Vertex One Asset Management

Vertex One Asset Management as of March 31, 2017

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 122 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BofI Holding 6.2 $37M 1.4M 26.13
Restaurant Brands Intl Inc Com equity / large cap (QSR) 3.8 $22M 400k 55.74
Independence Realty Trust In (IRT) 3.7 $22M 2.3M 9.37
Jpmorgan Chase & Co *w Exp 10/28/201 3.7 $22M 471k 46.31
Brookfield Business Partners Unit Ltd Lp (BBU) 3.4 $20M 807k 24.71
Nxp Semiconductors N V (NXPI) 3.1 $18M 175k 103.50
Taseko Cad (TGB) 2.3 $14M 10M 1.33
Energy Xxi Gulfcoast 2.3 $13M 447k 29.97
Fiat Chrysler Automobiles N SHS 2.2 $13M 1.2M 10.93
Jabil Circuit (JBL) 2.1 $13M 438k 28.92
Terraform Pwr Cl A Com 1.9 $11M 916k 12.37
Transalta Corp (TAC) 1.9 $11M 1.9M 5.86
American Intl Group *w Exp 01/19/202 1.7 $10M 477k 21.37
Skyworks Solutions (SWKS) 1.6 $9.4M 96k 97.98
Schnitzer Stl Inds Cl A (RDUS) 1.6 $9.4M 456k 20.65
Mead Johnson Nutrition 1.5 $9.1M 102k 89.08
Adient Ord Shs (ADNT) 1.5 $8.9M 123k 72.67
Noble Corp Shs Usd 1.5 $8.8M 1.4M 6.19
Time Warner Com New 1.5 $8.7M 89k 97.71
Synovus Finl Corp Com New (SNV) 1.4 $8.5M 208k 41.02
M.D.C. Holdings 1.4 $8.3M 277k 30.05
Mag Silver Corp (MAG) 1.4 $8.3M 634k 13.06
Regions Financial Corporation (RF) 1.4 $8.2M 564k 14.53
Goodyear Tire & Rubber Company (GT) 1.3 $7.7M 215k 36.00
Franklin Resources (BEN) 1.2 $7.4M 175k 42.14
Zions Bancorporation (ZION) 1.2 $7.2M 173k 42.00
Syngenta Sponsored Adr 1.2 $7.2M 81k 88.50
Bluerock Residential Grw Rei Com Cl A 1.2 $6.9M 559k 12.31
Qorvo (QRVO) 1.1 $6.7M 98k 68.56
Catchmark Timber Tr Cl A 1.0 $6.0M 520k 11.52
Key (KEY) 1.0 $5.9M 331k 17.78
Beazer Homes Usa Com New (BZH) 1.0 $5.9M 484k 12.13
Suntrust Banks Inc $1.00 Par Cmn 1.0 $5.7M 103k 55.30
Flex Ord (FLEX) 0.9 $5.5M 326k 16.80
Ensco Shs Class A 0.9 $5.5M 611k 8.95
Reynolds American 0.9 $5.4M 86k 63.02
Patterson-UTI Energy (PTEN) 0.9 $5.4M 221k 24.27
Mcewen Mining 0.9 $5.3M 1.8M 3.04
Hilton Grand Vacations (HGV) 0.9 $5.2M 180k 28.66
Allied Wrld Assur Com Hldg A SHS 0.9 $5.0M 95k 53.10
Westar Energy 0.8 $5.0M 92k 54.27
Northern Dynasty Minerals Lt Com New (NAK) 0.8 $5.0M 3.5M 1.42
Level 3 Communications Com New 0.8 $5.0M 87k 57.22
Jernigan Cap 0.8 $4.6M 199k 23.04
Global Partner Acquisition C 0.8 $4.5M 450k 10.00
Quinpario Acquisition Corp 2 0.8 $4.5M 450k 9.97
Overstock (BYON) 0.7 $4.4M 253k 17.20
Gores Hldgs Ii Unit 99/99/9999 0.7 $4.3M 420k 10.29
Transocean Reg Shs (RIG) 0.7 $4.3M 346k 12.45
Mobileye N V Amstelveen Ord Shs 0.7 $4.3M 70k 61.40
Oneok Partners Unit Ltd Partn 0.7 $4.0M 75k 53.99
Unisys Corp Com New (UIS) 0.7 $4.0M 289k 13.95
Kayne Anderson Acquisition Unit 06/30/2022 0.7 $4.0M 400k 10.02
Brocade Communications Sys I Com New 0.7 $4.0M 320k 12.48
Century Communities (CCS) 0.7 $4.0M 157k 25.40
Suncoke Energy Partners Comunit Rep Lt 0.7 $3.9M 252k 15.35
Dell Technologies Com Cl V 0.7 $3.8M 60k 64.09
Matlin & Partners Acquisitio Unit 05/28/2021a 0.6 $3.8M 375k 10.02
CalAmp 0.6 $3.7M 223k 16.79
Lilis Energy Com New 0.6 $3.7M 936k 3.98
Monsanto Company 0.6 $3.6M 32k 113.19
Western Refining 0.6 $3.5M 101k 35.07
City Office Reit (CIO) 0.6 $3.5M 291k 12.15
Electrum Spl Acquisition Cor Unit 99/99/9999 0.5 $3.2M 310k 10.42
Natural Resource Partners L Com Unit Ltd Par (NRP) 0.5 $3.1M 87k 36.16
Freeport-mcmoran CL B (FCX) 0.5 $3.1M 231k 13.36
E.I. du Pont de Nemours & Company 0.5 $3.1M 38k 80.34
Citigroup *w Exp 01/04/201 0.5 $3.0M 20M 0.15
Diamond Offshore Drilling 0.5 $2.9M 174k 16.71
Dominion Diamond Corp foreign 0.5 $2.8M 223k 12.63
Saban Cap Acquisition Corp Unit 99/99/9999 0.5 $2.7M 260k 10.57
Rio Tinto Sponsored Adr (RIO) 0.5 $2.7M 67k 40.68
Fintech Acquisition Corp Ii Unit 99/99/9999 0.4 $2.4M 235k 10.26
Brookfield Cda Office Pptys Tr Unit 0.4 $2.4M 102k 23.43
Fortress Investment Group Ll Cl A 0.4 $2.3M 294k 7.95
Lightpath Technologies Cl A New (LPTH) 0.4 $2.3M 825k 2.74
Banc Of California (BANC) 0.4 $2.1M 103k 20.70
VCA Antech 0.3 $2.1M 23k 91.51
Precision Drilling Corp Com 2010 0.3 $2.0M 425k 4.72
Vertex Energy (VTNR) 0.3 $2.0M 1.8M 1.11
Hunter Maritime Acquisition Unit 99/99/9999 0.3 $1.7M 160k 10.40
Nimble Storage 0.3 $1.6M 131k 12.50
BE Aerospace 0.3 $1.6M 25k 64.12
Rowan Companies Shs Cl A 0.3 $1.6M 100k 15.58
Atwood Oceanics 0.3 $1.5M 162k 9.53
Midcoast Energy Partners Com Ut Ltd Ptn 0.2 $1.4M 179k 8.05
Bhp Billiton Sponsored Adr (BHP) 0.2 $1.4M 38k 36.32
Central Fd Cda Cl A 0.2 $1.3M 100k 12.86
Nii Hldgs Com Par $0.001 0.2 $1.2M 899k 1.30
Banco Santander Sa Adr (SAN) 0.2 $1.1M 175k 6.07
Capitol Acquisition Corp Iii 0.2 $1.1M 100k 10.55
Nuance Communications Debt 1.500%11/0 0.2 $1.0M 1.0M 1.03
Transocean Call 0.2 $1.0M 3.0k 337.67
Mattel (MAT) 0.2 $999k 39k 25.62
Pattern Energy Group Note 4.000% 7/1 0.2 $996k 1.0M 1.00
Microsoft Corporation (MSFT) 0.2 $988k 15k 65.87
Energy Transfer Prtnrs Unit Ltd Partn 0.2 $943k 26k 36.51
Arrow Electronics (ARW) 0.2 $914k 13k 73.39
Manulife Finl Corp (MFC) 0.1 $879k 50k 17.69
James River Group Holdings L (JRVR) 0.1 $814k 19k 42.84
Ultratech 0.1 $806k 27k 29.63
Hornbeck Offshore Services 0.1 $776k 175k 4.43
Sun Life Financial (SLF) 0.1 $771k 21k 36.42
Ensco Call 0.1 $619k 2.8k 225.09
Polymet Mining Corp 0.1 $590k 792k 0.74
Micron Technology Note 3.000%11/1 0.1 $563k 500k 1.13
Gilead Sciences (GILD) 0.1 $543k 8.0k 67.88
Silver Run Acquisition Unit 99/99/9999 0.1 $522k 50k 10.44
Avista Healthcare Pub Acq Unit 99/99/9999 0.1 $510k 50k 10.20
Theravance Note 2.125% 1/1 0.1 $474k 500k 0.95
Ezcorp Note 2.625% 6/1 0.1 $468k 500k 0.94
Colony Northstar Cl A Com 0.1 $366k 28k 12.91
Rite Aid Corporation 0.1 $361k 85k 4.25
Exeter Res Corp 0.1 $323k 187k 1.73
Rmg Networks Hldgs 0.0 $228k 288k 0.79
Quinpario Acquisition Corp 2 *w Exp 01/01/202 0.0 $225k 450k 0.50
Noble Corp Call 0.0 $215k 2.9k 74.14
Seacor Holdings 0.0 $201k 2.9k 69.31
S&W Seed Company (SANW) 0.0 $169k 34k 4.96
Global Partner Acquisition C *w Exp 07/01/202 0.0 $98k 250k 0.39
Xplore Technologies Corp Com Par $0.001 0.0 $39k 19k 2.05
Bioamber *w Exp 05/09/201 0.0 $6.0k 45k 0.13