Vertex One Asset Management

Vertex One Asset Management as of June 30, 2013

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 83 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Deckers Outdoor Corporation (DECK) 9.7 $56M 1.1M 50.51
Royal Bk Scotland Group Sp Adr Pref T 8.2 $48M 2.0M 23.96
Dell 5.8 $34M 2.5M 13.35
Lloyds Banking Group Sponsored Adr (LYG) 4.9 $28M 7.3M 3.84
Phh Corp Com New 4.3 $25M 1.2M 20.38
Sprint Nextel Corp Com Ser 1 3.0 $17M 2.5M 7.02
Greenlight Capital Re Class A (GLRE) 2.8 $17M 671k 24.53
Pfizer (PFE) 2.8 $16M 581k 28.01
Platinum Underwriter/ptp 2.8 $16M 284k 57.22
Elan Adr 2.6 $15M 1.1M 14.14
Royal Bk Scotland Group Spons Adr 20 Ord 2.5 $15M 1.7M 8.41
Dole Food Company 2.4 $14M 1.1M 12.75
Montpelier Re Holdings SHS 2.4 $14M 554k 25.01
Central European Media Note 5.000%11/1 2.4 $14M 15M 0.96
Partner Re 2.3 $14M 149k 90.56
General Mtrs JR PFD CNV SRB 2.2 $13M 267k 48.16
Synovus Financial 2.2 $13M 4.3M 2.92
Genworth Finl Com Cl A (GNW) 2.1 $12M 1.1M 11.41
Mattel (MAT) 2.1 $12M 266k 45.31
Jabil Circuit (JBL) 2.0 $12M 569k 20.38
Citigroup Com New (C) 1.8 $11M 220k 47.97
NYSE Euronext 1.6 $9.3M 224k 41.40
Pioneer Southwst Enrg Prtnr Unit Lp Int 1.5 $8.7M 253k 34.28
Unisys Corp Com New (UIS) 1.3 $7.8M 352k 22.07
Xl Group SHS 1.3 $7.7M 255k 30.32
Liberty Media Corp Delaware Cl A 1.2 $7.0M 55k 126.76
Arbitron 1.2 $7.0M 150k 46.45
Merck & Co (MRK) 1.1 $6.6M 142k 46.45
Aspen Insurance Holdings SHS 1.0 $5.9M 158k 37.09
Celestica Sub Vtg Shs (CLS) 1.0 $5.6M 594k 9.41
Blackstone Group Com Unit Ltd 0.9 $5.5M 260k 21.06
Chimera Investment Corporation 0.9 $5.3M 1.8M 3.00
Key (KEY) 0.8 $4.6M 416k 11.04
Ishares Tr High Yld Corp (HYG) 0.8 $4.5M 50k 90.86
Bristol Myers Squibb (BMY) 0.7 $4.3M 96k 44.69
Regions Financial Corporation (RF) 0.7 $4.1M 433k 9.53
Zions Bancorporation (ZION) 0.7 $4.1M 143k 28.88
Banco Santander Sa Adr (SAN) 0.7 $4.1M 627k 6.47
Zoetis Cl A (ZTS) 0.7 $3.8M 122k 30.89
Legg Mason 0.6 $3.7M 121k 31.01
Plum Creek Timber 0.6 $3.6M 78k 46.68
MGM Resorts International. (MGM) 0.6 $3.4M 230k 14.78
Hovnanian Enterprises Cl A 0.6 $3.2M 569k 5.61
Suntrust Banks Inc $1.00 Par Cmn 0.5 $3.1M 98k 31.57
Beazer Homes Usa Com New (BZH) 0.5 $3.1M 175k 17.52
Validus Holdings Com Shs 0.4 $2.3M 63k 36.12
Warner Chilcott Plc Ireland Shs A 0.4 $2.2M 113k 19.88
WellCare Health Plans 0.4 $2.2M 40k 55.55
Intel Corp SDCV 2.950%12/1 0.4 $2.2M 2.0M 1.09
Cisco Systems (CSCO) 0.4 $2.1M 88k 24.31
Manulife Finl Corp (MFC) 0.3 $1.8M 116k 15.95
Western Union Company (WU) 0.3 $1.8M 104k 17.11
BofI Holding 0.3 $1.5M 34k 45.83
Sun Life Financial (SLF) 0.3 $1.5M 52k 29.53
Toronto Dominion Bk Ont Com New (TD) 0.3 $1.5M 19k 80.05
Scripps E W Co Ohio Cl A New (SSP) 0.3 $1.5M 95k 15.58
Eli Lilly & Co. (LLY) 0.3 $1.5M 30k 49.14
Safeway Com New 0.3 $1.5M 62k 23.66
Qlt 0.2 $1.3M 302k 4.39
Hologic FRNT 2.000%12/1 0.2 $1.1M 1.0M 1.12
Old Republic International Corporation (ORI) 0.2 $1.1M 85k 12.87
Intel Corporation (INTC) 0.2 $993k 41k 24.22
Navistar Intl Corp Note 3.000%10/1 0.2 $976k 1.0M 0.98
Webmd Health Corp Note 2.500% 1/3 0.2 $930k 1.0M 0.93
Rayonier (RYN) 0.1 $820k 15k 55.41
Seadrill SHS 0.1 $807k 20k 40.76
Wells Fargo & Company (WFC) 0.1 $740k 18k 41.30
Lin Tv Corp Cl A 0.1 $727k 48k 15.31
Royal Bk Scotland Group Adr Pref Shs Q 0.1 $644k 29k 22.28
Spanish Broadcasting Sys Cl A New (SBSAA) 0.1 $614k 181k 3.39
Royal Bk Scotland Group Sp Adr Pref S 0.1 $549k 25k 21.79
Callidus Software Note 4.750% 6/0 0.1 $533k 500k 1.07
Beazer Homes Usa Unit 99/99/9999 0.1 $526k 18k 29.22
Linear Technology Corp Note 3.000% 5/0 0.1 $523k 500k 1.05
Xerox Corporation 0.1 $517k 57k 9.07
Arris Group Note 2.000%11/1 0.1 $515k 500k 1.03
Goodyear Tire & Rubr Pfd Conv 5.875% 0.1 $470k 9.6k 49.21
Keycorp Pfd 7.75% Sr A 0.1 $374k 3.0k 124.67
Ingersoll-rand SHS 0.0 $271k 4.9k 55.58
Starwood Ppty Tr Note 4.550% 3/0 0.0 $259k 250k 1.04
Johnson & Johnson (JNJ) 0.0 $258k 3.0k 86.00
Huntington Bancshares Pfd Conv Ser A 0.0 $220k 180.00 1222.22
Anglogold Ashanti Hldgs Fin Mand Bd Cv 13 0.0 $182k 11k 17.17