Skaana Management

Skaana Management as of Sept. 30, 2024

Portfolio Holdings for Skaana Management

Skaana Management holds 138 positions in its portfolio as reported in the September 2024 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Royal Caribbean Group Note 6.000% 8/1 (Principal) 15.5 $64M 18M 3.57
Centerpoint Energy Inc Conv Pfd Taxbl Equity 13.9 $57M 1.5M 37.47
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 12.4 $51M 387k 132.64
Wts/california Resources Corpo Exp10/23/2024 Warr (CRCQW) 5.6 $23M 1.4M 16.77
Ast Spacemobile Com Cl A (ASTS) 5.5 $23M 863k 26.15
Nrg Energy DBCV 2.750% 6/0 (Principal) 3.9 $16M 7.2M 2.22
Epr Pptys PFD C CV 5.75% (EPR.PC) 3.7 $15M 677k 22.41
Contra Cb Booking Hldg D04/30/21 00.750 Mn25 Fixed Income (Principal) 3.3 $14M 6.0M 2.24
California Res Corp Com Stock Put Option (CRC) 2.5 $11M 200k 52.47
Core Scientific *w Exp 01/23/202 (CORZW) 2.1 $8.6M 1.3M 6.72
Novavax Com New (NVAX) 1.9 $7.8M 620k 12.63
Microstrategy Cl A New (MSTR) 1.8 $7.4M 44k 168.60
Microstrategy Note 2/1 (Principal) 1.5 $6.1M 4.5M 1.36
Peabody Engr Corp Note 3.250% 3/0 (Principal) 1.4 $6.0M 4.0M 1.50
Transocean Inc. 144a 4.625 09/30/2029 Fixed Income (Principal) 1.4 $5.8M 3.9M 1.48
Microstrategy Incorporated 14 0.625 03/15/2030 Fixed Income (Principal) 1.3 $5.5M 4.2M 1.32
Core Scientific (CORZ) 1.3 $5.3M 449k 11.86
Sunrun Inc. 144a 4 03/01/2030 Fixed Income (Principal) 1.1 $4.7M 3.5M 1.34
Carnival Corp Unit 99/99/9999 (CCL) 1.1 $4.7M 254k 18.48
Cto Realty Growth Inc. 3.875 04/15/2025 Fixed Income (Principal) 1.1 $4.7M 3.6M 1.30
Microchip Technology Call Option (MCHP) 1.1 $4.5M 56k 80.29
Snap Note 0.250% 5/0 (Principal) 1.1 $4.4M 4.6M 0.96
Hewlett Packard Enterprise C 7.625 Mand Conv (HPE.PC) 1.1 $4.3M 72k 60.51
Starwood Ppty Tr Note 6.750% 7/1 (Principal) 0.9 $3.8M 3.6M 1.07
Jetblue Airways Corporation 1 2.5 09/01/2029 Fixed Income (Principal) 0.9 $3.8M 3.0M 1.26
American Airls Call Option (AAL) 0.8 $3.2M 288k 11.24
Marathon Digital Holdings In 2.125 09/01/2031 Fixed Income (Principal) 0.7 $2.8M 2.5M 1.14
Nuscale Pwr Corp *w Exp 05/02/202 0.7 $2.7M 864k 3.18
Opko Health (OPK) 0.6 $2.6M 1.8M 1.49
Nuscale Pwr Corp Cl A Com Call Option (SMR) 0.5 $2.3M 196k 11.58
Royal Caribbean Cruises Put Option (RCL) 0.5 $2.1M 12k 177.36
Enovix Corp Call Option (ENVX) 0.5 $2.1M 222k 9.34
Brightspring Health Svcs Unit 02/01/2027 (BTSGU) 0.4 $1.8M 33k 55.74
Rivian Automotive Com Cl A Call Option (RIVN) 0.4 $1.8M 160k 11.22
Aaoi 5 1/4 12/15/26 Fixed Income (Principal) 0.4 $1.8M 1.5M 1.17
Li Auto Note 0.250% 5/0 (Principal) 0.4 $1.7M 1.4M 1.20
Ncr Voyix Corporation Pfd 5.5000 03/16/2024 Series A Equity (NCRRP) 0.4 $1.6M 1.5k 1070.90
Envx 3 05/01/28 Fixed Income (Principal) 0.4 $1.6M 1.8M 0.90
Arbor Realty Trust Note 7.500% 8/0 (Principal) 0.4 $1.6M 1.5M 1.01
Amc Networks Inc. 144a 4.25 02/15/2029 Fixed Income (Principal) 0.4 $1.6M 1.7M 0.92
Dynavax Technologies Corp Note 2.500% 5/1 (Principal) 0.4 $1.5M 1.3M 1.21
Spirit Airls Note 4.750% 5/1 (Principal) 0.4 $1.4M 2.0M 0.72
Applied Optoelectronics Call Option (AAOI) 0.3 $1.3M 92k 14.31
Novavax Note 5.000%12/1 (Principal) 0.3 $1.3M 1.0M 1.26
RBC Bearings Incorporated Put Option (RBC) 0.3 $1.2M 4.0k 299.38
Starwood Property Trust Call Option (STWD) 0.3 $1.2M 57k 20.38
Cinemark Holdings (CNK) 0.3 $1.2M 42k 27.84
Microstrategy Incorporated 14 2.25 06/15/2032 Fixed Income (Principal) 0.3 $1.1M 1.0M 1.10
Sable Offshore Corp *w Exp 02/14/202 (SOC.WS) 0.2 $966k 80k 12.10
Plug Pwr Note 3.750% 6/0 (Principal) 0.2 $951k 1.0M 0.95
Bigbear Ai Hldgs Call Option (BBAI) 0.2 $701k 480k 1.46
Herbalife Com Shs (HLF) 0.2 $647k 90k 7.19
Sarepta Therapeutics Call Option (SRPT) 0.2 $637k 5.1k 124.89
Spirit Airlines Call Option 0.1 $580k 242k 2.40
Li Auto Sponsored Ads Call Option (LI) 0.1 $546k 21k 25.65
Spirit Aerosystems Hldgs Com Cl A (SPR) 0.1 $530k 16k 32.51
Amg Capital Trust Ii Conv Pfd Usd2.5750 Equity (AATRL) 0.1 $452k 8.4k 54.05
Arbor Realty Trust Call Option (ABR) 0.1 $445k 29k 15.56
Wayfair Cl A Call Option (W) 0.1 $444k 7.9k 56.18
Apollo Global Mgmt Ser A Mand Cnv (APO.PA) 0.1 $352k 5.2k 67.99
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.1 $329k 11k 29.72
Marathon Digital Holdings In Call Option (MARA) 0.1 $324k 20k 16.22
Payoneer Global (PAYO) 0.1 $320k 43k 7.53
Nio Spon Ads Call Option (NIO) 0.1 $314k 47k 6.68
Sunrun Put Option (RUN) 0.1 $271k 15k 18.06
Landsea Homes Corp *w Exp 01/08/202 0.1 $261k 891k 0.29
Ford Motor Company Call Option (F) 0.1 $221k 21k 10.56
Hewlett Packard Enterprise Call Option (HPE) 0.0 $205k 10k 20.46
Vinfast Auto SHS Call Option (VFS) 0.0 $125k 33k 3.82
Bloom Energy Corp Com Cl A Call Option (BE) 0.0 $116k 11k 10.56
Maxeon Solar Technologies Lt SHS 0.0 $108k 1.1M 0.10
Norwegian Cruise Line Hldg L SHS Put Option (NCLH) 0.0 $103k 5.0k 20.51
Insmed Com Par $.01 Put Option (INSM) 0.0 $80k 1.1k 73.00
JetBlue Airways Corporation Call Option (JBLU) 0.0 $74k 11k 6.56
Purecycle Technologies Put Option (PCT) 0.0 $71k 7.5k 9.50
Peabody Energy Call Option (BTU) 0.0 $66k 2.5k 26.54
United States Stl Corp Note 5.000%11/0 (Principal) 0.0 $61k 23k 2.67
Albemarle Corp 7.25% Dep Shs A (ALB.PA) 0.0 $44k 987.00 45.00
Rumble Com Cl A Call Option (RUM) 0.0 $40k 7.4k 5.36
Array Technologies Com Shs Call Option (ARRY) 0.0 $40k 6.0k 6.60
Eos Energy Enterprises Com Cl A Call Option (EOSE) 0.0 $33k 11k 2.97
Psq Holdings *w Exp 99/99/999 (PSQH.WS) 0.0 $25k 143k 0.17
The Lion Electric Company *w Exp 12/16/202 (LEGWQ) 0.0 $22k 311k 0.07
Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $18k 54k 0.33
Stem Call Option 0.0 $17k 49k 0.35
Vinfast Auto *w Exp 08/11/202 (VFSWW) 0.0 $14k 35k 0.41
Vertex Energy (VTNRQ) 0.0 $12k 105k 0.12
Intuitive Machines *w Exp 99/99/999 0.0 $11k 4.4k 2.51
Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $9.9k 47k 0.21
Bigbear Ai Hldgs *w Exp 12/08/202 (BBAI.WS) 0.0 $7.9k 57k 0.14
Amprius Technologies Common Stock Call Option (AMPX) 0.0 $7.4k 6.7k 1.11
Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $7.0k 79k 0.09
Freyr Battery Com New Call Option (TE) 0.0 $7.0k 7.2k 0.97
Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $6.2k 44k 0.14
Contra Wts Core Sci& Warr 0.0 $5.9k 500.00 11.76
Psq Holdings Cl A Put Option (PSQH) 0.0 $2.5k 1.0k 2.46
Surgepays Com New Call Option (SURG) 0.0 $2.0k 1.1k 1.84
Moneyhero *w Exp 09/13/202 (MNYWW) 0.0 $1.6k 49k 0.03
Gamesquare Hldgs Call Option (GAME) 0.0 $1.2k 1.6k 0.73
Ucommune International *w Exp 11/01/202 (UKOMW) 0.0 $505.356800 49k 0.01
Wts/chicken Soup For The Soul 11.5000exp10/22/2026 Warr (CSSLQ) 0.0 $500.537600 156k 0.00
Rts/a Spac Ii Acquisition Corp Exp12/31/2099 Equity (ASCRF) 0.0 $326.615100 25k 0.01
Brooge Energy *w Exp 12/20/202 0.0 $324.000000 90k 0.00
Wts/viveon Health Acquisition Exp12/31/2049 Warr 0.0 $303.885000 61k 0.01
Wts/a Spac Ii Acquisition Corp Exp10/15/2026 Warr (ASCWF) 0.0 $158.400000 22k 0.01
Freyr Battery *w Exp 07/09/202 (TE.WS) 0.0 $116.007600 2.1k 0.06
Vertical Aerospace *w Exp 12/16/202 (EVTWF) 0.0 $52.080000 2.8k 0.02
Anghami *w Exp 02/03/202 (ANGHW) 0.0 $47.089600 3.1k 0.02
Wts/icoreconnect Inc. Exp08/21/2028 Warr (ICCRW) 0.0 $18.425000 17k 0.00
Wts/pmv Consumer Acquisition C Exp08/31/2027 Warr (PMVCW) 0.0 $2.947800 9.8k 0.00
Mf Global Holdings Ltd Conv Pfd Priv Pl/144a Series B Equity 0.0 $0 50.00 0.00
Wts/allegro Merger Corp Exp01/06/25 Warr 0.0 $0 45k 0.00
Wts/parker Drilling Company Exp09/16/2024 Warr 0.0 $0 30k 0.00
Wts/greenrose Acquisition Corp Exp12/31/2024 Warr (GNRWQ) 0.0 $0 13k 0.00
Wts/clever Leaves Holdings Inc 11.5000exp12/31/2025 Warr (CLVRW) 0.0 $0 36k 0.00
Lightning Emotors Inc 11.5000exp05/18/2025 Warr 0.0 $0 393k 0.00
Uphealth Inc 11.5000exp07/01/2024 Warr (UPHLW) 0.0 $0 62k 0.00
Agilethought Inc 11.5000exp01/10/2025 Warr (AGLWQ) 0.0 $0 47k 0.00
Shapeways Holdings Inc 11.5000exp10/31/2026 Warr (SHPSQ) 0.0 $0 156k 0.00
Wts/environmental Impact Acqui 11.5000exp09/30/2027 Warr 0.0 $0 5.0k 0.00
Faze Holdings Inc. 11.5000exp03/01/2028 Warr 0.0 $0 243k 0.00
Selina Hospitality Plc 11.5000exp02/26/2023 Warr (SLNWF) 0.0 $0 100.00 0.00
Wts/brickell Biotech Inc. Exp10/27/2025 Warr 0.0 $0 1.5k 0.00
Wts/callon Petroleum Company 10.0000 Exp12/29/2010 Warr 0.0 $0 25k 0.00
Wts/cellectar Biosciences Inc Exp06/08/2025 Warr 0.0 $0 33k 0.00
Celsion Corp 2.3600 Exp12/06/2016 Warr 0.0 $0 166k 0.00
Wts/celsion Corp 5.2400 Exp03/30/2015 Warr 0.0 $0 50k 0.00
Wts/celsion Corporation 2.7700 Exp12/02/2017 Warr 0.0 $0 200k 0.00
Wts/discovery Labs Inc. 2.8000 Exp02/22/2016 Warr 0.0 $0 8.8k 0.00
Wts/fibrocell Science Inc. 0.3000 Exp05/24/2017 Warr 0.0 $0 250k 0.00
Wts/hecla Mining Company 2.4500 Exp06/09/2014 Warr 0.0 $0 50k 0.00
Wts/modular Medical Inc. 6.6000 Exp02/14/2027 Warr 0.0 $0 24k 0.00
Wts/pyxis Oncology Inc Exp07/29/2027 Warr 0.0 $0 73k 0.00
Wts/xoma Corporation 1.7600 Exp03/09/2017 Warr 0.0 $0 9.5k 0.00
Lehman Brothers Holdings Inc. Conv Pfd 5.2500 03/06/2032 Equity 0.0 $0 2.4k 0.00
Selina Hospitality Plc 6 11/01/2029 Fixed Income (Principal) 0.0 $0 3.5M 0.00
Wts/selina Hospitality Plc Exp01/01/2059 Warr 0.0 $0 13M 0.00
Wts/semilux International Ltd Exp12/31/2024 Warr 0.0 $0 26k 0.00