Vivaldi Capital Management

Vivaldi Capital Management as of June 30, 2022

Portfolio Holdings for Vivaldi Capital Management

Vivaldi Capital Management holds 218 positions in its portfolio as reported in the June 2022 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Angel Oak Mtg (AOMR) 6.8 $26M 2.0M 12.96
Spdr Ser Tr Portfolio S&p500 (SPLG) 4.4 $17M 381k 44.34
Spdr S&p 500 Etf Tr Tr Unit (SPY) 4.2 $16M 43k 377.25
Spdr Index Shs Fds Portfolio Devlpd (SPDW) 3.8 $14M 500k 28.84
Spdr Ser Tr Portfolio Sh Tsr (SPTS) 3.2 $12M 418k 29.45
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 2.8 $11M 223k 48.30
Apple (AAPL) 2.2 $8.5M 62k 136.72
Schwab Strategic Tr Sht Tm Us Tres (SCHO) 2.1 $8.1M 165k 49.19
Ishares Tr 1 3 Yr Treas Bd (SHY) 2.0 $7.6M 92k 82.79
Ishares Tr Core S&p500 Etf (IVV) 1.9 $7.5M 20k 379.13
Ishares Tr Shrt Nat Mun Etf (SUB) 1.7 $6.5M 62k 104.67
Ishares Gold Tr Ishares New (IAU) 1.6 $6.2M 179k 34.31
Microsoft Corporation (MSFT) 1.6 $6.1M 24k 256.83
Spdr Ser Tr Portfolio S&p600 (SPSM) 1.6 $6.0M 167k 35.98
Ishares Tr Select Divid Etf (DVY) 1.4 $5.4M 46k 117.66
Spdr Ser Tr Portfolio S&p400 (SPMD) 1.4 $5.4M 135k 39.69
Vanguard Index Fds Total Stk Mkt (VTI) 1.3 $5.0M 27k 188.61
Tesla Motors (TSLA) 1.3 $5.0M 7.4k 673.45
Pgim Short Duration High Yie (ISD) 1.2 $4.8M 386k 12.31
Invesco Van Kampen Senior Income Trust (VVR) 1.2 $4.7M 1.2M 3.89
Ishares Tr Msci Eafe Etf (EFA) 1.2 $4.4M 71k 62.49
Gaming & Leisure Pptys (GLPI) 1.1 $4.2M 92k 45.86
Schwab Strategic Tr Us Lrg Cap Etf (SCHX) 1.1 $4.2M 94k 44.66
Spdr Gold Tr Gold Shs (GLD) 1.1 $4.1M 24k 168.46
First Tr Exch Trd Alphdx Asia Ex Japan (FPA) 1.1 $4.1M 157k 26.02
Vanguard Tax-managed Intl Van Ftse Dev Mkt (VEA) 1.0 $3.7M 91k 40.80
Vanguard Index Fds S&p 500 Etf Shs (VOO) 1.0 $3.7M 11k 346.89
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.0 $3.7M 308k 11.91
Pgim Global Short Duration H (GHY) 0.9 $3.6M 317k 11.47
Schwab Strategic Tr Intl Eqty Etf (SCHF) 0.9 $3.4M 110k 31.45
Dws Municipal Income Cf non-tax cef (KTF) 0.9 $3.4M 365k 9.40
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.9 $3.4M 76k 44.19
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.9 $3.3M 284k 11.57
Blackrock Muniyield Fund (MYD) 0.9 $3.3M 294k 11.14
Invesco Quality Municipal Inc Trust (IQI) 0.8 $3.2M 309k 10.21
Ares Dynamic Cr Allocation (ARDC) 0.8 $3.0M 247k 12.20
AllianceBernstein Global Hgh Incm (AWF) 0.8 $2.9M 297k 9.77
Ishares Tr Core S&p Ttl Stk (ITOT) 0.7 $2.9M 34k 83.78
Ishares Tr Rus 1000 Val Etf (IWD) 0.7 $2.8M 19k 144.97
Western Asset Managed Municipals Fnd (MMU) 0.7 $2.7M 259k 10.57
Ishares Tr Msci Acwi Etf (ACWI) 0.7 $2.7M 32k 83.88
Procter & Gamble Company (PG) 0.7 $2.7M 19k 143.78
Ishares Tr Core S&p Mcp Etf (IJH) 0.7 $2.7M 12k 226.23
Putnam Premier Income Tr Sh Ben Int (PPT) 0.7 $2.7M 701k 3.80
Spdr Index Shs Fds Portfolio Emg Mk (SPEM) 0.7 $2.7M 76k 34.77
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) 0.7 $2.6M 63k 41.66
Barings Global Short Duration Com cef (BGH) 0.7 $2.6M 197k 13.01
Vanguard Index Fds Mid Cap Etf (VO) 0.6 $2.5M 13k 196.99
DNP Select Income Fund (DNP) 0.6 $2.2M 206k 10.84
Pfizer (PFE) 0.6 $2.2M 42k 52.42
JPMorgan Chase & Co. (JPM) 0.6 $2.2M 19k 112.60
Pra (PRAA) 0.6 $2.1M 59k 36.36
Ishares Tr Rus Mid Cap Etf (IWR) 0.5 $2.1M 32k 64.65
Global X Fds Glbl X Mlp Etf (MLPA) 0.5 $2.0M 55k 36.88
Vanguard Index Fds Small Cp Etf (VB) 0.5 $2.0M 11k 176.12
First Tr Exch Traded Fd Iii Merger Arbitra (MARB) 0.5 $2.0M 99k 19.85
Alphabet Cap Stk Cl C (GOOG) 0.5 $1.9M 876.00 2187.21
Ishares Tr Russell 2000 Etf (IWM) 0.5 $1.9M 11k 169.34
Vanguard Index Fds Value Etf (VTV) 0.5 $1.9M 14k 131.86
Investment Managers Ser Tr Knwldl Ld Etf (KLDW) 0.5 $1.8M 51k 35.59
Ishares Tr Cohen Steer Reit (ICF) 0.5 $1.7M 29k 60.77
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.5 $1.7M 6.3k 273.00
Schwab Strategic Tr Emrg Mkteq Etf (SCHE) 0.4 $1.7M 66k 25.38
Abbvie (ABBV) 0.4 $1.5M 9.9k 153.17
Ishares Tr Core Msci Eafe (IEFA) 0.4 $1.5M 26k 58.83
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 0.4 $1.5M 38k 38.98
Luminar Technologies Com Cl A (LAZR) 0.4 $1.5M 250k 5.93
Johnson & Johnson (JNJ) 0.4 $1.5M 8.2k 177.53
Vanguard Intl Equity Index F Tt Wrld St Etf (VT) 0.4 $1.4M 16k 85.34
Ishares Tr Rus 1000 Grw Etf (IWF) 0.4 $1.4M 6.4k 218.63
UnitedHealth (UNH) 0.4 $1.4M 2.7k 513.49
Thermo Fisher Scientific (TMO) 0.3 $1.3M 2.3k 543.35
Ishares Tr Calif Mun Bd Etf (CMF) 0.3 $1.3M 22k 56.47
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.3 $1.3M 20k 62.71
Boeing Company (BA) 0.3 $1.2M 8.9k 136.73
Alphabet Cap Stk Cl A (GOOGL) 0.3 $1.2M 551.00 2179.67
Schwab Strategic Tr Schwb Fdt Int Lg (FNDF) 0.3 $1.2M 42k 28.32
Vanguard Specialized Funds Div App Etf (VIG) 0.3 $1.2M 8.1k 143.44
Ishares Tr Msci Ac Asia Etf (AAXJ) 0.3 $1.1M 17k 69.18
Schwab Strategic Tr Schwb Fdt Emk Lg (FNDE) 0.3 $1.1M 42k 25.93
Verizon Communications (VZ) 0.3 $1.1M 21k 50.76
Select Sector Spdr Tr Energy (XLE) 0.3 $1.0M 15k 71.51
Listed Fd Tr Horizon Kinetics (INFL) 0.3 $1.0M 35k 28.54
Vaneck Etf Trust Agribusiness Etf (MOO) 0.2 $946k 11k 86.47
Accenture Plc Ireland Shs Class A (ACN) 0.2 $916k 3.3k 277.66
Abbott Laboratories (ABT) 0.2 $900k 8.3k 108.66
Alps Etf Tr Alerian Mlp (AMLP) 0.2 $896k 26k 34.44
Select Sector Spdr Tr Technology (XLK) 0.2 $843k 6.6k 127.09
Ishares Tr Core S&p Scp Etf (IJR) 0.2 $829k 9.0k 92.39
First Tr Exch Traded Fd Iii Pfd Secs Inc Etf (FPE) 0.2 $827k 48k 17.24
3M Company (MMM) 0.2 $824k 6.4k 129.44
Ishares Tr S&p 100 Etf (OEF) 0.2 $812k 4.7k 172.47
Exxon Mobil Corporation (XOM) 0.2 $799k 9.3k 85.68
Pepsi (PEP) 0.2 $794k 4.8k 166.74
Ishares Tr Mrgstr Md Cp Val (IMCV) 0.2 $776k 13k 59.36
Home Depot (HD) 0.2 $772k 2.8k 274.15
Ishares Tr Us Hlthcare Etf (IYH) 0.2 $747k 2.8k 268.90
Walt Disney Company (DIS) 0.2 $726k 7.7k 94.38
Blackrock Calif Mun Income T Sh Ben Int (BFZ) 0.2 $702k 62k 11.32
Amazon (AMZN) 0.2 $696k 6.6k 106.19
Ishares Tr Core Msci Intl (IDEV) 0.2 $683k 13k 53.74
Eli Lilly & Co. (LLY) 0.2 $672k 2.1k 324.01
McDonald's Corporation (MCD) 0.2 $661k 2.7k 246.73
Intel Corporation (INTC) 0.2 $645k 17k 37.40
General Electric Com New (GE) 0.2 $642k 10k 63.72
Cisco Systems (CSCO) 0.2 $633k 15k 42.64
Merck & Co (MRK) 0.2 $623k 6.8k 91.23
Vanguard Intl Equity Index F Ftse Europe Etf (VGK) 0.2 $616k 12k 52.84
Blackrock Muniyield Insured Fund (MYI) 0.2 $615k 53k 11.66
Target Corporation (TGT) 0.2 $599k 4.2k 141.21
Coca-Cola Company (KO) 0.2 $595k 9.5k 62.94
Us Bancorp Del Com New (USB) 0.2 $582k 13k 46.00
Ishares Core Msci Emkt (IEMG) 0.2 $581k 12k 49.08
Brookfield Infrast Partners Lp Int Unit (BIP) 0.1 $573k 15k 38.20
Neuberger Ber. CA Intermediate Muni Fund 0.1 $570k 51k 11.19
Cme (CME) 0.1 $566k 2.8k 204.78
Ishares Tr Core Us Aggbd Et (AGG) 0.1 $562k 5.5k 101.72
Ishares Tr Ishares Biotech (IBB) 0.1 $550k 4.7k 117.60
Chevron Corporation (CVX) 0.1 $549k 3.8k 144.74
Vanguard Index Fds Real Estate Etf (VNQ) 0.1 $548k 6.0k 91.18
D.R. Horton (DHI) 0.1 $544k 8.2k 66.24
American Centy Etf Tr Intl Smcp Vlu (AVDV) 0.1 $519k 9.8k 52.78
American Centy Etf Tr Us Sml Cp Valu (AVUV) 0.1 $516k 7.6k 68.31
Northern Trust Corporation (NTRS) 0.1 $502k 5.2k 96.52
Wal-Mart Stores (WMT) 0.1 $484k 4.0k 121.67
Invesco Qqq Tr Unit Ser 1 (QQQ) 0.1 $477k 1.7k 280.26
Ishares Tr U.s. Tech Etf (IYW) 0.1 $475k 5.9k 79.93
Vanguard Index Fds Sm Cp Val Etf (VBR) 0.1 $445k 3.0k 149.73
Visa Com Cl A (V) 0.1 $442k 2.2k 196.88
Amgen (AMGN) 0.1 $440k 1.8k 243.23
Spdr Ser Tr Nuveen Blmbrg Sh (SHM) 0.1 $437k 9.3k 47.24
Nextera Energy (NEE) 0.1 $436k 5.6k 77.41
Lyft Cl A Com (LYFT) 0.1 $421k 32k 13.27
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $416k 35k 11.98
Vanguard Admiral Fds 500 Grth Idx F (VOOG) 0.1 $414k 1.9k 217.89
Berkshire Hathaway Inc Del Cl A (BRK.A) 0.1 $409k 1.00 409000.00
Ishares Tr Ibonds Dec23 Etf 0.1 $407k 16k 25.09
Meta Platforms Cl A (META) 0.1 $398k 2.5k 161.26
Ark Etf Tr Innovation Etf (ARKK) 0.1 $396k 9.9k 39.85
Ishares Tr Msci Emg Mkt Etf (EEM) 0.1 $396k 9.9k 40.06
Select Sector Spdr Tr Sbi Healthcare (XLV) 0.1 $389k 3.0k 128.09
Mastercard Incorporated Cl A (MA) 0.1 $387k 1.2k 315.40
NVIDIA Corporation (NVDA) 0.1 $379k 2.5k 151.42
Morgan Stanley Com New (MS) 0.1 $379k 5.0k 76.12
Doubleline Income Solutions (DSL) 0.1 $378k 31k 12.12
Apollo Global Mgmt (APO) 0.1 $377k 7.8k 48.53
Bristol Myers Squibb (BMY) 0.1 $372k 4.8k 77.02
International Business Machines (IBM) 0.1 $370k 2.6k 141.33
Ishares Tr Ishs 1-5yr Invs (IGSB) 0.1 $369k 7.3k 50.55
Cbre Group Cl A (CBRE) 0.1 $368k 5.0k 73.51
Ishares Tr Ibonds Dec22 Etf 0.1 $368k 15k 25.03
Exchange Listed Fds Tr Saba Int Rate (CEFS) 0.1 $366k 21k 17.23
Schwab Strategic Tr Us Aggregate B (SCHZ) 0.1 $349k 7.3k 47.87
Prudential Financial (PRU) 0.1 $348k 3.6k 95.63
Willis Towers Watson SHS (WTW) 0.1 $346k 1.8k 197.60
Union Pacific Corporation (UNP) 0.1 $334k 1.6k 213.28
Select Sector Spdr Tr Financial (XLF) 0.1 $328k 10k 31.44
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $325k 26k 12.33
Brookfield Asset Mgmt Cl A Ltd Vt Sh 0.1 $324k 7.3k 44.54
Spdr Ser Tr Prtflo S&p500 Vl (SPYV) 0.1 $321k 8.7k 36.79
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.1 $320k 25k 12.88
Comcast Corp Cl A (CMCSA) 0.1 $313k 8.0k 39.21
Honeywell International (HON) 0.1 $309k 1.8k 173.89
Motorola Solutions Com New (MSI) 0.1 $305k 1.5k 209.62
Ishares Tr Core Intl Aggr (IAGG) 0.1 $300k 6.0k 49.88
Dimensional Etf Trust Us Mktwide Value (DFUV) 0.1 $300k 9.5k 31.63
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) 0.1 $295k 5.9k 49.93
Altria (MO) 0.1 $281k 6.7k 41.82
Invesco Exchange Traded Fd T Invesco Msci (ERTH) 0.1 $281k 5.2k 53.76
Costco Wholesale Corporation (COST) 0.1 $280k 585.00 478.63
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $279k 30k 9.26
Ishares Tr National Mun Etf (MUB) 0.1 $271k 2.5k 106.36
Ishares Tr Fltg Rate Nt Etf (FLOT) 0.1 $268k 5.4k 49.89
Bank of America Corporation (BAC) 0.1 $266k 8.6k 31.10
Ishares Tr Iboxx Hi Yd Etf (HYG) 0.1 $261k 3.5k 73.60
First Tr Exchange Traded Nasdq Cln Edge (GRID) 0.1 $251k 3.2k 77.61
Broadridge Financial Solutions (BR) 0.1 $251k 1.8k 142.37
Nike CL B (NKE) 0.1 $245k 2.4k 102.17
BlackRock (BLK) 0.1 $245k 403.00 607.94
ConAgra Foods (CAG) 0.1 $241k 7.0k 34.26
Bank of New York Mellon Corporation (BK) 0.1 $237k 5.7k 41.63
Danaher Corporation (DHR) 0.1 $237k 934.00 253.75
Dimensional Etf Trust World Ex Us Core (DFAX) 0.1 $234k 11k 21.48
Pimco Etf Tr Enhan Shrt Ma Ac (MINT) 0.1 $233k 2.3k 99.23
Oracle Corporation (ORCL) 0.1 $233k 3.3k 69.89
TreeHouse Foods (THS) 0.1 $230k 5.5k 41.82
Dimensional Etf Trust Us Targeted Vlu (DFAT) 0.1 $230k 5.7k 40.18
Ishares Tr Gl Clean Ene Etf (ICLN) 0.1 $228k 12k 19.08
Paychex (PAYX) 0.1 $228k 2.0k 114.00
Ishares Tr Esg Awr Msci Usa (ESGU) 0.1 $227k 2.7k 83.73
Ark Etf Tr Genomic Rev Etf (ARKG) 0.1 $226k 7.2k 31.52
Exchange Traded Concepts Tr Robo Glb Etf (ROBO) 0.1 $224k 5.0k 44.97
Wisdomtree Tr Japn Hedge Eqt (DXJ) 0.1 $224k 3.6k 62.41
Match Group (MTCH) 0.1 $223k 3.2k 69.73
Ishares Tr Eafe Sml Cp Etf (SCZ) 0.1 $221k 4.0k 54.62
RPM International (RPM) 0.1 $215k 2.7k 78.75
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) 0.1 $207k 2.0k 103.04
Cummins (CMI) 0.1 $206k 1.1k 193.79
Booking Holdings (BKNG) 0.1 $206k 118.00 1745.76
Omnicell (OMCL) 0.1 $205k 1.8k 113.89
American Express Company (AXP) 0.1 $205k 1.5k 138.51
Schwab Strategic Tr Intl Sceqt Etf (SCHC) 0.1 $203k 6.5k 31.17
Dimensional Etf Trust Us Core Equity 2 (DFAC) 0.1 $203k 8.7k 23.31
Becton, Dickinson and (BDX) 0.1 $202k 819.00 246.64
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.1 $202k 2.9k 70.19
Robinhood Mkts Com Cl A (HOOD) 0.1 $198k 24k 8.20
Two Rds Shared Tr Anfield Diversif (DALT) 0.1 $194k 22k 8.90
Servicesource 0.0 $184k 125k 1.47
Sprott Physical Gold & Silve Tr Unit (CEF) 0.0 $184k 11k 16.78
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $161k 13k 12.45
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $153k 13k 11.77
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $137k 13k 10.55
Kayne Anderson MLP Investment (KYN) 0.0 $122k 15k 8.35
Sofi Technologies (SOFI) 0.0 $89k 17k 5.28
Indaptus Therapeutics (INDP) 0.0 $63k 24k 2.62
Galectin Therapeutics Com New (GALT) 0.0 $22k 17k 1.29
Hippo Hldgs Common Stock 0.0 $9.0k 10k 0.90
Oblong 0.0 $8.0k 26k 0.31