Vertex One Asset Management

Vertex One Asset Management as of June 30, 2015

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 109 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Restaurant Brands Intl 5.7 $48M 4.3M 11.07
Raptor Pharmaceutical 4.1 $34M 883k 38.27
On Deck Cap Inc put 3.5 $29M 235k 124.45
Blackrock New York Municipal Income Trst (BNY) 3.3 $27M 445k 61.08
Ishares Tr option 3.2 $27M 1.1M 24.75
Hc2 Holdings 3.2 $26M 296k 88.71
Mylan Nv 3.1 $26M 502k 51.20
Nuveen Calif Municpal Valu F 2.9 $24M 256k 94.25
Evogene (EVGN) 2.8 $24M 78k 303.46
Supervalu Inc put 2.4 $20M 658k 30.82
Ishares Russell 2000 2.2 $18M 856k 21.29
Sigma Aldrich 2.1 $18M 126k 139.35
Concordia Healthcare 2.1 $17M 238k 72.29
Cafepress 2.0 $17M 186k 90.39
Costco Whsl Corp New option 1.9 $16M 167k 92.79
Frontier Communications Corp cmn 1.8 $15M 487k 30.15
Finisar Corcmn Stock cmn 1.7 $14M 358k 39.97
Weyerhaeuser Co cmn 1.7 $14M 292k 48.43
Bancorpsouth Inc Cmn Stk cmn 1.7 $14M 269k 51.49
Keyw Hldg 1.7 $14M 385k 35.90
Echelon Corporation 1.6 $14M 750k 18.11
Navigant Consulting 1.6 $13M 135k 98.20
Uti Worldwide 1.5 $13M 635k 19.99
Orbitz Worldwide 1.5 $12M 96k 128.50
Dhi 1.4 $12M 139k 85.18
TEXAS CAPITAL Bancshares Inc *w exp 01/16/201 1.4 $12M 65k 178.17
American Apparel 1.4 $12M 1.6M 7.01
Mam Software Group 1.4 $11M 445k 25.69
Sap Ag-sponsored Adr call 1.3 $11M 102k 104.10
Apollo Tactical Income Fd In (AIF) 1.2 $10M 522k 19.95
First Tr Mid Cap Val Etf equity (FNK) 1.2 $10M 1.4M 7.57
M.D.C. Holdings (MDC) 1.2 $10M 337k 29.97
Harmony Gold Mng Ltd option 1.2 $10M 125k 79.66
Hillenbrand Inc cmn 1.2 $9.8M 203k 48.47
Avinger 1.1 $9.1M 86k 105.71
Omega Healthcare Invs Inc Cmn Stk cmn 1.1 $8.9M 865k 10.32
Xencor (XNCR) 1.0 $8.6M 232k 37.20
HMG/Courtland Properties 1.0 $8.5M 3.2M 2.66
Xcel Energy (XEL) 1.0 $8.2M 772k 10.64
Invesco Plc Common Stock cmn 0.9 $7.4M 1.0M 7.20
Susquehanna Bancshares Inc P 0.9 $7.3M 519k 14.12
Electromed (ELMD) 0.8 $7.1M 90k 78.81
Key 0.8 $7.0M 465k 15.02
Zion Oil & Gas Inc cmn 0.8 $6.8M 213k 31.73
Blackrock Build America Bond Trust (BBN) 0.8 $6.6M 567k 11.57
Global X Fds glb x brz finl 0.7 $6.2M 80k 76.84
Regions Finl 0.7 $6.1M 587k 10.36
Schnitzer Stl Inds cl a 0.7 $6.1M 349k 17.47
Bofi Hldg Inc put 0.7 $5.8M 72k 80.26
National Retail Properties (NNN) 0.6 $5.2M 335k 15.39
ITT Educational Services (ESINQ) 0.6 $4.9M 100k 48.80
Lear Corporation (LEA) 0.6 $4.9M 620k 7.84
Synergy Pharmaceuticals Del 0.6 $4.8M 8.8M 0.55
A10 Networks (ATEN) 0.6 $4.8M 100k 48.29
Proshares Tr 0.6 $4.7M 450k 10.45
Clorox Company (CLX) 0.5 $4.5M 168k 26.89
Store Capital Corp cmn 0.5 $4.4M 103k 43.02
Angiodynamics 0.5 $4.2M 256k 16.44
Dorchester Minerals 0.4 $3.6M 164k 22.27
Archer Daniels Midland Co option 0.4 $3.2M 80k 40.70
TechTarget (TTGT) 0.4 $3.1M 300k 10.48
Zynga 0.4 $3.0M 2.6M 1.19
Direxion Daily Small Cp Bull 3X (TNA) 0.4 $3.0M 300k 10.02
Federated Enhanced Treasury 0.4 $3.0M 198k 15.01
Kennametal 0.4 $3.0M 58k 51.16
Finisar Corp note 0.500%12/1 0.4 $3.0M 161k 18.62
Booz Allen Hamilton Hldg Cor cl a 0.3 $2.9M 98k 29.38
Wausau Paper 0.3 $2.8M 51k 56.25
Cooper Tire & Rubr Co cmn 0.3 $2.7M 106k 25.81
Xenon Pharmaceuticals (XENE) 0.3 $2.8M 921k 3.01
Clearwater Paper (CLW) 0.3 $2.6M 17k 154.03
Orion Energy Systems 0.3 $2.7M 143k 18.81
Booz Allen Hamilton Holding Corporation (BAH) 0.3 $2.5M 126k 20.13
Avenue Financial Hldngs 0.3 $2.5M 200k 12.66
Agnico Eagle Mines Ltd option 0.2 $2.1M 73k 28.63
Boeing Company (BA) 0.2 $2.0M 2.0M 1.00
Steris Corp Cmn Stk cmn 0.2 $1.9M 58k 33.41
Torchmark Corp cmn 0.2 $1.9M 115k 16.12
Western Copper And Gold Cor (WRN) 0.2 $1.8M 35k 52.00
Global X Fds gblx chimatl 0.2 $1.8M 175k 10.16
Northwest Pipe Co Cmn Stock cmn 0.2 $1.6M 190k 8.66
Mcewen Mng 0.2 $1.5M 1.6M 0.95
Isis Us conv 0.2 $1.4M 597k 2.33
Reald Inc cmn 0.1 $1.2M 1.0M 1.16
Jason Inds Inc w exp 06/30/201 0.1 $1.2M 1.2M 1.03
Ishares Tr Call etf 0.1 $990k 1.0M 0.99
Warren Resources Inc. Common Stock cmn 0.1 $1.0M 1.0M 1.02
SPDR S&P Emerging Europe 0.1 $924k 89k 10.34
Xerox Corp put 0.1 $928k 160k 5.80
Franklin Etf Tr short dur etf (FTSD) 0.1 $893k 55k 16.24
Ovascience Inc put 0.1 $950k 1.0M 0.95
Reliance Steel & Aluminum (RS) 0.1 $850k 1.0M 0.85
Direxion Shs Etf Tr cmn 0.1 $830k 200k 4.15
Zynga Inc - Cl A cmn 0.1 $797k 32k 25.30
Intelsat S A man conv jr p 0.1 $791k 20k 39.55
Apollo Sr Floating Rate Fd I (AFT) 0.1 $722k 26k 28.31
VeriFone Systems 0.1 $561k 237k 2.37
Retail Opportunity Investments (ROIC) 0.1 $566k 23k 24.94
St Jude Med 0.1 $598k 35k 17.33
Blackrock Mun Target Term Tr 0.1 $561k 48k 11.65
Pretium Res 0.1 $541k 100k 5.41
Proshares Ultrapro S&p 500 put 0.1 $538k 130k 4.13
Emmis Communications Corp pfd cv ser a 0.1 $416k 330k 1.26
Rpc Energy Services Inc Cmn Stk cmn 0.0 $330k 3.2k 101.60
Merck & Co (MRK) 0.0 $228k 4.0k 57.00
Liberty Interactive Corp lbt vent com b 0.0 $216k 12k 18.58
GENWORTH FINL Inc option 0.0 $174k 15k 11.60
Tesla Motors Inc bond 0.0 $179k 218k 0.82
AUTOMATIC DATA Processing In option 0.0 $78k 54k 1.45