SummitAlliance Capital Management

SummitAlliance Capital Management as of Dec. 31, 2011

Portfolio Holdings for SummitAlliance Capital Management

SummitAlliance Capital Management holds 194 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman 1-3 Year Treas.Bond (SHY) 11.1 $41M 482k 84.50
iShares Lehman 3-7 Yr Treasury Bond (IEI) 9.8 $36M 293k 122.04
Proshares Tr ultr 7-10 trea (UST) 4.8 $17M 163k 106.40
International Bancshares Corporation 4.6 $17M 924k 18.34
iShares Lehman Aggregate Bond (AGG) 3.2 $12M 108k 110.25
ProShares Short Russell2000 2.7 $9.8M 331k 29.68
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.7 $9.7M 92k 105.57
SPDR Barclays Capital Aggregate Bo (SPAB) 2.3 $8.5M 148k 57.90
Exxon Mobil Corporation (XOM) 2.3 $8.5M 100k 84.76
ProShares Short S&P500 2.2 $8.1M 200k 40.41
SPDR S&P Dividend (SDY) 1.9 $6.8M 127k 53.87
Chevron Corporation (CVX) 1.3 $4.7M 44k 106.40
ProShares Short Dow30 1.3 $4.7M 121k 38.80
Utilities SPDR (XLU) 1.3 $4.7M 129k 35.98
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.3 $4.6M 45k 104.21
Apple (AAPL) 1.3 $4.6M 11k 405.01
McDonald's Corporation (MCD) 1.1 $4.1M 41k 100.32
Pfizer (PFE) 1.1 $3.9M 179k 21.64
ConocoPhillips (COP) 1.0 $3.6M 49k 72.87
At&t (T) 0.8 $3.1M 103k 30.24
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.8 $3.1M 25k 121.25
PowerShares DB Com Indx Trckng Fund 0.8 $3.0M 112k 26.84
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.8 $3.0M 27k 113.75
iShares Barclays TIPS Bond Fund (TIP) 0.8 $3.0M 26k 116.70
Johnson & Johnson (JNJ) 0.8 $2.9M 44k 65.58
Consumer Staples Select Sect. SPDR (XLP) 0.8 $2.9M 88k 32.49
Consumer Discretionary SPDR (XLY) 0.8 $2.8M 71k 39.02
SPDR Barclays Capital High Yield B 0.8 $2.7M 71k 38.46
Pepsi (PEP) 0.7 $2.7M 41k 66.36
Philip Morris International (PM) 0.7 $2.7M 34k 78.48
Vanguard Dividend Appreciation ETF (VIG) 0.7 $2.6M 48k 54.64
Intel Corporation (INTC) 0.7 $2.6M 107k 24.25
iShares Russell 1000 Growth Index (IWF) 0.7 $2.5M 44k 57.79
Vanguard Intermediate-Term Bond ETF (BIV) 0.7 $2.4M 28k 86.99
Procter & Gamble Company (PG) 0.6 $2.3M 34k 66.71
iShares Dow Jones Select Dividend (DVY) 0.6 $2.3M 42k 53.77
Dreyfus Strategic Municipal Bond Fund 0.6 $2.3M 259k 8.69
iShares Cohen & Steers Realty Maj. (ICF) 0.6 $2.3M 33k 70.21
SPDR Gold Trust (GLD) 0.6 $2.2M 15k 151.96
SPDR Gold Trust (GLD) 0.6 $2.2M 15k 151.96
International Business Machines (IBM) 0.6 $2.2M 12k 183.91
First Trust Value Line Dividend Indx Fnd (FVD) 0.6 $2.2M 137k 16.01
Health Care SPDR (XLV) 0.6 $2.0M 58k 34.70
iShares Russell 1000 Value Index (IWD) 0.5 $2.0M 31k 63.46
Deere & Company (DE) 0.5 $1.9M 25k 77.33
iShares MSCI EAFE Index Fund (EFA) 0.5 $1.8M 37k 49.52
Transatlantic Petroleum 0.5 $1.8M 1.4M 1.31
SPDR S&P Pharmaceuticals (XPH) 0.5 $1.7M 33k 51.33
Wal-Mart Stores (WMT) 0.5 $1.7M 28k 59.77
iShares Russell Midcap Growth Idx. (IWP) 0.5 $1.7M 30k 55.06
Xcel Energy (XEL) 0.5 $1.6M 60k 27.64
PowerShares DB US Dollar Index Bullish 0.4 $1.6M 70k 22.47
ProShares Short QQQ 0.4 $1.6M 51k 31.30
iShares Russell Midcap Value Index (IWS) 0.4 $1.5M 35k 43.40
Powershares Etf Trust Ii intl corp bond 0.4 $1.5M 56k 26.44
Nuveen Texas Quality Income Municipal 0.4 $1.4M 85k 16.34
Microsoft Corporation (MSFT) 0.4 $1.4M 52k 25.97
General Electric Company 0.4 $1.3M 74k 17.91
iShares Barclays Credit Bond Fund (USIG) 0.3 $1.3M 12k 109.00
John Hancock Preferred Income Fund (HPI) 0.3 $1.3M 59k 21.48
AFLAC Incorporated (AFL) 0.3 $1.2M 28k 43.25
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $1.2M 14k 89.41
Oneok (OKE) 0.3 $1.2M 13k 86.72
SPDR Barclays Capital Convertible SecETF (CWB) 0.3 $1.2M 33k 36.17
iShares Russell 2000 Value Index (IWN) 0.3 $1.1M 17k 65.63
iShares Russell 2000 Growth Index (IWO) 0.3 $1.1M 13k 84.21
PowerShares Emerging Markets Sovere 0.3 $1.1M 41k 27.36
iShares MSCI Emerging Markets Indx (EEM) 0.3 $1.1M 29k 37.93
CurrencyShares Australian Dollar Trust 0.3 $1.1M 11k 102.62
Nuveen Insd Dividend Advantage (NVG) 0.3 $1.1M 72k 15.05
Nuveen NY Select Quality Municipal 0.3 $1.1M 69k 15.65
Genuine Parts Company (GPC) 0.3 $1.0M 17k 61.20
Danaher Corporation (DHR) 0.3 $1.0M 22k 47.06
Nuveen Muni Value Fund (NUV) 0.3 $994k 101k 9.80
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.3 $982k 63k 15.59
Eli Lilly & Co. (LLY) 0.3 $952k 23k 41.56
Lockheed Martin Corporation (LMT) 0.3 $966k 12k 80.88
BlackRock Enhanced Capital and Income (CII) 0.3 $936k 76k 12.30
Kimberly-Clark Corporation (KMB) 0.2 $910k 12k 73.52
Qualcomm (QCOM) 0.2 $895k 16k 54.72
Exelon Corporation (EXC) 0.2 $902k 21k 43.37
SCANA Corporation 0.2 $916k 20k 45.05
Abbott Laboratories (ABT) 0.2 $888k 16k 56.22
J.M. Smucker Company (SJM) 0.2 $862k 11k 78.13
Ishares High Dividend Equity F (HDV) 0.2 $860k 16k 55.50
CVS Caremark Corporation (CVS) 0.2 $825k 20k 40.79
Honeywell International (HON) 0.2 $826k 15k 54.38
Texas Instruments Incorporated (TXN) 0.2 $840k 29k 29.09
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $809k 55k 14.79
Altria (MO) 0.2 $782k 26k 29.64
Schlumberger (SLB) 0.2 $757k 11k 68.28
Archer Daniels Midland Company (ADM) 0.2 $721k 25k 28.61
Kraft Foods 0.2 $745k 20k 37.37
Medtronic 0.2 $713k 19k 38.27
Novartis (NVS) 0.2 $733k 13k 57.17
Novartis (NVS) 0.2 $733k 13k 57.17
Atmos Energy Corporation (ATO) 0.2 $738k 22k 33.35
Cognizant Technology Solutions (CTSH) 0.2 $679k 11k 64.29
Darden Restaurants (DRI) 0.2 $687k 15k 45.58
Nextera Energy (NEE) 0.2 $685k 11k 60.89
ProShares UltraShort S&P500 0.2 $683k 35k 19.30
Energy Conversion Devices In note 3.000% 6/1 0.2 $671k 671k 1.00
McCormick & Company, Incorporated (MKC) 0.2 $641k 13k 50.45
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $641k 45k 14.15
Wells Fargo & Company (WFC) 0.2 $631k 23k 27.55
Verizon Communications (VZ) 0.2 $603k 15k 40.14
Hormel Foods Corporation (HRL) 0.2 $604k 21k 29.29
Elements Rogers Agri Tot Ret etf 0.2 $610k 68k 8.94
Nuveen New York Perf. Plus Muni Fund 0.2 $604k 39k 15.45
Paychex (PAYX) 0.2 $579k 19k 30.12
SYSCO Corporation (SYY) 0.2 $581k 20k 29.35
AmerisourceBergen (COR) 0.2 $594k 16k 37.19
Xilinx 0.2 $583k 18k 32.05
QEP Resources 0.2 $598k 20k 29.29
Alerian Mlp Etf 0.2 $599k 36k 16.62
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $590k 16k 36.83
PowerShares DB Precious Metals 0.2 $581k 11k 53.84
Total (TTE) 0.1 $549k 11k 51.09
Total (TTE) 0.1 $549k 11k 51.09
Western Union Company (WU) 0.1 $499k 27k 18.28
Bank of America Corporation (BAC) 0.1 $521k 94k 5.56
Oracle Corporation (ORCL) 0.1 $512k 20k 25.67
BP (BP) 0.1 $474k 11k 42.72
BP (BP) 0.1 $474k 11k 42.72
Molson Coors Brewing Company (TAP) 0.1 $492k 11k 43.59
Emerson Electric (EMR) 0.1 $481k 10k 46.63
Halliburton Company (HAL) 0.1 $459k 13k 34.51
Petroleo Brasileiro SA (PBR) 0.1 $422k 17k 24.83
Petroleo Brasileiro SA (PBR) 0.1 $422k 17k 24.83
Ja Solar Holdings Co Ltd note 4.500% 5/1 0.1 $427k 427k 1.00
BlackRock Insured Municipal Income Trust (BYM) 0.1 $449k 30k 14.84
Arcos Dorados Holdings (ARCO) 0.1 $424k 21k 20.53
Questar Corporation 0.1 $406k 20k 19.88
PowerShares Global Agriculture Port 0.1 $413k 15k 26.89
America Movil Sab De Cv spon adr l 0.1 $354k 16k 22.59
America Movil Sab De Cv spon adr l 0.1 $354k 16k 22.59
W.R. Berkley Corporation (WRB) 0.1 $364k 11k 34.35
Marathon Oil Corporation (MRO) 0.1 $348k 12k 29.24
CBS Corporation 0.1 $321k 12k 27.13
Spectra Energy 0.1 $314k 10k 30.75
EMC Corporation 0.1 $314k 15k 21.55
Chesapeake Energy Corporation 0.1 $337k 15k 22.32
Permian Basin Royalty Trust (PBT) 0.1 $322k 16k 20.37
Allied Motion Technologies (ALNT) 0.1 $325k 58k 5.63
Nuveen Select Maturities Mun Fund (NIM) 0.1 $327k 31k 10.68
Annaly Capital Management 0.1 $281k 18k 15.96
Pulte (PHM) 0.1 $274k 43k 6.32
Daktronics (DAKT) 0.1 $286k 30k 9.56
Financial Select Sector SPDR (XLF) 0.1 $280k 22k 12.99
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.1 $300k 19k 15.91
Eaton Vance Municipal Bond Fund (EIM) 0.1 $300k 24k 12.68
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $280k 19k 14.69
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $280k 19k 14.69
Nasdaq Omx (NDAQ) 0.1 $271k 11k 24.50
Sara Lee 0.1 $270k 14k 18.93
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $258k 20k 13.22
Blackrock Municipal 2018 Term Trust 0.1 $239k 14k 16.59
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $238k 16k 14.58
Starwood Property Trust (STWD) 0.1 $215k 12k 18.51
NCR Corporation (VYX) 0.1 $223k 14k 16.44
Ford Motor Company (F) 0.1 $231k 22k 10.75
Flowers Foods (FLO) 0.1 $229k 12k 18.95
Companhia Siderurgica Nacional (SID) 0.1 $171k 21k 8.20
Companhia Siderurgica Nacional (SID) 0.1 $171k 21k 8.20
Companhia Siderurgica Nacional (SID) 0.1 $171k 21k 8.20
ProShares UltraShort 20+ Year Trea 0.1 $199k 11k 18.11
Beacon Federal Ban (BFED) 0.1 $166k 12k 13.83
Piedmont Office Realty Trust (PDM) 0.1 $176k 10k 17.03
Piedmont Office Realty Trust (PDM) 0.1 $176k 10k 17.03
Nuveen Select Tax Free Incom Portfolio 2 0.1 $196k 15k 13.56
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $199k 14k 14.59
Banco Santander (BSBR) 0.0 $153k 19k 8.12
Banco Santander (SAN) 0.0 $161k 22k 7.50
Bolt Technology 0.0 $142k 12k 11.47
Zix Corporation 0.0 $141k 50k 2.82
Nuveen Premium Income Municipal Fund 0.0 $149k 10k 14.45
SandRidge Energy 0.0 $126k 16k 8.13
Southwest Airlines (LUV) 0.0 $103k 12k 8.59
TASER International 0.0 $103k 20k 5.14
Kodiak Oil & Gas 0.0 $107k 11k 9.47
Nuveen Quality Pref. Inc. Fund II 0.0 $98k 13k 7.83
Pimco Municipal Income Fund II (PML) 0.0 $127k 11k 11.27
Samson Oil & Gas 0.0 $119k 61k 1.95
Samson Oil & Gas 0.0 $119k 61k 1.95
Blackrock Dividend Achievers Trust (BDV) 0.0 $104k 12k 9.05
ING Risk Managed Natural Resources Fund 0.0 $117k 10k 11.38
Sw Exp Rgrs Nrgy Tot Etn P referred 0.0 $101k 15k 6.73
Gt Solar Int'l 0.0 $124k 17k 7.26
Tenet Healthcare Corporation 0.0 $66k 13k 5.12
RF Micro Devices 0.0 $56k 10k 5.36
Chimera Investment Corporation 0.0 $68k 27k 2.52
Hyperdynamics Corp 0.0 $63k 26k 2.47
GeoPetro Resources Company 0.0 $32k 139k 0.23
Global Inds Ltd dbcv 2.750% 8/0 0.0 $11k 11k 1.00