Steelhead Partners

Steelhead Partners as of Sept. 30, 2012

Portfolio Holdings for Steelhead Partners

Steelhead Partners holds 85 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Resolute Fst Prods In 13.7 $168M 13M 13.00
Level 3 Communications 8.2 $101M 4.4M 22.97
Gold Resv Inc note 5.500% 6/1 5.5 $67M 54M 1.24
Sandisk Corp note 1.000% 5/1 4.1 $50M 51M 0.99
Endeavour International Corporation (END) 3.2 $39M 4.0M 9.67
Gold Reserve 3.1 $38M 12M 3.24
Jetblue Airways Corp dbcv 6.750%10/1 3.0 $37M 29M 1.28
Icahn Enterprises Lp conv bnd 3.0 $37M 36M 1.01
Rambus Inc Del note 5.000% 6/1 2.5 $31M 30M 1.01
Euronet Worldwide Inc note 3.500%10/1 2.4 $29M 29M 1.00
Live Nation Entertainment In note 2.875% 7/1 2.3 $29M 29M 0.98
Netapp Inc note 1.750% 6/0 2.2 $27M 23M 1.14
Finisar Corp note 5.000%10/1 2.1 $26M 16M 1.66
Jds Uniphase Corp note 1.000% 5/1 2.1 $26M 26M 1.00
Salix Pharmaceuticals Inc note 2.750% 5/1 2.1 $26M 22M 1.17
Ixia note 2.1 $25M 22M 1.17
Cogent Comm Group Inc note 1.000% 6/1 2.0 $25M 25M 0.97
RF MICRO DEVICE CONVERTIBLE security 2.0 $24M 25M 0.98
Webmd Health Corp note 1.9 $24M 25M 0.93
Providence Svc Corp note 6.500% 5/1 1.9 $23M 23M 1.00
L-3 Communications Corp debt 3.000% 8/0 1.8 $23M 23M 1.00
Photronics Inc note 1.8 $22M 22M 0.98
Digital River 2% 11/1/30 conv 1.8 $22M 22M 0.96
Arris Group Inc note 2.000%11/1 1.4 $18M 17M 1.05
Electronic Arts Inc conv 1.4 $18M 19M 0.92
TAKE-TWO INTER CONVERTIBLE security 1.4 $17M 14M 1.22
Enzon Pharmaceuticals Inc bond 1.4 $17M 17M 1.02
Level 3 Communications Inc note 6.500%10/0 1.3 $16M 11M 1.44
Rovi Corp conv 1.3 $16M 17M 0.99
General Motors Company (GM) 1.1 $14M 620k 22.75
Smith & Wesson Holding Corporation 1.1 $14M 1.2M 11.01
Alpha Natural Resources Inc note 2.375% 4/1 1.1 $13M 15M 0.88
Volcano Corporation note 2.875% 9/0 1.0 $13M 11M 1.21
Scorpio Tankers 0.9 $11M 1.8M 6.00
Cadence Design Sys Inc 1.5 12- convert 0.8 $10M 10M 1.00
C&j Energy Services 0.8 $10M 500k 19.90
Vantage Drilling Company note 7.875% 9/0 0.8 $9.8M 5.3M 1.84
Level 3 Communications Inc note 0.7 $9.0M 7.4M 1.21
Pendrell Corp 0.6 $7.3M 6.5M 1.13
Mercer International (MERC) 0.6 $7.1M 953k 7.46
James River Coal Co note 3.125% 3/1 0.5 $6.5M 20M 0.33
James River Coal Company 0.4 $5.4M 1.9M 2.88
Unisys Corp 6.25% Cv Pfd A cvp 0.4 $5.0M 80k 62.13
Jetblue Airways Corp dbcv 6.750%10/1 0.4 $4.5M 3.7M 1.24
Pan American Silver Corp Can (PAAS) 0.3 $4.3M 200k 21.44
Vonage Holdings 0.3 $3.9M 1.7M 2.28
Fei Co note 2.875% 6/0 0.3 $3.5M 1.9M 1.84
PowerShares QQQ Trust, Series 1 0.3 $3.5M 4.6M 0.76
Cray 0.3 $3.5M 278k 12.71
Arch Coal 0.3 $3.4M 544k 6.34
Massey Energy Co note 3.250% 8/0 0.3 $3.3M 3.5M 0.93
Level 3 Communications conv 0.3 $3.3M 3.0M 1.09
Alpha Natural Resources 0.2 $3.0M 11M 0.27
Jetblue Airways Corp dbcv 5.500% 10/1 0.2 $3.0M 2.5M 1.21
Digital Riv Inc note 1.250% 1/0 0.2 $2.9M 3.0M 0.98
Jetblue Airways Corp dbcv 5.500%10/1 0.2 $3.0M 2.3M 1.30
James River Coal 4.5% 2015 conv 0.2 $2.7M 7.2M 0.38
United Therapeutics conv 0.2 $2.6M 2.0M 1.32
SPDR S&P Homebuilders (XHB) 0.2 $2.5M 4.2M 0.60
Utilities SPDR (XLU) 0.2 $2.1M 1.0M 2.14
Sonde Resources 0.2 $2.0M 2.7M 0.76
Emerald Oil 0.2 $2.1M 2.5M 0.83
Industrial SPDR (XLI) 0.1 $1.8M 1.3M 1.43
3M Company (MMM) 0.1 $1.8M 600k 2.93
Consumer Discretionary SPDR (XLY) 0.1 $1.4M 1.5M 0.90
Photronics Inc note 5.500%10/0 0.1 $1.3M 950k 1.34
EOG Resources (EOG) 0.1 $973k 100k 9.73
Rbc Cad (RY) 0.1 $900k 1.2M 0.75
Microsoft Corporation (MSFT) 0.1 $555k 19k 29.74
Wright Med Group Inc note 2.625%12/0 0.0 $524k 519k 1.01
Spdr S&p 500 Etf (SPY) 0.0 $462k 70k 6.60
Calpine Corporation 0.0 $528k 31k 17.31
CONSOL Energy 0.0 $526k 18k 30.06
Louisiana-Pacific Corporation (LPX) 0.0 $500k 500k 1.00
Progressive Corporation (PGR) 0.0 $363k 18k 20.74
Peabody Energy Corporation 0.0 $315k 14k 22.32
JetBlue Airways Corporation (JBLU) 0.0 $312k 65k 4.80
SandRidge Energy 0.0 $385k 55k 6.97
Teekay Shipping Marshall Isl (TK) 0.0 $374k 12k 31.17
tw tele 0.0 $391k 15k 26.07
Transocean 0.0 $224k 5.0k 44.80
Lockheed Martin Corporation (LMT) 0.0 $280k 3.0k 93.33
Seaspan Corp 0.0 $199k 13k 15.78
Globalstar (GSAT) 0.0 $83k 180k 0.46
Paragon Shipping 0.0 $58k 135k 0.43