Vertex One Asset Management

Vertex One Asset Management as of Sept. 30, 2017

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 112 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BofI Holding 6.7 $41M 1.4M 28.47
Lilis Energy 5.2 $32M 7.1M 4.47
Restaurant Brands Intl Inc Com equity / large cap (QSR) 4.6 $28M 445k 63.88
Time Warner 4.0 $25M 242k 102.45
Jpmorgan Chase & Co. w exp 10/201 4.0 $25M 459k 54.00
American Intl Group 3.8 $23M 1.2M 20.00
Brookfield Business Partners unit (BBU) 3.7 $23M 766k 29.65
Taseko Cad (TGB) 3.2 $19M 10M 1.88
Franco-Nevada Corporation (FNV) 3.1 $19M 246k 77.47
Franklin Resources (BEN) 3.0 $18M 411k 44.51
Nxp Semiconductors N V (NXPI) 2.8 $17M 153k 113.09
Schnitzer Steel Industries (RDUS) 2.2 $13M 476k 28.15
C.R. Bard 2.2 $13M 42k 320.50
Noble Corp Plc equity 1.6 $10M 2.2M 4.60
Level 3 Communications 1.6 $10M 188k 53.29
Northern Dynasty Minerals Lt (NAK) 1.6 $9.9M 5.5M 1.80
Beazer Homes Usa (BZH) 1.4 $8.7M 462k 18.74
Social Cap Hedosophia Hldgs unit 99/99/9999 1.4 $8.7M 822k 10.55
Transalta Corp (TAC) 1.4 $8.5M 1.5M 5.85
Century Communities (CCS) 1.3 $7.9M 319k 24.70
Overstock (BBBY) 1.2 $7.5M 253k 29.70
Skyworks Solutions (SWKS) 1.2 $7.5M 74k 101.90
Rockwell Collins 1.2 $7.4M 57k 130.70
Kite Pharma 1.2 $7.2M 40k 179.80
Mag Silver Corp 1.2 $7.1M 634k 11.20
Monsanto Company 1.1 $7.0M 59k 119.81
Hilton Grand Vacations (HGV) 1.1 $7.0M 180k 38.63
PAREXEL International Corporation 1.1 $6.5M 74k 88.08
Transocean (RIG) 1.1 $6.4M 596k 10.76
Patterson-UTI Energy (PTEN) 1.1 $6.4M 307k 20.94
Advisory Board Company 1.0 $6.4M 119k 53.62
Catchmark Timber Tr Inc cl a 1.0 $6.2M 495k 12.61
Dell Technologies Inc Class V equity 1.0 $6.0M 78k 77.21
Flextronics International Ltd Com Stk (FLEX) 0.9 $5.4M 326k 16.57
CalAmp 0.8 $5.2M 223k 23.25
Atwood Oceanics 0.8 $5.1M 548k 9.39
Capit Bk Fin A 0.8 $4.9M 120k 41.05
Rice Energy 0.8 $4.9M 168k 28.94
Silver Run Acquisition 0.8 $4.8M 475k 10.20
Kayne Anderson Acquisition unit 06/30/2022 0.8 $4.8M 477k 10.02
Matlin & Partners Acquisitio unit 05/28/2021a 0.8 $4.7M 460k 10.15
Energy Xxi Gulfcoast 0.7 $4.5M 435k 10.34
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.7 $4.5M 440k 10.23
Qorvo (QRVO) 0.7 $4.4M 62k 70.68
Bluerock Residential Growth Re 0.7 $4.2M 381k 11.06
Diamond Offshore Drilling 0.7 $4.2M 287k 14.50
Federal Str Acquisition Corp unit 99/99/9999 0.7 $4.1M 400k 10.31
Industrea Acquisition Corp unit 07/21/2024 0.7 $4.0M 400k 10.10
Gores Hldgs Ii Inc unit 99/99/9999 0.6 $3.8M 365k 10.52
Orbital Atk 0.6 $3.8M 29k 133.16
M.D.C. Holdings 0.6 $3.5M 105k 33.21
Mcewen Mining 0.6 $3.4M 1.8M 1.96
Rowan Companies 0.6 $3.4M 266k 12.85
Precision Drilling Corporation 0.5 $3.0M 976k 3.11
NxStage Medical 0.5 $2.9M 106k 27.60
Unisys Corporation (UIS) 0.5 $2.9M 341k 8.50
Freeport-McMoRan Copper & Gold (FCX) 0.5 $2.8M 202k 14.04
Starwood Waypoint Homes 0.5 $2.7M 75k 36.37
Citigroup Inc Com Us cmn 0.4 $2.7M 22M 0.12
National Energy Services Reu (NESR) 0.4 $2.6M 275k 9.62
Tpg Pace Holdings Corp 0.4 $2.6M 250k 10.30
Vantage Energy Acquisition unit 04/12/2024 0.4 $2.4M 240k 10.17
Electrum Spl Acquisition Cor 0.4 $2.4M 235k 10.25
Saban Cap Acquisition Corp unit 99/99/9999 0.4 $2.3M 220k 10.65
LightPath Technologies (LPTH) 0.3 $2.1M 825k 2.56
Double Eagle Acquisition Cor 0.3 $2.0M 200k 10.10
Capitol Invt Corp Iv unit 99/99/9999 0.3 $2.0M 200k 10.12
Tribune Co New Cl A 0.3 $1.9M 46k 40.87
IXYS Corporation 0.3 $1.8M 78k 23.70
Bonanza Creek Energy I 0.3 $1.8M 54k 32.99
Arrow Electronics (ARW) 0.3 $1.7M 21k 80.41
Modern Media Acquisition unit 99/99/9999 0.3 $1.7M 150k 11.28
Ngl Energy Partners Lp Com Uni (NGL) 0.2 $1.6M 135k 11.55
Pensare Acquisition Corp unit 07/27/2022 0.2 $1.5M 150k 10.33
Hennessy Cap Acquston Corp I unit 06/15/2024 0.2 $1.5M 145k 10.32
Osprey Energy Acquisition Co unit 07/21/2022 0.2 $1.5M 150k 9.93
Amtrust Financial Services 0.2 $1.3M 95k 13.46
Draper Oakwood Technology unit 09/30/2024 0.2 $1.2M 120k 10.22
Neuroderm Ltd F 0.2 $1.1M 29k 38.90
BHP Billiton (BHP) 0.2 $1.1M 27k 40.53
Banco Santander (SAN) 0.2 $1.1M 160k 6.94
Banc Of California (BANC) 0.2 $1.1M 53k 20.74
Manulife Finl Corp (MFC) 0.2 $1.0M 51k 20.29
Ensco Plc Shs Class A 0.2 $1.0M 172k 5.97
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.2 $1.0M 1.0M 1.04
Oracle Corporation (ORCL) 0.2 $967k 20k 48.35
Global Partner Acquisition C 0.2 $999k 99k 10.05
Fintech Acquisition Corp Ii unit 99/99/9999 0.2 $996k 95k 10.48
Vertex Energy (VTNRQ) 0.1 $931k 1.2M 0.76
Mattel (MAT) 0.1 $875k 57k 15.49
Sun Life Financial (SLF) 0.1 $868k 22k 39.80
Suncoke Energy Partners 0.1 $869k 51k 17.20
Forum Merger Corp unit 06/01/2024 0.1 $769k 75k 10.25
Hornbeck Offshore Services 0.1 $708k 175k 4.04
Microsoft Corporation (MSFT) 0.1 $670k 9.0k 74.44
Gilead Sciences (GILD) 0.1 $648k 8.0k 81.00
Micron Technology Inc conv 0.1 $695k 500k 1.39
Hunter Maritime Acquisition cl a 0.1 $686k 70k 9.80
Cypress Semiconductor Corp note 4.500% 1/1 0.1 $655k 500k 1.31
Thrx 2 1/8 01/15/23 0.1 $490k 500k 0.98
Nuance Communications 0.1 $500k 500k 1.00
Transocean Ltd option 0.1 $450k 3.0k 150.00
Synchronoss Technologies conv 0.1 $430k 500k 0.86
Seacor Holding Inc note 3.000 11/1 0.1 $450k 500k 0.90
Goodyear Tire & Rubber Company (GT) 0.0 $233k 7.0k 33.29
Global Partner Acquisition C *w exp 07/01/202 0.0 $198k 250k 0.79
S&W Seed Company 0.0 $107k 34k 3.14
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $102k 320k 0.32
National Energy Services Reu *w exp 05/05/202 (NESRW) 0.0 $138k 275k 0.50
Silver Run Acquisition *w exp 03/28/202 0.0 $35k 23k 1.50
Rmg Networks Hldg Corp 0.0 $85k 40k 2.11
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $21k 35k 0.60