Vertex One Asset Management

Vertex One Asset Management as of Dec. 31, 2017

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 123 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BofI Holding 7.2 $42M 1.4M 29.90
Lilis Energy 6.3 $37M 7.2M 5.11
Jpmorgan Chase & Co. w exp 10/201 4.5 $27M 400k 66.43
Brookfield Business Partners unit (BBU) 4.1 $24M 691k 34.44
Taseko Cad (TGB) 4.0 $23M 10M 2.34
Franco-Nevada Corporation (FNV) 3.5 $21M 256k 79.92
Franklin Resources (BEN) 3.0 $18M 406k 43.33
Micron Technology (MU) 3.0 $18M 426k 41.12
Nxp Semiconductors N V (NXPI) 2.9 $17M 145k 117.09
Schnitzer Steel Industries (RDUS) 2.5 $15M 432k 33.50
Restaurant Brands Intl Inc Com equity / large cap (QSR) 2.5 $15M 235k 61.48
Carrizo Oil & Gas 2.4 $14M 671k 21.28
American Intl Group 2.4 $14M 774k 18.12
Social Cap Hedosophia Hldgs unit 99/99/9999 2.4 $14M 1.3M 10.60
Valeant Pharmaceuticals Int 2.3 $13M 639k 20.82
Noble Corp Plc equity 2.0 $12M 2.6M 4.52
Calatlantic 1.8 $11M 189k 56.39
Northern Dynasty Minerals Lt (NAK) 1.7 $10M 5.7M 1.77
Transalta Corp (TAC) 1.6 $9.2M 1.6M 5.93
Transocean (RIG) 1.6 $9.2M 859k 10.68
Rockwell Collins 1.5 $9.1M 67k 135.61
Time Warner 1.4 $8.0M 87k 91.47
Mag Silver Corp (MAG) 1.3 $7.8M 634k 12.35
Hilton Grand Vacations (HGV) 1.3 $7.6M 180k 41.95
Beazer Homes Usa (BZH) 1.2 $7.1M 369k 19.21
Patterson-UTI Energy (PTEN) 1.2 $7.1M 307k 23.01
Ensco Plc Shs Class A 1.1 $6.7M 1.1M 5.91
Catchmark Timber Tr Inc cl a 1.1 $6.3M 483k 13.13
Diamond Offshore Drilling 1.0 $6.0M 324k 18.59
Overstock (BYON) 1.0 $6.0M 94k 63.90
Skyworks Solutions (SWKS) 1.0 $5.7M 60k 94.95
Citigroup Inc Com Us cmn 1.0 $5.7M 57M 0.10
Cavium 0.9 $5.4M 65k 83.83
Rowan Companies 0.9 $5.3M 336k 15.66
Flextronics International Ltd Com Stk (FLEX) 0.9 $5.2M 289k 17.99
Monsanto Company 0.8 $4.8M 41k 116.79
CalAmp 0.8 $4.8M 223k 21.43
Qorvo (QRVO) 0.7 $4.0M 61k 66.61
Mcewen Mining 0.7 $4.0M 1.8M 2.28
Century Communities (CCS) 0.7 $4.0M 128k 31.10
Calpine Corporation 0.7 $3.9M 260k 15.13
Orbital Atk 0.7 $3.8M 29k 131.51
Central Fd Cda Ltd cl a 0.6 $3.7M 273k 13.40
Freeport-McMoRan Copper & Gold (FCX) 0.6 $3.5M 187k 18.96
Unisys Corporation (UIS) 0.6 $3.3M 407k 8.15
Dell Technologies Inc Class V equity 0.6 $3.3M 41k 81.28
M.D.C. Holdings 0.5 $3.0M 93k 31.88
Advanced Accelerat spon ads each rep 2 ord 0.5 $2.8M 34k 81.62
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.4 $2.4M 239k 10.19
Electrum Spl Acquisition Cor 0.4 $2.4M 235k 10.31
Kayne Anderson Acquisition unit 06/30/2022 0.4 $2.3M 227k 9.96
Industrea Acquisition Corp unit 07/21/2024 0.4 $2.3M 330k 7.01
Sentinel Energy Svcs Inc unit 11/02/2022 0.4 $2.2M 225k 9.97
Tpg Pace Holdings Corp 0.3 $2.1M 200k 10.28
Ignyta 0.3 $2.0M 75k 26.71
Haymaker Acquisition unit 10/19/2022 0.3 $2.0M 200k 9.90
Legacy Acquisition Corp unit 05/31/2024 0.3 $2.0M 200k 9.94
Regalwood Global Energy Ltd unit 99/99/9999 0.3 $2.0M 200k 9.95
Vantage Energy Acquisition unit 04/12/2024 0.3 $1.9M 190k 10.19
Capitol Invt Corp Iv unit 99/99/9999 0.3 $1.8M 184k 10.03
Cm Seven Star Acquisition Co unit 08/21/2022 0.3 $1.7M 175k 9.96
Arrow Electronics (ARW) 0.3 $1.7M 21k 80.41
Scripps Networks Interactive 0.3 $1.7M 20k 85.38
VALEANT PHARMACEUTICALS Inte call 0.3 $1.7M 5.7k 292.39
Tribune Co New Cl A 0.3 $1.6M 39k 42.46
National Energy Services Reu (NESR) 0.3 $1.7M 167k 9.95
Federal Str Acquisition Corp unit 99/99/9999 0.3 $1.6M 159k 10.26
Obsidian Energy 0.3 $1.6M 1.3M 1.24
Matlin & Partners Acquisitio unit 05/28/2021a 0.3 $1.5M 152k 10.08
Big Rock Partners Acquisi Co unit 11/20/2022 0.3 $1.5M 150k 10.23
Gigcapital Inc unit 03/06/2025 0.3 $1.5M 150k 10.00
Diamond Offshore Drilling In option 0.2 $1.5M 4.3k 339.35
Osprey Energy Acquisition Co unit 07/21/2022 0.2 $1.5M 150k 9.67
Nabors Industries 0.2 $1.4M 200k 6.83
Dynegy 0.2 $1.3M 110k 11.85
Gores Hldgs Ii Inc unit 99/99/9999 0.2 $1.2M 119k 10.36
Pensare Acquisition Corp unit 07/27/2022 0.2 $1.2M 113k 10.32
BHP Billiton (BHP) 0.2 $1.1M 25k 46.00
Neuroderm Ltd F 0.2 $1.1M 29k 38.84
Vertex Energy (VTNRQ) 0.2 $1.0M 1.1M 0.94
LightPath Technologies (LPTH) 0.2 $1.0M 457k 2.22
Ne Us 01/17/15 40 Call call 0.2 $1.0M 13k 77.05
Saban Cap Acquisition Corp unit 99/99/9999 0.2 $992k 94k 10.52
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.2 $1.0M 1.0M 1.02
Hennessy Cap Acquston Corp I unit 06/15/2024 0.2 $986k 95k 10.38
Leisure Acquisition Corp unit 99/99/9999 0.2 $991k 100k 9.91
Mosaic Acquisition Corp unit 99/99/9999 0.2 $1.0M 100k 10.13
Amtrust Financial Services 0.2 $957k 95k 10.07
Banco Santander (SAN) 0.1 $888k 136k 6.54
Transocean Ltd option 0.1 $904k 7.2k 125.56
Microsoft Corporation (MSFT) 0.1 $770k 9.0k 85.56
Precision Drilling Corporation 0.1 $745k 246k 3.03
Banc Of California (BANC) 0.1 $774k 38k 20.64
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.1 $753k 430k 1.75
Hunter Maritime Acquisition cl a 0.1 $683k 70k 9.76
Sun Life Financial (SLF) 0.1 $620k 15k 41.27
Cypress Semiconductor Corp note 4.500% 1/1 0.1 $660k 500k 1.32
Gilead Sciences (GILD) 0.1 $573k 8.0k 71.62
Oracle Corporation (ORCL) 0.1 $615k 13k 47.31
Suncoke Energy Partners 0.1 $605k 35k 17.45
Micron Technology Inc conv 0.1 $580k 400k 1.45
Global Partner Acquisition C 0.1 $561k 56k 10.00
Hornbeck Offshore Services 0.1 $545k 175k 3.11
Manulife Finl Corp (MFC) 0.1 $536k 26k 20.88
Nuance Communications 0.1 $520k 500k 1.04
Knowles Corp note 3.250%11/0 0.1 $555k 500k 1.11
Thrx 2 1/8 01/15/23 0.1 $495k 500k 0.99
Synchronoss Technologies conv 0.1 $450k 500k 0.90
Seacor Holding Inc note 3.000 11/1 0.1 $475k 500k 0.95
Silver Run Acquisition 0.1 $496k 50k 9.92
Norbord 0.1 $339k 10k 33.90
Ensco Plc call 0.1 $350k 6.1k 57.85
Energy Xxi Gulfcoast 0.0 $262k 46k 5.73
National Energy Services Reu *w exp 05/05/202 0.0 $228k 275k 0.83
S&W Seed Company (SANW) 0.0 $133k 34k 3.90
Global Partner Acquisition C *w exp 07/01/202 0.0 $142k 131k 1.08
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $131k 320k 0.41
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $98k 49k 2.01
Tpg Pace Energy Hldgs Corp w exp 99/99/999 0.0 $90k 67k 1.35
Silver Run Acquisition *w exp 03/28/202 0.0 $35k 23k 1.50
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $74k 175k 0.42
Federal Str Acquisition Corp *w exp 07/24/202 0.0 $81k 70k 1.15
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $11k 35k 0.31