Tradewinds Global Investors as of Sept. 30, 2011
Portfolio Holdings for Tradewinds Global Investors
Tradewinds Global Investors holds 102 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Cameco Corporation (CCJ) | 7.0 | $985M | 55M | 17.80 | |
| Newmont Mining Corporation (NEM) | 6.0 | $845M | 13M | 64.59 | |
| Eli Lilly & Co. (LLY) | 4.7 | $667M | 18M | 37.13 | |
| AngloGold Ashanti | 4.4 | $621M | 15M | 41.70 | |
| Kinross Gold Corp (KGC) | 4.3 | $611M | 42M | 14.48 | |
| Nippon Telegraph & Telephone (NTTYY) | 4.3 | $608M | 25M | 24.28 | |
| SK Tele | 4.2 | $589M | 42M | 14.20 | |
| Best Buy (BBY) | 3.9 | $549M | 24M | 23.08 | |
| Microsoft Corporation (MSFT) | 3.4 | $483M | 19M | 25.10 | |
| Nexen | 3.4 | $480M | 32M | 15.16 | |
| American International (AIG) | 3.2 | $448M | 21M | 21.49 | |
| Exelon Corporation (EXC) | 3.0 | $430M | 10M | 42.27 | |
| Gold Fields (GFI) | 3.0 | $428M | 27M | 15.68 | |
| Nokia Corporation (NOK) | 3.0 | $427M | 76M | 5.63 | |
| Centrais Eletricas Brasileiras SA (EBR.B) | 2.6 | $374M | 32M | 11.54 | |
| Korea Electric Power Corporation (KEP) | 2.1 | $294M | 35M | 8.49 | |
| Axis Capital Holdings (AXS) | 2.0 | $286M | 11M | 25.88 | |
| Lockheed Martin Corporation (LMT) | 2.0 | $279M | 3.8M | 72.82 | |
| Sanofi-Aventis SA (SNY) | 1.9 | $264M | 8.1M | 32.49 | |
| GlaxoSmithKline | 1.8 | $253M | 6.2M | 41.11 | |
| AstraZeneca (AZN) | 1.8 | $248M | 5.6M | 44.31 | |
| Ameren Corporation (AEE) | 1.6 | $221M | 7.5M | 29.53 | |
| Old Republic International Corporation (ORI) | 1.5 | $212M | 24M | 8.75 | |
| Shaw | 1.4 | $200M | 9.4M | 21.22 | |
| Kroger (KR) | 1.3 | $181M | 8.1M | 22.24 | |
| Chesapeake Energy Corporation | 1.3 | $179M | 7.1M | 25.24 | |
| Computer Sciences Corporation | 1.1 | $160M | 6.0M | 26.86 | |
| Royal Dutch Shell | 1.1 | $155M | 2.5M | 61.19 | |
| KT Corporation (KT) | 1.1 | $151M | 10M | 14.71 | |
| Ingram Micro | 1.0 | $143M | 8.7M | 16.36 | |
| Barrick Gold | 1.0 | $141M | 24M | 5.83 | |
| Siemens (SIEGY) | 0.9 | $128M | 1.4M | 88.95 | |
| Aetna | 0.8 | $114M | 321k | 356.30 | |
| Alliant Techsystems | 0.8 | $112M | 2.1M | 54.33 | |
| SkyWest (SKYW) | 0.8 | $106M | 9.2M | 11.50 | |
| Endurance Specialty Hldgs Lt | 0.7 | $104M | 3.1M | 33.62 | |
| Forest Laboratories | 0.7 | $95M | 3.1M | 30.50 | |
| Alumina (AWCMY) | 0.6 | $88M | 1.6M | 56.00 | |
| Centrais Eletricas Brasileiras (EBR) | 0.6 | $84M | 9.7M | 8.60 | |
| Archer Daniels Midland Company (ADM) | 0.6 | $79M | 3.2M | 25.04 | |
| AGCO Corporation (AGCO) | 0.6 | $78M | 2.3M | 33.99 | |
| Hess (HES) | 0.6 | $78M | 1.5M | 51.15 | |
| Banro Corp | 0.5 | $74M | 18M | 4.17 | |
| Cisco Systems (CSCO) | 0.5 | $69M | 4.5M | 15.40 | |
| CONSOL Energy | 0.5 | $64M | 2.0M | 32.42 | |
| Fresh Del Monte Produce (FDP) | 0.4 | $61M | 2.6M | 23.27 | |
| CNA Financial Corporation (CNA) | 0.4 | $60M | 2.7M | 22.13 | |
| Saic | 0.4 | $59M | 5.0M | 11.65 | |
| Layne Christensen Company | 0.4 | $56M | 2.4M | 23.01 | |
| Ivanhoe Mines | 0.4 | $54M | 3.8M | 14.21 | |
| Dean Foods | 0.3 | $49M | 17M | 2.85 | |
| Loews Corporation (L) | 0.3 | $47M | 1.4M | 34.43 | |
| Devon Energy Corporation (DVN) | 0.3 | $46M | 838k | 54.30 | |
| Petrobras Energia Participaciones SA | 0.3 | $40M | 2.9M | 13.50 | |
| Georgia Gulf Corporation | 0.3 | $38M | 2.8M | 13.69 | |
| Canadian Pacific Railway | 0.2 | $33M | 687k | 47.73 | |
| Ida (IDA) | 0.2 | $33M | 860k | 38.64 | |
| Northern Trust Corporation (NTRS) | 0.2 | $31M | 895k | 34.62 | |
| Aon Corporation | 0.2 | $30M | 717k | 41.84 | |
| Credit Suisse Group | 0.2 | $27M | 1.1M | 25.03 | |
| Cresud (CRESY) | 0.2 | $27M | 2.6M | 10.65 | |
| Embraer S A (ERJ) | 0.2 | $27M | 1.1M | 25.19 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $25M | 812k | 31.20 | |
| Petroleo Brasileiro SA (PBR.A) | 0.2 | $24M | 1.2M | 20.26 | |
| Silver Standard Res | 0.2 | $25M | 1.3M | 18.37 | |
| P.H. Glatfelter Company | 0.2 | $23M | 1.7M | 13.35 | |
| Amgen (AMGN) | 0.1 | $16M | 292k | 54.71 | |
| NII Holdings | 0.1 | $16M | 592k | 26.69 | |
| Molson Coors Brewing Company (TAP) | 0.1 | $14M | 343k | 39.52 | |
| Bristow | 0.1 | $15M | 352k | 42.23 | |
| Industrias Bachoco, S.A.B. de C.V. | 0.1 | $11M | 502k | 22.08 | |
| Lucent Technologies Inc dbcv 2.875% 6/1 | 0.1 | $10M | 110M | 0.09 | |
| Cemex SAB de CV (CX) | 0.1 | $8.8M | 2.9M | 2.99 | |
| NTT DoCoMo | 0.1 | $8.1M | 426k | 18.97 | |
| Cbiz (CBZ) | 0.1 | $8.3M | 1.3M | 6.52 | |
| Arch Coal | 0.1 | $8.3M | 14M | 0.61 | |
| Novagold Resources | 0.1 | $8.9M | 17M | 0.52 | |
| Merck & Co (MRK) | 0.0 | $5.5M | 169k | 32.24 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $6.1M | 129k | 47.45 | |
| Mosaic (MOS) | 0.0 | $5.1M | 103k | 49.44 | |
| Jetblue Airways Corp dbcv 6.750%10/1 | 0.0 | $4.3M | 37M | 0.12 | |
| Old Rep Intl Corp note 8.000% 5/1 | 0.0 | $4.5M | 44M | 0.10 | |
| Companhia de Saneamento Basi (SBS) | 0.0 | $3.9M | 83k | 47.00 | |
| Goodrich Pete Corp note 5.000%10/0 | 0.0 | $2.6M | 29M | 0.09 | |
| Pampa Energia (PAM) | 0.0 | $2.7M | 239k | 11.18 | |
| Goodrich Petroleum Corporation | 0.0 | $2.3M | 205k | 11.44 | |
| Panasonic Corp | 0.0 | $3.5M | 14M | 0.25 | |
| BP (BP) | 0.0 | $713k | 20k | 35.95 | |
| Peabody Energy Corporation | 0.0 | $1.4M | 44k | 33.08 | |
| Norfolk Southern (NSC) | 0.0 | $970k | 16k | 60.91 | |
| Huaneng Power International | 0.0 | $2.0M | 123k | 16.40 | |
| iShares Silver Trust (SLV) | 0.0 | $1.4M | 48k | 29.96 | |
| Gold Resv Inc note 5.500% 6/1 | 0.0 | $1.1M | 15M | 0.07 | |
| Amgen Inc note 0.375% 2/0 | 0.0 | $4.4k | 45k | 0.10 | |
| Chevron Corporation (CVX) | 0.0 | $421k | 4.6k | 91.65 | |
| Raytheon Company | 0.0 | $224k | 5.5k | 40.38 | |
| Arch Capital Group (ACGL) | 0.0 | $417k | 13k | 32.58 | |
| iShares Russell 2000 Value Index (IWN) | 0.0 | $292k | 5.1k | 57.11 | |
| iShares MSCI ACWI Index Fund (ACWI) | 0.0 | $468k | 12k | 39.03 | |
| Newmont Mining Corp Cvt cv bnd | 0.0 | $452k | 3.0M | 0.15 | |
| Omnicare Cap Tr Ii pfd b tr 4.00% | 0.0 | $69k | 1.7M | 0.04 | |
| Novagold Res Inc bond | 0.0 | $49k | 422k | 0.12 |
