Vivaldi Capital Management

Vivaldi Capital Management as of Sept. 30, 2017

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 84 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Eaton Vance Mun Bd Fd Ii 2.6 $601k 48k 12.55
Nuveen Div. Advantage Muni. Fund (NAD) 2.4 $556k 39k 14.18
iShares Russell Midcap Index Fund (IWR) 2.4 $554k 2.8k 197.01
Vanguard Pacific ETF (VPL) 2.4 $555k 8.1k 68.21
Berkshire Hathaway (BRK.B) 2.4 $552k 3.0k 183.27
Johnson & Johnson (JNJ) 2.4 $553k 4.3k 129.90
SPDR Barclays Capital High Yield B 2.4 $549k 15k 37.32
WisdomTree MidCap Dividend Fund (DON) 2.1 $498k 5.0k 100.02
iShares S&P SmallCap 600 Index (IJR) 2.1 $492k 6.6k 74.21
Invesco Van Kampen Municipal Trust (VKQ) 1.9 $450k 35k 12.76
Db-x Msci Eafe Currency-hedged (DBEF) 1.9 $449k 15k 31.00
Ishares Tr core intl aggr (IAGG) 1.9 $445k 8.6k 51.73
BP (BP) 1.9 $442k 12k 38.44
Vanguard European ETF (VGK) 1.9 $442k 7.6k 58.33
Eaton Vance Municipal Bond Fund (EIM) 1.9 $440k 35k 12.68
Chevron Corporation (CVX) 1.9 $437k 3.7k 117.60
Schwab Emerging Markets Equity ETF (SCHE) 1.9 $432k 16k 26.94
Schwab International Equity ETF (SCHF) 1.8 $427k 13k 33.45
Gaming & Leisure Pptys (GLPI) 1.8 $413k 11k 36.89
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 1.8 $410k 31k 13.12
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.7 $402k 3.6k 110.80
Blackrock MuniHoldings CA Insrd Fnd (MUC) 1.7 $402k 27k 14.81
U.S. Bancorp (USB) 1.7 $401k 7.5k 53.52
Schwab U S Small Cap ETF (SCHA) 1.7 $393k 5.8k 67.33
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.7 $393k 7.4k 52.77
Eaton Vance Cali Muni Bnd Fnd (EVM) 1.7 $390k 32k 12.04
Blackrock California Mun. Income Trust (BFZ) 1.7 $386k 27k 14.49
Gilead Sciences (GILD) 1.6 $381k 4.7k 80.94
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 1.6 $376k 4.3k 88.10
iShares S&P GSCI Commodity-Indexed (GSG) 1.6 $373k 25k 14.92
Dreyfus Mun Bd Infrastructure 1.5 $356k 27k 13.38
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.5 $351k 25k 14.17
Health Care SPDR (XLV) 1.5 $347k 4.2k 81.70
Invesco Quality Municipal Inc Trust (IQI) 1.5 $342k 27k 12.81
Schwab Strategic Tr us lrg cap etf (SCHX) 1.5 $339k 5.6k 60.11
iShares S&P MidCap 400 Index (IJH) 1.4 $330k 1.8k 179.06
Pepsi (PEP) 1.3 $312k 2.8k 111.51
iShares FTSE KLD 400 Social Idx (DSI) 1.3 $307k 3.3k 92.89
Hldgs (UAL) 1.3 $304k 5.0k 60.80
WisdomTree Emerging Markets Eq (DEM) 1.3 $301k 7.0k 43.00
Amazon (AMZN) 1.3 $295k 307.00 960.91
At&t (T) 1.3 $294k 7.5k 39.14
Cisco Systems (CSCO) 1.2 $289k 8.6k 33.65
Alphabet Inc Class A cs (GOOGL) 1.2 $286k 294.00 972.79
Verizon Communications (VZ) 1.2 $274k 5.5k 49.53
Pfizer (PFE) 1.2 $272k 7.6k 35.70
Intel Corporation (INTC) 1.2 $273k 7.2k 38.01
Vanguard Total Bond Market ETF (BND) 1.2 $269k 3.3k 82.09
Willis Towers Watson (WTW) 1.2 $269k 1.7k 154.51
Microsoft Corporation (MSFT) 1.1 $267k 3.6k 74.58
Merck & Co (MRK) 1.1 $252k 3.9k 63.91
Philip Morris International (PM) 1.1 $247k 2.2k 110.86
iShares Dow Jones US Technology (IYW) 1.0 $240k 1.6k 150.00
Nuveen Select Tax-Free Income Portfolio (NXP) 1.0 $232k 16k 14.94
Home Depot (HD) 1.0 $225k 1.4k 163.76
Tesla Motors (TSLA) 1.0 $227k 666.00 340.84
Comcast Corporation (CMCSA) 0.9 $213k 5.5k 38.52
Raytheon Company 0.9 $204k 1.1k 186.30
Vanguard High Dividend Yield ETF (VYM) 0.9 $206k 2.5k 81.13
Netflix (NFLX) 0.9 $202k 1.1k 181.65
Alliance California Municipal Income Fun 0.8 $197k 14k 13.79
Eaton Vance California Mun. Income Trust (CEV) 0.8 $193k 15k 12.50
Nuveen Select Tax-Free Incom Portfolio 3 0.8 $185k 12k 15.18
Eaton Vance Calif Mun Bd 0.6 $132k 11k 12.05
Exd - Eaton Vance Tax-advant 0.6 $132k 12k 11.45
Western Asset Municipal Hgh Incm Fnd (MHF) 0.5 $117k 15k 7.76
Synthetic Biologics 0.4 $89k 95k 0.94
Workday Inc conv 0.1 $26k 20k 1.30
Holx 2 12/15/43 0.1 $24k 20k 1.20
National Health Invs Inc note 0.1 $23k 20k 1.15
Vector Group Ltd note 1.75% 4/15 0.1 $23k 20k 1.15
Brookdale Senior Living note 0.1 $20k 20k 1.00
Kb Home note 0.1 $21k 20k 1.05
Starwood Ppty note 4.0% 1/15/ 0.1 $22k 20k 1.10
Ares Capital Corporation convertible cor 0.1 $20k 20k 1.00
Verint Sys Inc note 1.5% 6/1 0.1 $20k 20k 1.00
Echo Global Logistics Inc note 2.500% 5/0 0.1 $19k 20k 0.95
Rpm International Inc convertible cor 0.1 $17k 15k 1.13
Macquarie Infrastructure conv 0.1 $16k 15k 1.07
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.1 $15k 15k 1.00
Acorda Therap note 1.75% 6/15 0.1 $14k 15k 0.93
Cornerstone Ondemand Inc conv 0.1 $15k 15k 1.00
Gogo Inc conv 0.1 $14k 15k 0.93
Amtrust Finl Svcs Inc note 2.750%12/1 0.1 $11k 15k 0.73