Chicken Soup For The Soul En *w Exp 10/22/202 (CSSEL) 0.0 $1.7k 156k 0.01
Shuaa Partners Acquistn Corp *w Exp 02/24/202 0.0 $1.7k 33k 0.05
Brooge Energy *w Exp 12/20/202 (BROGW) 0.0 $1.5k 100k 0.02
Viveon Health Acquisition *w Exp 99/99/999 (VHAQW) 0.0 $1.4k 61k 0.02
Ucommune International *w Exp 11/01/202 (UKOMW) 0.0 $1.4k 49k 0.03
Agba Group Holding *w Exp 03/15/202 (AGBAW) 0.0 $1.4k 46k 0.03
Cartesian Growth Corp Ii *w Exp 07/12/202 (RENEW) 0.0 $1.3k 8.3k 0.16
Brilliant Acquisition Corp *w Exp 03/30/202 0.0 $1.3k 19k 0.07
Shapeways Holdings *w Exp 09/29/202 (SHPWW) 0.0 $1.1k 156k 0.01
A Spac Ii Acquisition Corp *w Exp 10/15/202 (ASCBW) 0.0 $953.699600 38k 0.03
Lightning Emotors Inc11.5000exp05/18/2025 Warr (ZEVYW) 0.0 $903.826400 393k 0.00
Eos Energy Enterprises Com Cl A Call Option (EOSE) 0.0 $860.000000 400.00 2.15
Parker Drilling Companyexp09/16/2024 Warr (PKDCW) 0.0 $738.350000 30k 0.03
Uwm Holdings Corporation *w Exp 01/21/202 (UWMC.WS) 0.0 $702.000000 5.4k 0.13
Clarivate Ord Shs Call Option (CLVT) 0.0 $671.000000 100.00 6.71
Presto Automation *w Exp 09/21/202 (PRSTW) 0.0 $666.264800 13k 0.05
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $663.000000 65k 0.01
Coeptis Therapeutics Hldgs I *w Exp 12/31/202 (COEPW) 0.0 $659.468000 29k 0.02
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $590.000000 20k 0.03
Edoc Acquisition Corp *w Exp 11/30/202 0.0 $585.800000 20k 0.03
Globalink Invt *w Exp 12/03/202 (GLLIW) 0.0 $550.000000 50k 0.01
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $515.697200 12k 0.04
Spire Global Com Cl A New Call Option (SPIR) 0.0 $489.000000 100.00 4.89
Agilethought *w Exp 08/23/202 (AGLWQ) 0.0 $463.389300 47k 0.01
Blacksky Technology *w Exp 09/09/202 (BKSY.WS) 0.0 $456.000000 5.7k 0.08
Edify Acquisition Corp *w Exp 11/25/202 0.0 $339.300000 23k 0.01
Vertical Aerospace *w Exp 09/15/202 (EVTL.WS) 0.0 $280.000000 2.8k 0.10
Climaterock *w Exp 04/25/202 (CLRCW) 0.0 $280.280000 9.8k 0.03
Curiositystream *w Exp 10/14/202 (CURIW) 0.0 $225.000000 10k 0.02
Seastar Medical Holding Corp *w Exp 10/28/202 (ICUCW) 0.0 $141.000000 10k 0.01
Sharecare Com Cl A Call Option (SHCR) 0.0 $94.000000 100.00 0.94
Dermtech Inc.11.5000exp03/23/2024 Warr (DMTKW) 0.0 $87.000000 5.0k 0.02
Celularity *w Exp 07/16/202 (CELUW) 0.0 $42.104000 2.8k 0.02
Novus Capital Corp11.5000exp06/30/2027 Warr 0.0 $36.235800 8.8k 0.00
Pmv Consumer Acquisition Exp08/31/2027 Warr (PMVCW) 0.0 $11.791200 9.8k 0.00
Selina Hospitality *w Exp 10/27/202 (SLNAW) 0.0 $1.000000 100.00 0.01
Hunter Maritime Acquisitiexp12/31/2021 Warr 0.0 $0 75k 0.00
Allegro Merger Corpexp01/06/25 Warr 0.0 $0 45k 0.00
Greenrose Acquisition Cor Exp12/31/2024 Warr (GNRSW) 0.0 $0 13k 0.00
Greencity Acquisition Cor Exp04/30/2026 Warr 0.0 $0 54k 0.00
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $0 62k 0.00
Environmental Impact Acqu11.5000exp09/30/2027 Warr 0.0 $0 5.0k 0.00
Chenghe Acquisition Co Exp12/31/2022 Warr 0.0 $0 26k 0.00
Uphealth Com New Call Option (UPHL) 0.0 $0 33k 0.00
Brickell Biotech Inc. Exp10/27/2025 Warr 0.0 $0 1.5k 0.00
Callon Petroleum Company 10.0000 Exp12/29/2010 Warr 0.0 $0 25k 0.00
Cellectar Biosciences Inexp06/08/2025 Warr 0.0 $0 33k 0.00
Celsion Corp 2.3600 Exp12/06/2016 Warr 0.0 $0 166k 0.00
Celsion Corp 5.2400 Exp03/30/2015 Warr 0.0 $0 50k 0.00
Celsion Corporation 2.7700 Exp12/02/2017 Warr 0.0 $0 200k 0.00
Discovery Labs Inc.2.8000 Exp02/22/2016 Warr 0.0 $0 8.8k 0.00
Fibrocell Science Inc. 0.3000 Exp05/24/2017 Warr 0.0 $0 250k 0.00
Hecla Mining Company 2.4500 Exp06/09/2014 Warr 0.0 $0 50k 0.00
Icoreconnect Inc. Exp08/21/2028 Warr (ICCRW) 0.0 $0 17k 0.00
Modular Medical Inc.6.6000 Exp02/14/2027 Warr 0.0 $0 24k 0.00
Pyxis Oncology Inc Exp07/29/2027 Warr 0.0 $0 73k 0.00
Summer Infant Inc5.0000 Exp04/20/2009 Warr 0.0 $0 15k 0.00
Xoma Corporation1.7600 Exp03/09/2017 Warr 0.0 $0 9.5k 0.00