Vivaldi Capital Management

Latest statistics and disclosures from Vivaldi Capital Management's latest quarterly 13F-HR filing:

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Positions held by Vivaldi Capital Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Vivaldi Capital Management

Companies in the Vivaldi Capital Management portfolio as of the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 5.2 $23M 619k 36.48
Spdr Ser Tr Portfolio S&p500 (SPLG) 5.2 $22M 398k 55.83
Ishares Tr Shrt Nat Mun Etf (SUB) 4.8 $21M -4% 192k 107.37
Spdr S&p 500 Etf Tr Tr Unit (SPY) 4.7 $21M -2% 43k 474.96
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 4.1 $18M +35% 176k 101.56
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 4.0 $17M -15% 349k 49.99
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 3.1 $13M -25% 262k 50.85
Ishares Tr 1 3 Yr Treas Bd (SHY) 3.0 $13M -24% 149k 85.54
Apple (AAPL) 2.7 $12M +4% 66k 177.57
Ishares Tr Core S&p500 Etf (IVV) 2.3 $10M +9% 21k 477.00
Spdr Ser Tr Portfolio S&p600 (SPSM) 2.0 $8.5M 191k 44.69
Tesla Motors (TSLA) 2.0 $8.4M -7% 8.0k 1056.82
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.8 $7.8M 157k 49.74
Vanguard Index Fds Total Stk Mkt (VTI) 1.7 $7.4M 31k 241.43
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 1.5 $6.6M 159k 41.49
Ishares Tr Msci Eafe Etf (EFA) 1.3 $5.8M 74k 78.69
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.2 $5.3M +3% 46k 113.83
Ishares Tr Calif Mun Bd Etf (CMF) 1.2 $5.2M +131% 84k 62.33
Vanguard Tax-managed Intl Ftse Dev Mkt Etf (VEA) 1.2 $5.2M 102k 51.06
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 1.1 $4.9M 156k 31.14
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.1 $4.8M +2% 11k 436.60
Ishares Tr Core S&p Ttl Stk (ITOT) 1.1 $4.7M +2% 44k 106.98
Microsoft Corporation (MSFT) 1.1 $4.6M +13% 14k 336.31
Gaming & Leisure Pptys (GLPI) 1.0 $4.5M +5% 92k 48.66
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 1.0 $4.4M -7% 39k 113.00
Luminar Technologies Com Cl A (LAZR) 1.0 $4.2M 250k 16.91
Schwab Strategic Tr Intl Eqty Etf (SCHF) 1.0 $4.2M +4% 108k 38.87
Ishares Gold Tr Ishares New (IAU) 0.9 $4.1M -7% 117k 34.81
Ishares Tr Select Divid Etf (DVY) 0.9 $4.0M -2% 33k 122.59
Pgim Short Duration High Yie (ISD) 0.9 $3.7M -8% 231k 16.05
Ishares Tr Msci Acwi Etf (ACWI) 0.8 $3.5M -9% 33k 105.79
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.8 $3.5M 71k 49.46
Vanguard Index Fds Mid Cap Etf (VO) 0.8 $3.5M 14k 254.80
Ishares Tr Core S&p Mcp Etf (IJH) 0.7 $3.2M +6% 11k 283.05
Invesco Van Kampen Senior Income Trust (VVR) 0.7 $3.1M -9% 719k 4.33
Pra (PRAA) 0.7 $2.9M 59k 50.21
Procter & Gamble Company (PG) 0.6 $2.8M +10% 17k 163.57
JPMorgan Chase & Co. (JPM) 0.6 $2.8M 18k 158.35
Dws Municipal Income Cf non-tax cef (KTF) 0.6 $2.8M -49% 234k 11.82
Vanguard Index Fds Small Cp Etf (VB) 0.6 $2.7M 12k 226.03
Ishares Tr Rus Mid Cap Etf (IWR) 0.6 $2.6M 32k 83.02
Pgim Global Short Duration H (GHY) 0.6 $2.6M -8% 171k 15.09
Spdr Gold Tr Gold Shs (GLD) 0.6 $2.6M +2% 15k 170.96
Ishares Tr Russell 2000 Etf (IWM) 0.6 $2.5M 11k 222.45
Investment Managers Ser Tr Knwldl Ld Etf (KLDW) 0.6 $2.4M 51k 47.81
Ishares Tr Rus 1000 Val Etf (IWD) 0.5 $2.3M +27% 14k 167.90
Pfizer (PFE) 0.5 $2.3M 38k 59.06
Ishares Tr Cohen Steer Reit (ICF) 0.5 $2.2M +2% 30k 76.10
DNP Select Income Fund (DNP) 0.5 $2.1M +7% 196k 10.87
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.5 $2.1M +2% 70k 29.62
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.5 $2.0M -9% 19k 107.44
AllianceBernstein Global Hgh Incm (AWF) 0.5 $2.0M -8% 165k 12.13
Alphabet Cap Stk Cl C (GOOG) 0.5 $2.0M -3% 677.00 2892.17
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.4 $1.9M +2% 19k 102.40
Boeing Company (BA) 0.4 $1.9M NEW 9.6k 201.35
Ishares Tr Rus 1000 Grw Etf (IWF) 0.4 $1.9M 6.2k 305.57
Global X Fds Glbl X Mlp Etf (MLPA) 0.4 $1.8M 52k 34.97
Vanguard Specialized Funds Div App Etf (VIG) 0.4 $1.8M +6% 10k 171.73
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.4 $1.8M +5% 5.9k 298.95
D.R. Horton (DHI) 0.4 $1.7M -13% 15k 108.47
Thermo Fisher Scientific (TMO) 0.4 $1.6M 2.4k 667.35
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.4 $1.6M +3% 20k 80.41
Ishares Tr Core Msci Eafe (IEFA) 0.4 $1.6M 21k 74.63
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.4 $1.5M 105k 14.55
General Electric Com New (GE) 0.3 $1.5M -11% 16k 94.46
UnitedHealth (UNH) 0.3 $1.4M +16% 2.8k 501.97
Lyft Cl A Com (LYFT) 0.3 $1.4M -5% 32k 42.73
Abbvie (ABBV) 0.3 $1.4M 10k 135.35
Johnson & Johnson (JNJ) 0.3 $1.2M +26% 7.1k 171.02
Neuberger Ber. CA Intermediate Muni Fund (NBW) 0.3 $1.2M -4% 86k 14.00
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.3 $1.2M +8% 14k 82.67
Home Depot (HD) 0.3 $1.2M +25% 2.8k 414.90
Accenture Plc Ireland Shs Class A (ACN) 0.3 $1.1M 2.7k 414.42
Abbott Laboratories (ABT) 0.3 $1.1M 7.9k 140.70
Alphabet Cap Stk Cl A (GOOGL) 0.3 $1.1M -5% 382.00 2897.91
Verizon Communications (VZ) 0.3 $1.1M +58% 21k 51.94
Ishares Core Msci Emkt (IEMG) 0.3 $1.1M 18k 59.89
Ishares Tr S&p 100 Etf (OEF) 0.3 $1.1M -5% 4.9k 219.08
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $1.1M NEW 18k 60.83
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 0.2 $1.0M -5% 53k 19.60
Select Sector Spdr Tr Technology (XLK) 0.2 $1.0M +4% 5.9k 173.88
Ishares Tr U.s. Tech Etf (IYW) 0.2 $995k +38% 8.7k 114.83
Ishares Tr Us Hlthcare Etf (IYH) 0.2 $995k 3.3k 300.33
3M Company (MMM) 0.2 $984k 5.5k 177.71
Ark Etf Tr Innovation Etf (ARKK) 0.2 $948k 10k 94.54
Cisco Systems (CSCO) 0.2 $925k 15k 63.38
Intel Corporation (INTC) 0.2 $915k +44% 18k 51.52
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.2 $901k -4% 13k 68.27
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $886k +4% 7.7k 114.49
Ishares Tr Core Msci Intl (IDEV) 0.2 $871k 13k 67.57
Blackrock Muniyield Insured Fund (MYI) 0.2 $866k -84% 58k 14.83
Target Corporation (TGT) 0.2 $863k 3.7k 231.43
Alps Etf Tr Alerian Mlp (AMLP) 0.2 $836k +9% 26k 32.75
Walt Disney Company (DIS) 0.2 $826k +11% 5.3k 154.88
Ishares Tr Ishares Biotech (IBB) 0.2 $815k 5.3k 152.62
Facebook Cl A (FB) 0.2 $803k -3% 2.4k 336.26
Select Sector Spdr Tr Energy (XLE) 0.2 $791k 14k 55.52
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.2 $728k -89% 48k 15.18
Pepsi (PEP) 0.2 $697k 4.0k 173.64
Ishares Tr Ibonds Dec23 Etf (IBDO) 0.2 $693k 27k 25.68
Northern Trust Corporation (NTRS) 0.2 $684k 5.7k 119.60
Us Bancorp Del Com New (USB) 0.2 $677k 12k 56.14
Coca-Cola Company (KO) 0.1 $642k 11k 59.22
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $633k +3% 5.5k 116.08
Cme (CME) 0.1 $632k 2.8k 228.49
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $608k 10k 60.80
NVIDIA Corporation (NVDA) 0.1 $596k +2% 2.0k 293.89
Exxon Mobil Corporation (XOM) 0.1 $589k 9.6k 61.23
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.1 $583k 29k 20.33
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $568k +20% 12k 48.82
Eli Lilly & Co. (LLY) 0.1 $565k 2.0k 276.28
Athene Holding Cl A 0.1 $563k 6.8k 83.26
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $555k 4.9k 114.15
Wal-Mart Stores (WMT) 0.1 $545k +61% 3.8k 144.60
Amgen (AMGN) 0.1 $545k +7% 2.4k 225.02
Cbre Group Cl A (CBRE) 0.1 $543k 5.0k 108.47
McDonald's Corporation (MCD) 0.1 $542k +5% 2.0k 268.18
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $542k 3.0k 178.88
Nextera Energy (NEE) 0.1 $534k +3% 5.7k 93.41
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.1 $528k 1.8k 301.71
Amazon (AMZN) 0.1 $523k -4% 157.00 3331.21
Select Sector Spdr Tr Financial (XLF) 0.1 $515k +65% 13k 39.03
Merck & Co (MRK) 0.1 $498k 6.5k 76.63
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $480k 9.8k 49.23
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.1 $478k -24% 8.7k 54.87
Ishares Tr Ibonds Dec22 Etf (IBDN) 0.1 $461k -9% 18k 25.16
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $458k -20% 8.5k 53.93
Vanguard Intl Equity Index F Ftse Pacific Etf (VPL) 0.1 $452k -3% 5.8k 78.05
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $451k 1.00 451000.00
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $447k 7.3k 61.26
Visa Com Cl A (V) 0.1 $443k 2.0k 216.84
Brookfield Asset Mgmt Cl A Ltd Vt Sh (BAM) 0.1 $439k 7.3k 60.34
Morgan Stanley Com New (MS) 0.1 $434k 4.4k 98.08
Match Group (MTCH) 0.1 $421k 3.2k 132.35
Willis Towers Watson SHS (WTW) 0.1 $414k 1.7k 237.25
Mastercard Incorporated Cl A (MA) 0.1 $412k +4% 1.1k 359.51
Ishares Tr Core Intl Aggr (IAGG) 0.1 $406k 7.4k 54.56
Nike CL B (NKE) 0.1 $404k 2.4k 166.74
Motorola Solutions Com New (MSI) 0.1 $395k 1.5k 271.48
Prudential Financial (PRU) 0.1 $394k 3.6k 108.15
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $393k 7.3k 53.84
Comcast Corp Cl A (CMCSA) 0.1 $387k +4% 7.7k 50.28
Honeywell International (HON) 0.1 $380k 1.8k 208.33
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $375k +14% 2.7k 140.71
BlackRock (BLK) 0.1 $368k 402.00 915.42
Union Pacific Corporation (UNP) 0.1 $363k 1.4k 252.08
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 0.1 $362k NEW 8.6k 41.99
Bank of America Corporation (BAC) 0.1 $361k 8.1k 44.45
Datadog Cl A Com (DDOG) 0.1 $356k 2.0k 178.00
At&t (T) 0.1 $350k -18% 14k 24.57
Exchange Traded Concepts Tr Robo Glb Etf (ROBO) 0.1 $349k 5.0k 70.07
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $348k 5.2k 66.62
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $342k NEW 860.00 397.67
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $332k 3.2k 102.66
Bank of New York Mellon Corporation (BK) 0.1 $331k 5.7k 58.06
Omnicell (OMCL) 0.1 $325k 1.8k 180.56
Altria (MO) 0.1 $323k NEW 6.8k 47.40
Paypal Holdings (PYPL) 0.1 $320k 1.7k 188.68
Robinhood Mkts Com Cl A (HOOD) 0.1 $308k NEW 17k 17.77
Ishares Tr Intl Sel Div Etf (IDV) 0.1 $305k -5% 9.8k 31.14
Broadridge Financial Solutions (BR) 0.1 $299k 1.6k 182.54
Invesco Exchange Traded Fd T Wilderhil Clan (PBW) 0.1 $298k 4.2k 71.50
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.1 $297k -5% 9.6k 30.95
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $296k 4.0k 73.16
Bristol Myers Squibb (BMY) 0.1 $295k 4.7k 62.25
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $286k -46% 2.6k 108.05
Chevron Corporation (CVX) 0.1 $285k +3% 2.4k 117.48
Ishares Tr National Mun Etf (MUB) 0.1 $283k -41% 2.4k 116.08
RPM International (RPM) 0.1 $276k 2.7k 101.10
Paychex (PAYX) 0.1 $273k 2.0k 136.36
Booking Holdings (BKNG) 0.1 $269k 112.00 2401.79
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $268k -9% 6.6k 40.87
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 0.1 $267k 2.0k 134.10
Sofi Technologies (SOFI) 0.1 $267k -19% 17k 15.84
Costco Wholesale Corporation (COST) 0.1 $266k -2% 469.00 567.16
Oracle Corporation (ORCL) 0.1 $266k 3.1k 87.13
Ecolab (ECL) 0.1 $256k 1.1k 234.43
Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX) 0.1 $248k 8.1k 30.61
Spdr Ser Tr Bloomberg High Y (JNK) 0.1 $243k -10% 2.2k 108.77
Ishares Tr Pfd And Incm Sec (PFF) 0.1 $242k NEW 6.1k 39.41
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.1 $236k 4.7k 50.74
ConAgra Foods (CAG) 0.1 $236k 6.9k 34.10
Vanguard Index Fds Growth Etf (VUG) 0.1 $234k -24% 730.00 320.55
Spdr Ser Tr S&p Regl Bkg (KRE) 0.1 $233k 3.3k 70.93
Cummins (CMI) 0.1 $230k 1.1k 218.01
Vanguard Scottsdale Fds Int-term Corp (VCIT) 0.1 $229k 2.5k 92.71
Two Rds Shared Tr Anfield Diversif (DALT) 0.1 $228k 22k 10.45
Sprott Physical Gold & Silve Tr Unit (CEF) 0.1 $225k -16% 13k 17.75
Diageo Spon Adr New (DEO) 0.1 $224k NEW 1.0k 220.47
TreeHouse Foods (THS) 0.1 $223k 5.5k 40.55
FedEx Corporation (FDX) 0.1 $221k NEW 854.00 258.78
Emerson Electric (EMR) 0.1 $216k 2.3k 92.94
Wisdomtree Tr Japn Hedge Eqt (DXJ) 0.0 $215k 3.4k 62.57
Iac Interactivecorp Com New (IAC) 0.0 $215k 1.6k 130.62
Ishares Tr Rus 1000 Etf (IWB) 0.0 $210k NEW 794.00 264.48
American Express Company (AXP) 0.0 $208k 1.3k 163.78
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $208k 13k 16.09
Illinois Tool Works (ITW) 0.0 $204k NEW 826.00 246.97
Becton, Dickinson and (BDX) 0.0 $204k NEW 813.00 250.92
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $203k 13k 15.62
Vaneck Vectors Etf Tr Junior Gold Mine (GDXJ) 0.0 $203k NEW 4.8k 41.99
Doubleline Income Solutions (DSL) 0.0 $163k 10k 16.14
Servicesource (SREV) 0.0 $124k 125k 0.99
Kayne Anderson MLP Investment (KYN) 0.0 $99k 13k 7.78
Hippo Hldgs Common Stock (HIPO) 0.0 $28k NEW 10k 2.80
Oblong (OBLG) 0.0 $26k 26k 1.02
Galectin Therapeutics Com New (GALT) 0.0 $22k 11k 2.06
Biohitech Global (RENO) 0.0 $13k 19k 0.69

Past Filings by Vivaldi Capital Management

SEC 13F filings are viewable for Vivaldi Capital Management going back to 2017

View all past filings